Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Regulatory Reporting & Compliance Associate

Stifel Financial

Stifel Financial is looking for a Regulatory Operations Associate in St. Louis, Missouri. This role involves supporting regulatory operations by performing daily reporting, monitoring compliance, and ensuring audit-ready documentation. The ideal candidate will have a Bachelor's Degree and strong attention to detail, with the ability to work autonomously. The position requires proficiency in Microsoft Office Suite and effective communication skills. Stifel offers a comprehensive benefits package, including health, dental, and life insurance. #J-18808-Ljbffr Stifel Financial

Vacancy posted 5 days ago
Similar jobs that could be interesting for youBased on the Regulatory Reporting & Compliance Associate in Saint Louis, MO vacancy
  • Stifel Financial Corp. in St. Louis seeks a Compliance Technology Analyst II to support supervisory systems and deliver SQL-based reporting solutions. This role involves system administration, collaboration with stakeholders, and enhancements to reporting functions. The... 
    Suggested

    Stifel Financial Corp.

    Saint Louis, MO
    5 days ago
  • Stifel is seeking a Compliance Technology Analyst II in St. Louis, MO. The successful candidate will independently support supervisory systems and deliver SQL-based reporting solutions while managing system administration responsibilities. This role requires a bachelor... 
    Suggested

    Stifel

    Saint Louis, MO
    5 days ago
  • $86.36k - $101.6k

     ...Senior Regulatory Reporting Analyst (Broker Dealer) The Senior Regulatory Reporting Analyst (Broker Dealer) is responsible for preparation...  ...registered broker dealer legal entities. This role ensures compliance with SEC and FINRA reporting requirements, including net... 
    Suggested
    Temporary work
    Work experience placement
    Work at office
    Local area
    Remote work
    Flexible hours
    3 days per week

    U.S. Bancorp

    Saint Louis, MO
    4 days ago
  •  ...States Department of Agriculture (USDA) compliance, managing labels, supplier documentation...  ...Shipping departments. Stay up to date on regulatory changes and inform cross-functional...  ...governmental regulations. Ability to write reports, and procedural manuals. Strong... 
    Suggested

    Volpi Foods

    Saint Louis, MO
    3 days ago
  •  ...NERC Compliance Analyst Responsibilities Providing NERC reliability compliance support...  ..., self-certifications, and compliance reporting obligations in coordination with...  ...regional entity workshops, webinars, and regulatory changes that may affect compliance obligations... 
    Suggested
    Work at office

    Kintec Search

    Saint Louis, MO
    7 hours ago
  • $107k - $160k

     ...Position Title: Compliance Officer- Fintech Services Locations...  ...-Fintech Services will report to the Fintech Services Manager...  ...be taken to ensure ongoing regulatory compliance as the Company...  ...Identifies and analyzes risks associated with new and existing... 
    Full time
    Contract work
    Temporary work
    Work at office
    Local area

    Midland States Bank

    Venice, IL
    4 days ago
  •  ...Description: The Compliance Officer (CO) is a key role within...  ...that all advisors and other associated persons comply with all...  ...assigned, COs help maintain regulatory compliance by researching and...  ...Firms' Compliance Program. Reports to: Chief Compliance Officer... 
    Temporary work
    Work at office

    Larson Network Services, LLC

    Saint Louis, MO
    2 days ago
  • $95k - $125k

     ...States. Position Overview: The Compliance Analyst (Portfolio Management & Trading)...  ...monitoring, exception management, and regulatory controls applicable to fixed-income...  ...Operations, and the Legal & Compliance team and reports to the Chief Compliance Officer or... 
    Local area

    PTMA Financial Solutions

    Saint Louis, MO
    1 day ago
  • $72k - $85k

    Job Overview As a Regulatory Affairs Specialist for our North America region Regulatory Affairs...  ...registrations, and tonnage / millage reporting. Actively participates and represents...  ...organizations. Performs regulatory compliance assessments for raw materials, finished... 
    Temporary work
    Local area
    Relocation package

