AML Internal Audit Supervisor

Internal Audit Supervisor

RSM is seeking an Internal Audit Supervisor to support AML-focused engagements within our Global Banking Practice. This role requires strict third line of defense experience and hands-on involvement validating MRAs, MRIAs, and regulatory Consent Orders at large, complex global banking institutions.

The Supervisor will execute AML internal audit and validation workstreams, produce high-quality workpapers, and support issue assessments under the direction of Audit Managers and Directors.

Key Responsibilities

• Execute third line Internal Audit testing focused on AML programs
• Perform validation and testing of MRAs, MRIAs, and regulatory Consent Orders, including assessment of remediation design and operating effectiveness
• Conduct walkthroughs, testing, and documentation across core AML areas, including:
• AML governance and risk assessments
• Transaction monitoring
• KYC / CDD / EDD
• Prepare clear, well-supported audit workpapers and testing documentation in accordance with internal audit standards
• Summarize findings and testing results to support audit conclusions and reporting
• Coordinate with client Compliance, Audit, and Risk teams to obtain evidence and clarify responses
• Provide limited day-to-day guidance to junior staff on assigned workstreams, as needed

Required Qualifications

• Minimum 10 years of combined experience in AML and Internal Audit
• Mandatory experience in the third line of defense (Internal Audit)
• Direct experience validating MRAs, MRIAs, and regulatory Consent Orders
• Prior experience working at or auditing large, global banking institutions
• Strong understanding of AML regulatory expectations and control frameworks
• Ability to work independently in a highly regulated environment
• Strong written and verbal communication skills

Preferred Qualifications

• Professional certifications such as CIA, CAMS, or CISA
• Prior consulting or public accounting experience
• Experience supporting large-scale regulatory remediation efforts