Supervision Support Specialist

Description

we provide superior customer service as the first line of contact for Supervision technology walk throughs, questions regarding industry rules and regulations and continuing education, requirements and processes for registration and licensing.

We want strong collaborators who can deliver a world-class client experience. We are looking for people who thrive in a fast-paced environment, are client-focused, team oriented, and are able to execute in a way that encourages creativity and continuous improvement.

Will work directly with advisors on compliance, registration, and FINRA licensing requirements.

What to Expect:

Career Advancement: Continuous feedback and coaching to take your career to the next level in the direction you want to.

Support & Development: Our Supervision Support team focuses heavily on development and highly encourages team members to obtain additional licensing such as the 66, 24, or 9/10.

Team Environment: Our Supervision support team has a strong team dynamic with easy access to next level support.

Skills

series 7, finra, Open to Candidates in San Diego or Charlotte or Phoenix, Customer service

Top Skills Details

series 7,finra,Open to Candidates in San Diego or Charlotte or Phoenix

Additional Skills & Qualifications

Requirements:

1 -2 Years experience in a FINRA regulated environment

Minimum 1 year of recent customer service experience

Excellent oral and written communication skills.

Ability to quickly learn and maintain knowledge in a very dynamic environment

Ability to multi-task, strong attention to detail, excellent problem-solving and follow-up skills.

Knowledge of mutual funds, annuities, general securities, and other financial products required.

Knowledge of FINRA, SEC, and State rules and regulations required.

Licenses requirement: FINRA SIE and Series 7 top-off & Series 63 or must be passed within 90 days of employment.

Core Competencies:

Analytical

FINRA

Critical Thinker

Reliable

Team Player

Preferences:

1-2 year of financial services experiences focused on investment products.

Previous working knowledge of securities licensing and insurance licensing

Proactive collaboration and service-based responses with business partners on escalated issues.

Experience with all Microsoft applications, particularly, Excel, Word, Access, PowerPoint, and SharePoint.

Experience Level

Expert Level

This is a Contract to Hire position based out of Tempe, AZ.

The pay range for this position is $25.00 - $33.00/hr.

Individual compensation offered for this position within this range will depend on many factors, including qualifications, skills, relevant experience, job knowledge, geographic location, internal equity, and other pertinent job-related factors.

Eligibility requirements apply to some benefits and may depend on your job classification and length of employment. Benefits are subject to change and may be subject to specific elections, plan, or program terms. If eligible, the benefits available for this temporary role may include the following: Medical, dental & vision Critical Illness, Accident, and Hospital 401(k) Retirement Plan Pre-tax and Roth post-tax contributions available Life Insurance (Voluntary Life & AD&D for the employee and dependents) Short and long-term disability Health Spending Account (HSA) Transportation benefits Employee Assistance Program Time Off/Leave (PTO, Vacation or Sick Leave)

This is a hybrid position in Tempe,AZ.

This position is anticipated to close on Oct 15, 2026.

About TEKsystems

We're partners in transformation. We help clients activate ideas and solutions to take advantage of a new world of opportunity. We are a team of 80,000 strong, working with over 6,000 clients, including 80% of the Fortune 500, across North America, Europe and Asia. As an industry leader in Full-Stack Technology Services, Talent Services, and real-world application, we work with progressive leaders to drive change. That's the power of true partnership. TEKsystems is an Allegis Group company.

The company is an equal opportunity employer and will consider all applications without regards to race, sex, age, color, religion, national origin, veteran status, disability, sexual orientation, gender identity, genetic information or any characteristic protected by law.

About TEKsystems and TEKsystems Global Services

Were a leading provider of business and technology services. We accelerate business transformation for our customers. Our expertise in strategy, design, execution and operations unlocks business value through a range of solutions. Were a team of 80,000 strong, working with over 6,000 customers, including 80% of the Fortune 500 across North America, Europe and Asia, who partner with us for our scale, full-stack capabilities and speed. Were strategic thinkers, hands-on collaborators, helping customers capitalize on change and master the momentum of technology. Were building tomorrow by delivering business outcomes and making positive impacts in our global communities. TEKsystems and TEKsystems Global Services are Allegis Group companies. Learn more at TEKsystems.com.

The company is an equal opportunity employer and will consider all applications without regard to race, sex, age, color, religion, national origin, veteran status, disability, sexual orientation, gender identity, genetic information or any characteristic protected by law.

San Francisco Fair Chance Ordinance: Pursuant to the San Francisco Fair Chance Ordinance, for all positions located in the city and county of San Francisco, we will consider for employment qualified applicants with arrest and conviction records.

Massachusetts Lie Detector: It is unlawful in Massachusetts to require or administer a lie detector test as a condition of employment or continued employment. An employer who violates this law shall be subject to criminal penalties and civil liability.

Use of Artificial Intelligence (AI): We may use Artificial Intelligence (AI) to support parts of our hiring process, including sourcing, screening, and evaluating candidates. AI helps assess applications and qualifications, but final decisions are made by our hiring team. By applying, you acknowledge and agree that your application may be reviewed using AI tools.