Head of Compliance
Confidential
Head of Compliance
About the Company
Innovative financial services company transforming capital markets infrastructure
Industry
Financial Services
Type
Privately Held
About the Role
The Company is in search of a Head of Compliance to join their team. The successful candidate will be responsible for leading and maintaining the firm's regulatory compliance program, serving as the primary liaison for regulatory matters, and overseeing a wide range of compliance activities including AML, sanctions, KYC, and customer due diligence programs. This role requires the development of policies, procedures, and internal controls to ensure compliance with federal and state regulatory requirements, as well as the management of tax reporting and withholding compliance. The Head of Compliance will also be instrumental in shaping the compliance strategy, partnering with executive leadership, and preparing the organization for regulatory growth. Applicants must have a minimum of 10 years' of compliance experience in financial services, capital markets, securities operations, banking, or a similarly regulated environment. Strong knowledge of securities regulations, regulatory examinations, and compliance program management is essential. The ideal candidate will have a background in securities servicing, custody, or transfer operations, and experience with digital assets or emerging financial technologies. Professional certifications such as CAMS, CRCM, or similar compliance credentials are a plus. The role demands excellent communication skills, the ability to balance regulatory requirements with business objectives, and a proactive approach to monitoring and implementing evolving regulations.
Functions
- Finance
- Legal
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Head of Compliance in Fort Worth, TX vacancy
- SUMMARY:The Chief Compliance Officer will serve as the primary advisor to the bank, providing strategic direction on regulatory and compliance matters. This role will be responsible for establishing and maintaining an effective, practical, and risk-based compliance risk...SuggestedWork at officeLocal area
TexasBank
Fort Worth, TX1 day ago - ...Head of Regulatory Affairs About the Company Clinical-stage biotech developing novel therapies for areas of significant unmet medical need Industry Biotechnology Type Privately Held About the Role The Company is seeking a hands-on Head of Regulatory...Suggested
- ...bottling and canning lines in Fort Worth, TX. You will write HACCP plans, CAPA processes, and audit protocols while ensuring day-to-day compliance on the floor. You will partner with production to manage releases, investigations, and root-cause analysis, and you will lead...Suggested
- Chief Commercial Officer (CCO) About the Company Fast-growing, multi-location business services company for commercial construction trades. Industry Construction Type Privately Held About the Role The Company is seeking a Chief Commercial Officer...SuggestedFor contractorsFor subcontractor
- Chief Commercial Officer (CCO) About the Company Healthcare technology company automating workflows between providers and payers. Industry Computer Software Type Privately Held, VC-backed About the Role The Company is seeking a Chief Commercial Officer...Suggested
- ...s Quality Assurance and Quality Control functions. You will be the principal owner of the QMS, accountable for AS9100 and AS9120 compliance as well as customer and regulatory requirements. The role drives continuous improvement, leads internal and external audits, supervises...
- ...How will this role impact First Command? The First Command Bank Chief Compliance Officer is responsible for leading, maturing, and sustaining the Bank’s enterprise compliance function. This role provides strategic oversight of the Bank’s compliance management system...Work experience placementBank staff
First-Command-Financial-Services
Fort Worth, TX1 day ago - ...you ready to join us?This role is part of Alcon's Quality & Regulatory Affairs function, a team that ensures our products are in compliance with global, local, and internal regulations and meet the strictest standards of quality as we help people see brilliantly. The Sr...Hourly payFull timeTemporary workLocal areaRelocation packageFlexible hours
Alcon Pharma
Fort Worth, TX1 day ago $130k - $160k
We blend, bottle, and can distilled spirits and ready-to-drink cocktails for the biggest beverage-alcohol brands in the world, names you'd recognize from any back bar. Brands like that don't take a co-packer's word for quality. They send their own auditors, who pull records...Full timeContract workNight shift- Forvis Mazars, LLP in Fort Worth, TX is seeking a senior tax professional to lead planning and execution of tax compliance and advisory services for individuals, partnerships, and corporations across industries. You will mentor staff, review returns, build client relationships...
- ...Independence facility in Fort Worth, Texas. This role serves as the organizational leader for building EHS infrastructure, protocols, and compliance frameworks from the ground up.This position will lead the company’s path toward ISO 14001 and ISO 45001 certification, establish...Permanent employmentWork at officeLocal area
MP Materials
Fort Worth, TX2 days ago - Job description We are looking to hire ambitious entrepreneurs to start and scale their own startups. We are serial entrepreneurs for example Paul Müller (founder Adjust 1.2B exit) and Petter Made (founder SumUp 8B) who are eager to support outlier personalities...Full timeRemote workRelocation
- ...Description Education and/or Experience A Bachelors degree in business administration, organizational management, or regulatory compliance is required; Masters degree is preferred. A minimum of ten years experience in compliance is required and includes...Summer workWork at office
Employee Magnets
Fort Worth, TX4 days ago $96k - $118.5k
...transport solutions Volvo Autonomous Solutions will contribute tocreating a society we all want to live in. The Senior Safety and Compliance Advisor will be responsible for identified Safety Department functions, thatensure company goals related to regulatory compliance...For contractorsLive inVolvo Group
Fort Worth, TX2 days ago- ...International in Fort Worth, TX leads the Quality Assurance and Quality Control functions and owns the QMS, ensuring AS9100/AS9120 compliance and continual improvement to deliver reliable aerospace products and services. Key duties include shaping the quality strategy,...
