Financial Services Regulatory & Compliance Associate (Mid-Level)
$260k - $365kGreenberg Traurig LLP
Greenberg Traurig (GT), a global law firm, has an exciting full-time employment opportunity for a mid-level Associate in the Financial Regulatory & Compliance Practice. They can be based in our Miami, DC, New York, Chicago, Atlanta, Phoenix or Dallas office. We offer competitive compensation and an excellent benefits package. GT has the largest legal footprint in the United States and the Associate will have the opportunity to work with clients, large and small, from variety of industries across the country.Greenberg Traurig’s Financial Regulatory & Compliance Practice comprises of more than 80 attorneys throughout the United States and in Latin America, Europe and Asia. Our department’s global platform distinctively positions us to address the needs of both domestic and international clients. We continue to build on a practice base that, while very broad, is nonetheless refined to serve the unique industry, practice, and jurisdictional needs of our diverse client base.Candidates will have between 3 and 5 years of financial services regulatory and compliance experience (particularly in the areas of banking, money services businesses, payment systems, FinTech firms). Experience with licensing/chartering, and knowledge of key financial services laws and regulations (e.g., BSA/AML, sanctions, third-party risk management, and consumer compliance). Enforcement experience is a plus. We are seeking candidates who possess a strong academic background and excellent legal research, analysis and writing skills, with strong attention to detail. Candidates must be willing to take on significant responsibility, have a strong commitment to client service and be diligent, proactive and team-oriented. Candidates must be admitted to or eligible for admission in the relevant jurisdiction. Fluency in Spanish is preferred but not required.For consideration, please submit your resume and official transcript(s).*Submissions from search firms will only be accepted through our web portal for third-party submissions; for access, contact Samira Jacobson.The expected pay range for this position is:Washington D.C., New York City and Chicago: $260,000 - 365,000 per yearSalary will be determined based upon education, experience, job related factors permitted by law, internal equity, and market data, including geographic pay differentials in locations where market pay differs from the national average. Full time employees may be eligible for a discretionary bonus, health insurance with an optional HSA, short term disability, long term disability, dental insurance, vision care, life insurance, Healthcare and Dependent Care Flexible Spending Accounts, 401K, vacation, sick time, and an employee assistance program. Additional voluntary programs include: voluntary accident insurance, voluntary life, voluntary disability, voluntary critical illness and cancer insurance and pet insurance. Commuter and Transit programs may also be available in certain markets.GT is an EEO employer with an inclusive workplace committed to merit-based consideration and review without regard to an individual’s race, sex, or other protected characteristics and to the principles of non-discrimination on any protected basis. SummaryLocation: Miami; Atlanta; Washington, D.C.; Dallas; Chicago; Phoenix; New YorkType: Full time
$80k - $131k
CLA is a top 10 national professional services firm where our purpose is to create opportunities... ...job opportunity is available in CLA's Financial Services Group on the Regulatory Compliance team. We are seeking a senior associate to in-charge and complete fieldwork on...SuggestedFull time- ...our team as Field Compliance Advisory Coverage... ...Units including Service Review Unit (SRU)... ...Virtual Engagement Associates (VEA), Central... ...management of legal, regulatory and franchise... ...This is a Director level position within... ...global leader in financial services, always...Suggested
- ...A well-established financial services firm to support their search for a Compliance Specialist to join their Compliance team. The organization is known for its strong regulatory framework and disciplined compliance culture, and this role plays an important part in supporting...SuggestedWork at office
- ...Compliance Officer HilltopSecurities is looking to... ...electronic communications, regulatory requests and... ...the education of Firm associates with respect to regulatory... ...of two years financial service industry experience.... ...the general nature and level of work being performed...SuggestedWork at officeHome office
- ...Description Overview At Community Financial System, Inc. (CFSI), we are... ..., high-quality financial services and products. Our retail... ..., data protection practices, regulatory considerations, and overall risk... ...proper staffing and service levels. Qualifications Education...Suggested
$90.72k - $121.52k
OverviewThe Infosys Financial Services unit is a global leader in driving... ...Experience• Experience in Regulatory reporting /AML/ Capital Markets... ...to deliver unprecedented levels of performance and customer... ...Skill 1Domain|Banking|Compliance & Regulations Technical/Domain...Full timeTemporary workRelocation- ...supportive and innovative environment.JOB INFORMATIONJob Title: Sr Regulatory Affairs & Compliance SpecialistJob Code: 20001259Job Family: Legal, Compliance,... ...ExemptJob Function: Regulatory Affairs and ComplianceJob Level: Professional IIIJOB SUMMARYMaintains the organization's...
- Regulatory Affairs ConsultantLocation: Hybrid (Dallas, TX Preferred)Yrs of Exp: 3 yrs +Overview... ...complex regulatory landscapes, ensuring compliance with global medical device regulations,... ...to determine the appropriate level of regulatory oversight required.Compliance...Full time
- ...Job Overview: We are seeking a detail-oriented Regulatory Associate to join our Regulatory Affairs team. In this role, you will play a vital... ...and submission of regulatory documents, ensuring compliance with all regulatory standards, and facilitating the approval...Contract workWork at office
- The Regulatory Affairs Specialist 3 develops and executes regulatory strategy and integrates... ...materials needed for regulatory compliance. Uses technical knowledge to drive new product... ...medical devices. Trains and mentors lower-level specialists in regulatory activities....
