Hybrid Advertising Compliance Analyst (FINRA/SEC)
Mohr Talent
MOHR Talent is seeking an Advertising Review & Compliance Analyst to join its Compliance team in a hybrid role based in the Austin area. The role partners with Financial Advisors, Marketing, and Compliance leadership to review client-facing communications and ensure all advertising materials meet FINRA and SEC requirements. The ideal candidate has 5+ years of broker-dealer or RIA compliance experience, with direct experience reviewing financial services advertising. #J-18808-Ljbffr Mohr Talent
Vacancy posted 4 days ago
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