Global Asset Manager Seeks In-House Legal & Compliance Counsel
$200k - $225kGreene-Levin-Snyder Legal Search Group
A global asset manager with approximately $160B AUM with emerging markets roots and a commitment to developing specialist investment teams that offer distinctive investment strategies spanning equities, fixed income, multi-asset, alternatives and sustainability to help institutional investors, those advising others, and individuals is looking for a legal and compliance funds counsel. CANDIDATES MUST HAVE A JD AND AT LEAST 2 YEARS OF FUNDS/ ASSET MANAGEMENT EXPERIENCE. CANDIDATES MUST BE CURRENTLY LOCATED IN NY AND BE ABLE & WILLING TO GO INTO NYC OFFICE AT LEAST 4 DAYS A WEEK. As Compliance Officer & Legal Counsel, you will assist the Head of Legal, Americas & CCO on both legal and compliance matters. Your compliance duties will focus on implementing and overseeing the firm's compliance program under applicable regulations, including the Investment Advisers Act of 1940, the Investment Company Act of 1940 and ERISA. You will also play a key role in the ensuring that reporting is completed on an accurate and timely basis and will assist with the filing of various regulatory filings and reviewing legal and compliance sections of RFPs and due diligence questionnaires. Your legal duties will focus on reviewing or drafting various legal agreements, such as NDAs, event contracts and fund documents that cover the firm’s various fund ranges, which include private funds, ’40 Act funds and model portfolios. You will also liaise on legal matters involving our trading and derivatives teams. This is an outstanding opportunity to be a true funds generalist reporting to an outstanding, supportive manager while enjoying a very balanced lifestyle. Compensation will consist of a base of $200,000 to $225,000, as well as a discretionary, performance-based annual bonus and a full suite of benefits. This role requires at least 4 days in its midtown NYC office and the hours are typically 8:30-6:00 (for real!) and no weekends! #J-18808-Ljbffr Greene-Levin-Snyder Legal Search Group
Vacancy posted 5 days ago
Similar jobs that could be interesting for youBased on the Global Asset Manager Seeks In-House Legal & Compliance Counsel in New York, NY vacancy
- About the TeamOur Global Legal Compliance team provides key support... ...is growing fast and seeking highly experienced, bright... ...export compliance counsel to join our Global... ...agencies (e.g., BIS), manage complex licensing strategies... ...law firm and/or in-house export controls...House
- About the TeamThe Global Corporate Services Legal Team is a dedicated global... ...Services Legal is seeking an experienced Immigration... ...stakeholders on compliance requirements, manage external counsel, coordinate across multiple... ...law firm and/or in-house- An extensive amount...HousePermanent employmentH1bWork at office
$134k - $179k
...labs, startups, and global enterprises,... ...What You’ll Do:The Legal and Government Affairs... ...organization.As Counsel, Global Supply Chain... ...to the Director & Managing Associate General... ...across finance, tax, compliance, energy, real... ...a law firm or in-house legal team.Strong...HousePermanent employmentFull timeContract workTemporary workCasual workWork at officeLocal areaFlexible hours- The Carlyle Group is seeking an Employment Counsel to join its Legal and Compliance team in New York, NY (or Washington, DC). The role supports the Global Head of Employment Law and the HCM team on... ...including large law firm or in‑house practice focusing on employment....HouseWork at office
- Carlyle, a leading global investment firm, seeks an Employment Counsel to join its Legal and Compliance team in New York or Washington, DC. The role partners with the Global Head of Employment Law and the HCM team on all employment-law matters, policies, investigations...HouseWork at office
$196k - $254k
...the role As a Senior Counsel, Global Regulatory, you’ll advise... ...teams to translate legal requirements into practical... ..., product safety/compliance, minors’ online safety... ...government, and/or in‑house work. Consumer‑facing... ...drafting, analysis, and task management. Equal Employment...HouseFull timeWork at officeWorldwideVisa sponsorship$210k - $260k
...Exchange (ICE) is seeking a highly... ...Associate General Counsel to serve as the primary legal partner supporting ICE's global proprietary... ...digital assets and AI-driven... ...negotiate, and manage product licenses... ...Regulatory & Compliance Provide... ...Experience In-house counsel experience...HouseFull time$196k - $254k
Role Overview As Senior Counsel, Global Regulatory, you’ll... ...functional teams to translate legal requirements into... ..., product safety/compliance, minors’ online safety... ...government, and/or in‑house work. Consumer‑facing... ...drafting, analysis, and task management, with curiosity about...HouseFull timeWork at officeVisa sponsorship$174k - $313.2k