- ...years of professional experience in ethics, compliance, risk, legal, and/or governance in a... ...years of experience should be in driving regulatory compliance programs with specific... ...a key thought partner Exhibits highest levels of discretion and judgment in safeguarding...Apprenticeship
- ...professional experience in ethics, compliance, risk, legal, and/or... ...years of experience in driving regulatory compliance programs with specific... ...partnerExhibits highest levels of discretion and judgment in... ...work on our McKinsey Client Services specific privacy compliance....Apprenticeship
$123.92k - $185.88k
...with the mission of protecting service members and civilians with... .... Job Description:The Import Compliance Specialist is responsible for... ...customs clearance, accurate regulatory reporting, and continuous improvement... ...not limited to skill set, level of experience, licenses and...Full timeTemporary workPart timeWorldwide- ...OVERVIEW The Senior Compliance Officer reports... ...to external regulatory requirements and... ...as a resource for associates by providing timely... ...requirements or financial risk concepts and... ...operational processes, and services related to the... ...nature and level of work only. They...Work at officeRemote workHome office
- ...Summary Responsible for the regulatory oversight of physical grid infrastructure, transmission... ...‑cyber NERC Reliability Standards. The Compliance Assurance Specialist – O&P is... ...P standards and ERCOT protocols. Expert‑level skill in Microsoft Visio to map complex...Work at office
- ...Compliance Specialist We're not just a workplace - we're a Great Place to Work certified... ...Position Summary Are you passionate about regulatory compliance and making a real impact in... ...management of all organizational levels and functional counterparts Educational...Full timeContract workWork experience placementWork at officeLocal areaShift work
- ...where you matter. Position Overview The Compliance Specialist is responsible for assisting... ...the compliance audit program to ensure regulatory adherence, risk mitigation and operational... ...senior executives and staff members at all levels. Preferred Certifications: Certified...Full timeLocal area
- ...Responsibilities Monitors and supports compliance programs and assures adherence to regulatory requirements. Communicates compliance needs and status reports with... ...KPIs. Minimum Requirements Educational / Experience Level: Bachelor's degree in a related field and two years...For contractorsWork at officeRemote work
- ...Description The Senior Regulatory Affairs Specialist is a key individual... ...regulatory strategy and compliance across the product lifecycle... ...and amendments by managing associated deliverables and timelines.... ...output with a high efficiency level. Excellent written and oral...
- ...Compliance, Business Intelligence Group, Associate, Dallas Job Description Global Compliance... ...compliance, regulatory and reputational risk... ..., regulatory and financial due diligence to... ...controversial products/services, human rights... ...based on employee level and office location...Work at office
- ...to join our Logistics & Trade Compliance team. In this role, you will... ...shipment admissions and inventory level checks. Review, audit, and... ...to ensure accuracy and regulatory compliance. Maintain accurate... ...such as U.S. Fish & Wildlife Services) as required. Who You...Summer workRemote workFlexible hours1 day per week
- ...own the governance, risk, and compliance execution layer across a... ...Data Privacy legal team owns regulatory compliance - GDPR, CCPA, breach... ...library mapping SOC 2 Trust Services Criteria, NIST CSF subcategories... ...will be determined by role, level, and location, considering additional...Full timeTemporary workLive outWork at officeRemote work
$100.8k - $168k
...for delivering insights, products, and services that make quality care more accessible and... ...(Job Summary) We are seeking a SOX Compliance professional to support the McKesson Technology... ...strategies, plans, and executive-level presentations Perform complex business...Full time$100k - $150k
..., CaliforniaLegal Division - Compliance /Full Time Employee /HybridShield... ...the mission of protecting service members and civilians with... ...Advanced proficiency in Excel and financial analysis toolsStrong... ...but not limited to skill set, level of experience, licenses and certifications...Full timeTemporary workPart timeWorldwide- ...Junior Compliance Officer/Auditor SGI Global is seeking qualified Junior Compliance... ...enforcement client with I-9 audit support services and worksite enforcement compliance... ...minimum educational requirement is an Associates Level degree. ~ Education is preferred to...Contract workFor contractorsLocal areaRemote workWeekend work
$260k - $390k
...Healthcare Regulatory Associate Direct Counsel is seeking a Healthcare Regulatory Associate with 3–6 years of healthcare transactional... ...healthcare companies, investors, and sponsors on regulatory compliance matters Support healthcare mergers, acquisitions, investments...- ...Description Entech Sales & Service is seeking a highly motivated... ...team as a Certified Payroll & Compliance Specialist This multifaceted... ...Management: Maintain the highest level of integrity and... ...diploma or equivalent required; Associate's degree or higher preferred....Temporary workFor contractorsWork at officeImmediate start
- ...Manufacturing & Operational Compliance Partner with plant leadership... ...adherence to applicable U.S. regulatory requirements (federal, state,... ...suppliers, contractors, and service providers supporting... ...compliance policies at the site level. Provide day-to-day compliance...For contractorsLocal areaWorldwide
- ...lead structures? We are expanding our network of established financial protection specialists. This 1099 entrepreneurial partnership... ...Analyze diverse client portfolios to structure and implement high-level wealth preservation and protection strategies. Open...Contract workWork at officeImmediate startRemote work
- ...individual with experience in US federal and international tax compliance and accounting including familiarity with forms 5471, 8865,... ...Systems, or related)2-5 years relevant work experience, Financial Services industry helpfulStrong interest and aptitude for technology...Work experience placement
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