Compliance Officer
Jobtailor
- Serve as a strategic compliance partner to Product, Engineering, and business stakeholders on financial services regulations across lending, embedded finance, deposit products, payments, and money movement
- Mature and expand Gusto's Compliance Management Program for emerging financial services and payments offerings
- Own regulatory change management with Government & Regulatory Affairs
- Translate complex regulations into actionable guidance, controls, procedures, training, and documentation
- Oversee product compliance controls, monitoring, control testing, risk assessments, and issue management
- Support vendor onboarding, third-party risk assessments, due diligence, and ongoing oversight
- Liaise with banking and strategic partners on audits, compliance reporting, examinations, regulatory inquiries, and remediation
- Design and apply AI-enabled workflows for compliance monitoring, control testing, documentation, and issue management with human oversight
- Report to the Head of Financial Services Compliance
- Partner cross-functionally with Product, Engineering, Legal, Compliance, Marketing, Operations, and business leaders
Requirements
- 10+ years of relevant compliance experience in an in-house legal, compliance, risk, or regulatory function at a regulated financial institution, fintech, payments company, or financial services business
- Deep expertise in financial services and payments compliance, including TILA, TISA, ECOA, FCRA, FDCPA, Reg E, UDAAP, NACHA rules, TCPA, CAN-SPAM, and related state laws
- Experience with embedded finance, banking-as-a-service, sponsor bank partnerships, payments, ACH, card programs, lending, or deposit account products
- Experience building, scaling, or enhancing compliance programs, including AI-enabled scalability and proactive risk management
- Experience advising Product, Engineering, Marketing, Legal, and Operations teams on product launches, partnerships, and customer-facing or marketing materials
- Experience working with banking partners, payment processors, auditors, or regulators, including audits, examinations, partner bank reviews, and remediation
- Strong judgment and issue-spotting skills; ability to distill complex regulations into clear guidance and make practical risk-based decisions
- Demonstrated experience using AI tools such as ChatGPT, Claude, Gemini, Glean, Notion AI, or similar, with human review, testing, and quality controls
- Ability to work from designated Gusto office days when based in applicable office locations
Core Competencies
Expertise in financial services compliance, including regulatory change management and compliance program development, with a focus on AI-enabled solutions and risk management. Strong ability to translate complex regulations into actionable guidance and collaborate cross-functionally with various stakeholders.
Highest-signal resume keywords
- 10+ Years Compliance Experience
- Financial Services Compliance Expertise
- Regulatory Change Management
- AI Tools Proficiency
- Embedded Finance Experience
ATS Optimization Keywords
Hard Skills
- Compliance Management
- Risk Assessment
- Regulatory Guidance
- Control Testing
- Vendor Onboarding
- Issue Management
- Financial Regulations
- Compliance Reporting
- Proactive Risk Management
- Audit Coordination
Soft Skills
- Strong Judgment
- Issue-Spotting Skills
- Clear Communication
Industry Keywords
- TILA
- TISA
- ECOA
- FCRA
- FDCPA
- Reg E
- UDAAP
- NACHA Rules
- TCPA
- CAN-SPAM
Tools & Technologies
- AI Tools
- ChatGPT
- Claude
- Gemini
- Glean
- Notion AI
Vacancy posted 5 days ago
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