Senior Vice President, Head of Compliance
Confidential
Senior Vice President, Head of Compliance
About the Company
Accomplished provider of personal loans & related services
Industry
Financial Services
Type
Privately Held, Private Equity-backed
Founded
2002
Employees
1001-5000
Categories
- Finance
- Financial Services
- Information Technology & Services
- Technology
- Banking
- Lending Services
- Credit
Specialties
- personal loans
- vacation loans
- auto loans
- home improvement
- consumer loans
- mortgage loans
- retail sales finance loans
- information technology
- and online lending
About the Role
The Company is seeking a Senior Vice President, Head of Compliance to lead and advance its enterprise-wide compliance program. The successful candidate will be responsible for ensuring that compliance policies, procedures, monitoring, testing, training, and governance activities are effective and aligned across the organization. This executive will provide strategic direction to the compliance function, serve as a key advisor to the Chief Risk Officer, and oversee all aspects of compliance, including managing regulatory exams, audits, and reporting. The role also involves collaborating with various teams to identify and manage compliance risks, as well as driving the future compliance operating model by integrating technology and digital workforce capabilities. Applicants for this role at the company should have a Bachelor’s degree, a Juris Doctor (JD) from an accredited law school, and a minimum of 12 years of progressive compliance experience in a relevant financial services setting. The ideal candidate will have a strong background in SEC, investment adviser, and wealth management regulations, and a proven track record in compliance program management and technology-driven transformation. Key responsibilities include leading a team, mentoring and developing staff, and fostering a high-performance culture. The role requires a leader with deep compliance expertise, strong decision-making abilities, and exceptional communication skills, who can balance regulatory, business, and risk considerations and is adept at driving change and innovation.
Hiring Manager Title
Chief Risk Officer
Functions
- Legal
Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the Senior Vice President, Head of Compliance in New York, NY vacancy
- ...Senior Vice President, Deputy Head of US Sanctions Compliance About the Company A globally recognized, major bank with a significant global footprint and regulatory presence. Industry Banking Type Public Company About the Role The Company is seeking...Senior
- ...technologies with global regulatory potentia l. We are seeking a Senior Director, Head of Regulatory Affairs to lead regulatory strategy across... ..., risks, and recommendations to Senior Mana gementEnsure compliance with all ongoing regulatory obligations, including...Senior
- ...and be part of something extraordinary. We’re seeking a Senior Vice President, MQ Support / Administrator professional to join our... ...application teams to ensure platform stability, security, and compliance Interpret and translate application requirements into meaningful...SeniorWorldwideFlexible hours
BNY
New York, NY3 hours ago $250k - $275k
...Subway compete not only with other sandwich brands, but with the broader QSR, fast casual, convenience, and delivery ecosystems.As a senior strategic leader, this person will serve as a trusted advisor to Subway and agency leadership, ensuring that strategy is integrated...SeniorTemporary workCasual workWork at officeLocal areaShift work3 days per week$100k - $120k
OverviewConnecting clients to markets - and talent to opportunityWe have acquired The Benchmark Company, LLC—a full-service investment banking firm with equity research and deep market and industry expertise. With 4,300 employees and over 400,000 retail and institutional...SeniorPermanent employmentFull time- Our client, a rapidly growing multi-unit restaurant organization, is seeking a Senior Vice President of Operations to serve as its senior operational leader. Reporting directly to the Chief Executive Officer and serving as a key member of the executive leadership team,...SeniorCasual work
- ...Parenthood mission. Planned Parenthood Federation of America and Planned Parenthood Action Fund seek a dynamic and data-driven Senior Vice President of Development Data, Operations, and Technology (SVP). As a core member of Development’s Senior Leadership team, the SVP...SeniorWork at office
Planned Parenthood Federation of America Inc.