    ICL Group

    Saint Louis, MO
    2 days ago
  •  ...Analyst to join the Asset Management Team. The successful candidate will manage financial reporting, interpret performance across diverse financing structures, and ensure compliance with all required reporting. A B.S./B.A. in Accounting or Finance is preferred, along... 
    Full time

    Twain Financial Partners Holding LLC

    Saint Louis, MO
    2 days ago
  • $51.7k - $101.5k

    Compliance Testing Analyst Job Locations US-WI-Brookfield | US-IN-Evansville | US-IN-Indianapolis...  ...control testing activities for regulatory compliance requirements applicable to...  ...communicate results in meetings and in written reports. Salary Range The salary range... 
    Full time
    Work at office

    Old National Bank

    Saint Louis, MO
    2 days ago
  • A company in the energy space is seeking a Compliance Analyst to support its regulatory and compliance activities. This role involves working with internal...  ..., procedures, and training materials Develop reporting and metrics to track compliance program performance... 
    Work at office

    Larson Maddox

    Saint Louis, MO
    5 days ago
  •  ...Liquid Fence®. Job Summary The Regulatory Specialist supports the...  ...issues. Ensure Label & Claims Compliance Review and approve product...  ...facility licenses, tonnage reporting). Support internal systems...  ...company, as needed, in industry associations (e.g., HCPA, AAPCO, ALSTAR,... 
    Work at office

    Lumesse

    Saint Louis, MO
    5 days ago
  •  ...Senior Regulatory Compliance Specialist The Senior Regulatory Compliance Specialist is responsible for leading and managing regulatory compliance...  ...inspection conduct, and CAPA best practices. Metrics & Reporting Track, trend, and report audit findings, CAPA status,... 
    Work at office

    Thermo Fisher

    Saint Louis, MO
    3 days ago
  • $78.7k - $134.9k

     ...Clinical Regulatory Oversight, Business Analyst III Medica is a nonprofit health plan...  ...provides analytical documentation, and reporting support from prior authorization submission...  ...team. This role supports regulatory compliance activities impacting Clinical Services... 
    Work experience placement
    Work at office
    3 days per week

    Medica

    Saint Louis, MO
    3 days ago
  • $60.9k - $67.31k

     ...process. The Clinical Placement & Compliance Coordinator (CPCC) supports the execution...  ...an assigned region or program area. Reporting to the Director of Clinical Placement &...  ...stakeholders to support timely placement, regulatory compliance, and positive clinical... 
    Work at office

    Herzing University

    Saint Louis, MO
    3 days ago
  • Stifel is seeking a Regulatory Operations Associate in St. Louis, Missouri. This entry-level role supports daily regulatory operations by ensuring compliance with SEC and FINRA requirements, involving tasks such as reporting, monitoring, and documentation. The ideal candidate... 

    Stifel

    Saint Louis, MO
    3 days ago
  • A financial services firm located in St. Louis, Missouri, is seeking a candidate for regulatory reporting support. This role involves processing data for regulatory compliance, monitoring reporting tasks, and maintaining accurate documentation. Ideal candidates will have... 

    Stifel Financial Corp.

    Saint Louis, MO
    3 days ago
  •  ...About the Job Regulatory Compliance Specialist St. Louis, MO At Lange Companies, we are driven by innovation and collaboration to make a positive impact in the world. From the farm to your local market, our work matters, and we are committed to fostering a... 
    Local area
    Remote work

    Lange

    Saint Louis, MO
    2 days ago
  •  ...individual personality. Job Description The Compliance Analyst / Administrative Support role...  ...compliance monitoring, assessments, reporting, and administrative processes. Reporting...  ..., and records. Assist in tracking regulatory and industry developments relevant to compliance... 
    Work at office
    Worldwide
    Shift work