- Textron Systems is hiring a Quality Assurance Manager (ATAC) to lead the QA department, ensure compliance with FAA and related standards, and coordinate with maintenance leadership and subcontractors. The role reports to the Director of Maintenance and emphasizes safety...For subcontractor
- Atmos Energy Corporation seeks a compliance-focused professional to lead safety and regulatory initiatives in the Fort Worth area. You will oversee resources, ensure DOT 192 compliance, and supervise measurement facilities and related control systems. The role involves...
- Manager, Drug and Alcohol Regulatory Compliance Need Accommodation Assistance? Careers Student & Grads Life at American Our People Manager, Drug and Alcohol Regulatory Compliance Posting Start Date: 10/22/26 Location :DFW Headquarters Building 8 (DFW-SV08) Cities...Immediate startFlexible hours
- Summary of Responsibilities The Senior Manager Government Compliance will provide companywide guidance as the subject matter expert on the Federal Acquisition Regulation (FAR), Defense Federal Acquisition Regulation Supplement (DFARS), Cost Accounting Standards (CAS),...Contract workFor contractors
- ...Head Counsel, Regulatory About the Company A mission-driven, leading health and wellness platform revolutionizing telehealth for providers and patients. Industry Health, Wellness and Fitness Type Privately Held About the Role The Company is seeking...Remote work
$90k - $110k
...Job Description Job Description Job Title: Carrier Compliance Manager Location: Fort Worth, Texas Type: Direct Hire Compensation: $90,000.00 - $110,000.00 Work Model: Hybrid Hours: 40.0 hours per week Overview Join a leading national third-party...Zero hours contractLocal areaSystem One
Fort Worth, TX7 days ago- Our client is a growing aircraft MRO and conversion company seeking a Director of Planning to strengthen its aircraft planning function. Reporting directly to the CEO, this leader will turn aircraft maintenance requirements and modification work scopes into executable ...
Gradel Pro Search
Fort Worth, TX1 day ago - Retail Media Strategy & Activation ManagerAt Alcon, we are driven by the meaningful work we do to help people see brilliantly. We innovate boldly, champion progress, and act with speed as the global leader in eye care. Here, you’ll be recognized for your commitment and ...Hourly payFull timeFlexible hours
Alcon Pharma
Fort Worth, TX4 days ago - WHO WE ARE:Simpli.fi provides marketing technologies, solutions, and workflow automation for advertisers and agencies of all sizes. We specialize in helping organizations that operate across many locations, jurisdictions, or local markets—where location matters and incrementality...Full timeWork at officeLocal area
Simpli.fi
Fort Worth, TX17 hours ago - ...cross-functional approval processes involving Marketing, Regulatory, Legal, Medical, and other stakeholders while balancing speed, compliance, and quality.Establish ways of working that improve consistency, accountability, and execution across content initiatives.Develop...Hourly payFull timeFlexible hours
Alcon Pharma
Fort Worth, TX1 day ago - ...decisions to senior leadership and stakeholdersEnsure external manufacturing activities meet applicable quality, regulatory (GxP), and compliance requirementsWhat You’ll Bring to Alcon:Bachelor’s Degree or Equivalent years of directly related experience (or high school +15...Full timeContract workFlexible hours
Alcon Pharma
Fort Worth, TX2 days ago - ...Job Description Job Description Description: Position Function : The Manager of Quality, Compliance and Strategic Initiatives manages assigned quality systems, reporting processes, review activities, and improvement projects under the direction of the CQSO....Contract workFor contractorsCasual workWork at office
- ...lead our Quality department and drive excellence in manufacturing operations. This role will oversee all quality functions, ensure compliance with Weatherford's Global QMS and customer requirements, and spearhead quality improvement initiatives to achieve zero defects...Contract workWork at office
Weatherford International
Fort Worth, TX4 days ago - American Airlines is seeking a Manager of Drug and Alcohol Regulatory Compliance at the DFW area. The role leads the enterprise Drug & Alcohol Program, serving as the Designated Employer Representative and ensuring FAA, FMCSA, DOT compliance across testing, audits, and...
- ...deals and selling aftermarket products to generate revenue while ensuring all financing documents are completed accurately and in compliance with federal and state laws. Responsibilities include building strong lender relationships, submitting paperwork timely, and...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Head of Compliance. Be the first to apply!
Related searches
- chief compliance officer Fort Worth, TX
- medical compliance Fort Worth, TX
- labor compliance Fort Worth, TX
- code compliance Fort Worth, TX
- medicaid compliance Fort Worth, TX
- import compliance Fort Worth, TX
- tax compliance Fort Worth, TX
- compliance technician Fort Worth, TX
- environmental compliance Fort Worth, TX
- regulatory affairs consultant Fort Worth, TX