Responsibilities Our Global Legal Compliance (GLC) team provides key support for... ...Global Public Interest Law Counsel to join our Global Legal... ...legislation, establishing and managing political activity... ...private practice and/or in-house. Understanding of the key global...HouseTemporary workPrivate practiceLocal area$182.5k - $208.3k
...The Capital One Legal Department is seeking an experienced and... ...to join our Global Payment Network... ...Providing expert counsel and strategic guidance... ...with Risk and Compliance teams to ensure... ...Solid time‑management skills with the... ...advocate, or as in‑house counsel Preferred...HouseContract workLocal area3 days per week$213k - $376.2k
Responsibilities Our Global Legal Compliance team provides key support... ...growing fast and is seeking a highly experienced,... ...') Lead Compliance Counsel to join our Global... ...mindset and have people management experience. The ideal... ...law firm and/or in‑house with a multi‑national...HouseTemporary work- Investment bank legal team hiring to support fixed... ..., including asset purchase agreements,... ...note programsManage global outside counsel to assess execution risk... ...products, OR gained in-house providing legal transaction... ...regulatory laws and compliance matters relating to...HouseBank staff
$175k - $259.7k
...responsible for providing legal counsel on matters related to... ...(“Corporate M&A”) and Global Strategic and... ...and regulations from a compliance and business control standpointDrafts... ...with senior management when required Experience... ...law firm or in-house representing a significant...HouseFull timeWork at officeFlexible hoursDay shift$217k - $314k
...Provide impactful legal advice to a range... ...implementation and compliance.Guide the life-cycle... ...’s initiatives to manage and track... ...institution, other in-house teams, or at a law... ...and strategic legal counseling to accelerate DeepMind... ...to solve complex global challenges and...House$175k - $200k
Leading global luxury skincare brand looking to hire a Legal CounselHybrid role (3 days/ week)... ...in this role as Legal Counsel include:Draft, review... ...support on regulatory compliance and risk management.Identify and mitigate... ...General Counsel, In-House Attorney, and Private...HouseContract workPrivate practiceWork at officeLocal areaFlexible hours3 days per week- ...than one billion global shoppers.... ...The Role We are seeking a talented and commercially... ...minded counsel to join our Commercial Legal team in New York... ...practice rigour and in-house commercial... ...beyond.Identify and manage legal risk in a... ...regulatory and compliance considerations relevant...HouseContract workPrivate practiceWork at office3 days per week
$180k - $200k
...with many of our 3,300+ global colleagues coming from... ...possible. As Senior Legal Counsel, you will provide global... ...that balances risk management with business objectives... ...-quality legal and compliance support, with a hands-... ...recognized law firm and in-house, preferably within...HouseFull timeContract workPart timeRemote workWork from homeFlexible hours- ...considering the Senior Counsel role with... ...award-winning global entertainment... ...capital from funds managed by Blackstone’s... ...RoleMoonbug is seeking a highly... ...growing global Legal & Business Affairs... ...and regulatory compliance across multiple... ...firm and/or in-house within media, entertainment...HouseFull timeContract workFixed term contract
$128.9k - $226.05k
Wolters Kluwer is a global leader in professional information... ...We Offer: The Senior Legal Counsel role offers growth... .../HITECH Act and GDPR compliance, and (iii) health care... ...and efficiently manage outside counsel (U.S.... ...and an established in-house legal department. This...HouseFull timeWork at office2 days per week- ...join a small in-house legal team of a rapidly... ...growing company with global reach. Within a... ...The Senior Legal Counsel (Interim) will... ...rest of the Legal & Compliance Department in... ...organization. We are seeking a US qualified... ...effective risk management techniques and offer...HouseInterim role
Everseen LTD
New York, NY1 day ago $200k - $250k
...Legal CounselChicago, United States... ...as Senior Legal Counsel. This role is responsible... ...wide array of asset classes and... ...on regulatory compliance and... ...meaningful in-house experience at a... ...institutions, asset managers, or trading firmsSound... ...00 USDIMC is a global trading firm...HousePermanent employmentFull timePrivate practiceShift workIMC Inc
New York, NY3 days ago- ...Legal CounselDow Jones is seeking a Legal Counsel based in New York City to focus on... ...initiatives, and risk management.The successful... ...antitrust, employment, compliance, litigation, and... ..., regional, or global in scope.Stay current... ...to register as in-house counsel in...HouseLocal area3 days per week
Dow Jones & Company, Inc.