New York, NY3 days ago - We’re seeking a future team member for the role of Senior Vice President, Product Manager to join our Global Payments & Trade team. This role... .... Manages relationship with Operations, Technology, Risk, Compliance, Legal, etc. to ensure different requirements are met during...SeniorWork experience placementFlexible hours
$170k - $220k
About the RoleiCapital is looking to hire a Vice President to join the Structured Investments team. This role will support the Structured Investments team, within the firm’s technology platform, by owning, developing, and maintaining the structured investments eco-system...SeniorFull timeWork at officeRemote work- ...We’re seeking a future team member for the role of Senior Vice President, Talent, Skills, & Growth to join our Corporate Affairs team. This role is located in New York.Role Overview We are seeking a strategic and execution-focused Senior Vice President, Talent, Skills,...SeniorWorldwideFlexible hours
$102k - $196.25k
...and be part of something extraordinary.We are seeking to add a senior member to Derivatives and Hedging Technical Accounting team. The... ...risk component hedgedReview of hedge documentation for compliance with documented hedge strategyEnsuring reconciliation controls...SeniorTemporary workWork at officeWorldwideFlexible hours$163.6k - $245.4k
...robust portfolio oversight, and consistent global risk standards while supporting sustainable client growth.We are seeking a Senior Vice President, Private Equity Credit Portfolio Manager to join the global underwriting team focused on Alternative Asset Managers,...SeniorFull time$190k - $225k
About the RoleiCapital is seeking a Senior Vice President to join its Regulatory and Compliance team to manage iCapital’s registered 1940 Act product compliance program. This role will work closely with the senior portfolio management, business, Regulatory and Compliance...SeniorFull timeWork at officeRemote work$190k - $225k
About the RoleiCapital is looking to hire a Senior Vice President to join the Broker Dealer and Distribution Compliance team within the Regulatory and Compliance group. This individual supports the Chief Compliance Officer in the oversight, management, and execution of...SeniorFull timeWork at officeRemote work$365k
...physicians, providing critical information about the right treatments for the right patients, at the right time.We are looking for a Senior Vice President of Medical Affairs to join the Medical Science Department at Tempus. The candidate will have experience leading Medical...SeniorFull timeRemote work$102k - $228k
Senior Vice President, Product DesignerAt BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible...SeniorTemporary workWorldwideFlexible hours$163.6k - $245.4k
...global banking and securities regulators, Compliance testing, and Internal Audit of E-Trading... ...role will report into the NAM and LATAM Head of ETRC in New York. The key responsibilities... ...judgement and autonomy. Acts as SME to senior stakeholders and junior team members. An...SeniorFull timeWork experience placement2 days per week1 day per week- ...And when brands lead, advantage follows. Go deeper. Be found.OverviewThe Vice President, Strategy leads a Strategy team across a large client account or portfolio of accounts and serves as the senior strategic lead for media planning and client partnership. This...SeniorTemporary workFreelanceFlexible hours
- ...PlannedParenthood mission.Planned Parenthood Federation of America and Planned Parenthood Action Fund seek a dynamic and strategic Senior Vice President (SVP) of Federation Fundraising. The SVP reports to Chief Development Officer (CDO) Leora Hanser in the Development division...SeniorFull timeWork at officeLocal areaShift work
- ...As a Senior Vice President, Cyber Threat Simulation you will join the enterprise Cyber Threat Simulation service at BNY, part of the Cybersecurity Platform in Engineering. In this position, you will be responsible for designing, executing, and continuously improving BNY...SeniorFor contractorsWorldwideFlexible hours
$180.22k - $299.64k
...whiteboarding with engineers, prototyping workflows themselves, and translating complex systems into clear, compelling value stories for senior client stakeholders.ResponsibilitiesKey ResponsibilitiesOwn end-to-end solution architecture, from concept through working...SeniorTemporary workFreelanceFlexible hours$104k - $253k
Senior Vice President, Applied AI Product Manager:At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the...SeniorTemporary workWork at officeWorldwideFlexible hours- ...behavioral health services with a deep commitment to growth.The Senior Vice President of Real Estate reports directly to the CEO and provides... ..., to ensure strong performance standards and regulatory compliance.Coordinate closings with Attorneys, public agencies, lenders...SeniorFull timeWork at office
$155k - $200k
...activities with partner banks, including final terms, notional amounts, trade confirmations, and settlement instructions.Maintain compliance with portfolio guidelines, including position concentration limits, issuer exposure limits, credit quality requirements, and...SeniorFull timeWork at officeRemote work- ...Role Overview The Senior Vice President of Brands will lead the strategic vision, development, and management of the company’s global brand... ...via third‑party services. Equal Opportunity & Legal Compliance VSP Vision is an equal opportunity employer and gives consideration...Senior
Eyefinity, Inc.
New York, NY3 hours ago $180.22k - $256.1k
...possible, and help define where technology, business, and marketing are headed next—this is the place to do it.Join us at razorfish.com.OverviewThe SVP, Media Strategy & Business Development is a senior leadership position that sits at the intersection of agency growth...SeniorTemporary workFreelanceWork at officeLocal areaFlexible hours$350k - $400k
...organization that meets our client’s objectives and solves their challenges. The role of Technical Manager, Urban Development (Senior Vice President) involves fulfilling the role of a Project Manager and Deputy Project Manager on complex urban development and...SeniorWork at officeLocal areaImmediate startFlexible hours$150k - $275k
...professional for a promising opportunity as a vice president on the Accounting Strategy & Policy... ...role will partner closely with the Head of Accounting Strategy & Policy to drive... ...business development, valuation, legal & compliance, and controllership. Provide...SeniorFull timeLocal areaFlexible hours- ...Asset Managers and Regulated Funds to join our Credit Risk team. This role is located in New York City, New York BNY is seeking a Senior Counterparty Credit Risk professional with experience covering Alternative Asset Managers (Hedge Funds, Private Equity, Private Credit...SeniorWorldwideFlexible hours
- BNY is seeking a Senior Vice President, AI Governance - Safety & Observability to help mature the firm’s enterprise AI governance capabilities... ..., data, model risk, technology risk, cybersecurity, compliance, legal, audit, and business teams to improve governance consistency...SeniorWorldwideFlexible hours
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Vice President, Head of Compliance. Be the first to apply!
Related searches
- vice president staffing New York, NY
- vice president of digital marketing New York, NY
- vice president logistics New York, NY
- vice president security New York, NY
- vp lending New York, NY
- vp infrastructure New York, NY
- vp support New York, NY
- vp safety New York, NY
- vice president finance New York, NY
- vice president innovation New York, NY