    NIdec Motor

    Saint Louis, MO
    1 day ago
  • $49.7k - $82.1k

     ...purpose of this position is to work closely with the Manager Compliance & Awarding to support close daily management and oversight of...  ...serves as one of the primary federal and state financial aid regulatory resources and provides guidance and support to the office in the... 
    Work experience placement
    Work at office

    Washington University in St. Louis

    Saint Louis, MO
    2 hours ago
  •  ...Assist with preparation and execution of CRA training. Manage a correspondence mailbox. Distribute monthly and quarterly reports to members of management. Assist with documentation submission to federal regulator. Assist with CRA Examination preparation.... 
    Work at office
    Local area
    Night shift

    Simmons Bank

    Saint Louis, MO
    4 days ago
  •  ...opportunities to financially support LFCS programs. Coordinate and compose grants and reports to foundations, corporations, and government agencies. Monitor grant compliance, outcomes and reporting requirements while partnering with program leadership. Leads the... 
    Work at office
    Local area

    Lutheran Family and Children's Services of Missouri

    Saint Louis, MO
    18 hours ago
  •  ...We are seeking a reliable, tenacious, and values-driven professional to join our team as a Compliance Coordinator. This role reports directly to the Compliance Manager and regularly collaborates with the onboarding and operations departments. What's in it for... 
    Permanent employment
    Full time
    Immediate start
    Shift work

    Buckled In

    Saint Louis, MO
    7 hours ago
  • $25 - $30 per hour

     ...and industry events Ability to manage compliance-related documentation and maintain...  ...and maintain relationships Support reporting and data tracking tied to program compliance...  ...with compliance-driven programs or regulatory reporting Experience working with contractors... 
    Hourly pay
    Part time
    For contractors
    Apprenticeship
    Local area
    Flexible hours
    Day shift

    New Day Executive Search

    Saint Louis, MO
    13 days ago
  • $72.28k - $100.76k

     ...glance Location: Remote Department: Compliance Schedule: Full time, Days Salary...  ...health system with a culture and associate experience grounded in service, growth,...  ...investigation and resolution of privacy incidents reported through the Values Line, ministries, and... 
    Full time
    Local area
    Remote work

    Ascension

    Saint Louis, MO
    3 days ago
  •  ...culture that puts its clients and associates first: a culture where...  ...What You'll Be Doing The Compliance Analyst II - Institutional...  ...will include working on daily reports, testing existing controls,...  ...to SEC, FINRA, and MSRB regulatory inquiries. Perform administrative... 
    Work experience placement

    Stifel

    Saint Louis, MO
    7 hours ago
  • $71.1k - $110.2k

     ...those charged with ensuring environmental compliance and operational safety. Together, we...  ...providing guidance and interpretation regarding regulatory requirements and changes, coordinating...  ...record activities and compile accurate reports and information in a timely and... 
    Full time
    Local area

    Ameren

    Saint Louis, MO
    2 days ago
  •  ...our partnership. Edward Jones associates are seen, heard, respected,...  ..., Inclusion and Citizenship Report ( . ¹Fortune 500,...  ...opportunity waiting for you in our Compliance Service Department! The Compliance...  ...or analysis of business/regulatory changes. What You'll Do:... 
    Temporary work
    Work experience placement
    Work at office
    Home office
    Flexible hours
    3 days per week

    Edward Jones

    Saint Louis, MO
    1 day ago
  • $60k - $90k

     ...and sectors. Norton Rose Fulbright is seeking an experienced Compliance Analyst with conflicts review experience to join our US team....  ...those that are irrelevant. Review generated conflict reports for relevancy and relatedness based on the submitted information... 
    Full time
    For contractors
    Work at office
    Worldwide
    Flexible hours

    Norton Rose Fulbright

    Saint Louis, MO
    1 day ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Regulatory Reporting & Compliance Associate. Be the first to apply!