New York, NY4 days ago $118.3k - $207.4k
...Senior Legal CounselWolters Kluwer is a global leader in professional information... ....The Senior Legal Counsel role offers growth... ...Act and GDPR compliance, and health care laws... ...and HIT suppliers.Manage outside counsel supporting... ...an established in-house legal department....HouseWork at officeWolters Kluwer
New York, NY1 day ago- ...the leader in the global energy home storage... ...focused on energy management software while also... ...industry. We are seeking an experienced Legal Counsel to join our growing... ...Responsibilities: Data Compliance Program Management:... ...or law firms In-house counsel experience...HouseFull timeContract workFlexible hours
Franklin Whole Home
New York, NY3 days ago $146.7k
...products and complex legal issues across Zoom's... ...innovation while ensuring compliance and protecting users.... ...risk for our global users. Responsibilities... ...experience Apply in-house product counsel experience from a technology... ...including C-suite Manage multiple projects...HouseWork at officeRemote workZoom Corporation
New York, NY3 days ago$108k - $125k
...We're Future, a global leader in specialist... ...Reporting to the Head of Legal, you will be... ...the General Counsel and Company Secretary... ...transactions, entity management and governance... ...have been gained in-house, in private practice... ..., or routine US compliance matters. What...HousePrivate practiceWork at officeFuture Publishing Limited
New York, NY1 day ago$149k - $273.18k
...attorney to join Adobe's Compliance team, working to... ...recommendations, with the legal authority and privilege protections of counsel. You'll handle a global docket spanning... ...leading law firm, or an in-house compliance function —... ..., Adobe Experience Manager, and GenStudio enable...HouseFull timeTemporary workLocal areaWorldwide- ...world's largest asset class , yet the legal processes and tools... ...external legal counsel across UK and US... ...with the global sales teams as they... ...schemes, cap table management etc), the... ...Prior in-house legal experience... ...of security and compliance we all depend on...HousePrivate practiceWork at office
Orbital.
New York, NY2 days ago $170k - $210k
...2023, Tensec is a global fintech that enables... ...and Mexico, and the legal infrastructure that... ...-jurisdictional compliance all at once. As Senior Legal Counsel, you will be Tensec... ...or external-counsel-management role. You are the legal... ...industry - in-house experience strongly...HouseContract workFor contractorsWork at officeLocal area3 days per weekTensec, Inc
New York, NY5 hours ago- ...critical operations for global enterprises worldwide.... ...business-oriented Legal Counsel to support our growing... ...(DPAs) and advise on compliance with US data privacy laws... ...as needed. Manage external counsel effectively... ...reputable law firm and an in-house legal team at a...HouseContract workFor contractorsWorldwideShift work
Happy Robot
New York, NY1 day ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Global Asset Manager Seeks In-House Legal & Compliance Counsel. Be the first to apply!
Related searches
- fixed asset manager New York, NY
- digital asset manager New York, NY
- regional asset protection manager New York, NY
- senior asset manager New York, NY
- IT asset manager New York, NY
- asset protection manager New York, NY
- housing case manager New York, NY
- back of house manager New York, NY
- housing operations manager New York, NY
- housing project manager New York, NY