Financial Services Regulatory & Compliance Associate (Senior Level)
$260k - $365kGreenberg Traurig LLP
Greenberg Traurig (GT), a global law firm, has an exciting full-time employment opportunity for a senior level Associate in the Financial Regulatory & Compliance Practice. They can be based in our Miami, DC, New York, Chicago, Atlanta, Phoenix or Dallas office. We offer competitive compensation and an excellent benefits package. GT has the largest legal footprint in the United States and the Associate will have the opportunity to work with clients, large and small, from variety of industries across the country.Greenberg Traurig’s Financial Regulatory & Compliance Practice comprises of more than 80 attorneys throughout the United States and in Latin America, Europe and Asia. Our department’s global platform distinctively positions us to address the needs of both domestic and international clients. We continue to build on a practice base that, while very broad, is nonetheless refined to serve the unique industry, practice, and jurisdictional needs of our diverse client base.Candidates will have a minimum of 6 years of financial services regulatory and compliance experience (particularly in the areas of banking, money services businesses, payment systems, FinTech firms). Experience with licensing/chartering, and knowledge of key financial services laws and regulations (e.g., BSA/AML, sanctions, third-party risk management, and consumer compliance). Enforcement experience is a plus. We are seeking candidates who possess a strong academic background and excellent legal research, analysis and writing skills, with strong attention to detail. Candidates must be willing to take on significant responsibility, have a strong commitment to client service and be diligent, proactive and team-oriented. Candidates must be admitted to or eligible for admission in the relevant jurisdiction. Fluency in Spanish is preferred but not required.For consideration, please submit your resume and official transcript(s).*Submissions from search firms will only be accepted through our web portal for third-party submissions; for access, contact Samira Jacobson.The expected pay range for this position is:$260,000 - 365,000 per yearSalary will be determined based upon education, experience, job related factors permitted by law, internal equity, and market data, including geographic pay differentials in locations where market pay differs from the national average. Full time employees may be eligible for a discretionary bonus, health insurance with an optional HSA, short term disability, long term disability, dental insurance, vision care, life insurance, Healthcare and Dependent Care Flexible Spending Accounts, 401K, vacation, sick time, and an employee assistance program. Additional voluntary programs include: voluntary accident insurance, voluntary life, voluntary disability, voluntary critical illness and cancer insurance and pet insurance. Commuter and Transit programs may also be available in certain markets.GT is an EEO employer with an inclusive workplace committed to merit-based consideration and review without regard to an individual’s race, sex, or other protected characteristics and to the principles of non-discrimination on any protected basis. SummaryLocation: Miami; Atlanta; Washington, D.C.; Dallas; Chicago; Phoenix; New YorkType: Full time
$80k - $131k
CLA is a top 10 national professional services firm where our purpose is to create opportunities... ...job opportunity is available in CLA's Financial Services Group on the Regulatory Compliance team. We are seeking a senior associate to in-charge and complete fieldwork on...SeniorFull time- ...Description The Senior Regulatory Affairs Specialist is a key individual... ...supporting regulatory strategy and compliance across the product lifecycle... ...and amendments by managing associated deliverables and timelines.... ...with a high efficiency level. Excellent written and oral...Senior
- ...JOB OVERVIEW The Senior Compliance Officer reports directly... ...to external regulatory requirements and... ...a resource for associates by providing timely... ...requirements or financial risk concepts and... ...operational processes, and services related to the... ...nature and level of work only....SeniorWork at officeRemote workHome office
- ...supportive and innovative environment.JOB INFORMATIONJob Title: Sr Regulatory Affairs & Compliance SpecialistJob Code: 20001259Job Family: Legal, Compliance,... ...ExemptJob Function: Regulatory Affairs and ComplianceJob Level: Professional IIIJOB SUMMARYMaintains the organization's...Senior
- Capital Markets Regulatory Change - Consultant / Senior ConsultantLocation: Dallas, Texas (Hybrid) | Practice... ...transformation that helps financial institutions navigate complexity with... ...Office, Risk, Operations, Finance, Compliance)Knowledge of key products such as...Senior
- ...spiritual, relational, financial, physical and... ...deliver value added services which enable... ...with an increasing level of complexity and... ...operational support to senior HR business... ...development* Ensures compliance with HR processes... ...legal risk and ensure regulatory compliance. Partners...SeniorWork experience placementFlexible hours
- ...Senior Regulatory Affairs Specialist The Senior Regulatory Affairs Specialist is responsible for leading and executing regulatory activities to support compliance, product registrations, and lifecycle management activities across applicable markets. This role provides...Senior
- ..., detail‑oriented compliance professional to join... ...growing team as a Senior Regional Compliance Associate. In this role, you... ...team Support regulatory examinations, internal... ...Match 5+ years of financial services experience in a... ...conducting principal‑level or OSJ supervisory...SeniorRemote work
$110.7k - $218.3k
Position Summary Financial Services Senior Consultant -... ...Financial Risk Our Deloitte Regulatory, Risk & Forensic... ...clients' regulatory and compliance needs, balancing... ...plus strong grasp of associated models, data,... ...development From entry-level employees to senior...SeniorWork at officeVisa sponsorship- ...our team as Field Compliance Advisory Coverage... ...Units including Service Review Unit (SRU)... ...Virtual Engagement Associates (VEA), Central... ...management of legal, regulatory and franchise... ...This is a Director level position within... ...global leader in financial services, always...
$168k - $240k
...Slalom.The Role: M&A Principal/Senior PrincipalWhat You’ll Do:*... ...working, and new products and services to life. We are trusted by leaders... ...are hiring at the following levels and targeted base pay salary... ...to pay transparency and compliance with applicable laws. If you...SeniorTemporary workWork at officeLocal areaImmediate start- ...Job Description for Tax Senior at Forward Financial Forward Financial is a diversified financial services holding company offering tax, bookkeeping... ...will oversee tax planning, compliance, preparation, and ensure... ...Details Seniority level: Mid-Senior level Employment...SeniorFull time
$200k - $400k
...Tax Senior Manager (Compliance) Opportunity w/ Family Office - Dallas, TX Our client is a Family Office... ...Manager, Senior Manager or Director level with strong experience in complex... ...Auditing and Finance Accounting and Financial Services Additional benefits Vision insurance...SeniorFull timeWork at office- ...A well-established financial services firm to support their search for a Compliance Specialist to join their Compliance team. The organization is known for its strong regulatory framework and disciplined compliance culture, and this role plays an important part in supporting...Work at office
- ...Compliance Officer HilltopSecurities is looking to... ...electronic communications, regulatory requests and... ...the education of Firm associates with respect to regulatory... ...of two years financial service industry experience.... ...the general nature and level of work being performed...Work at officeHome office
- ...accounting professionals at the Senior level for our growing Tax team in... ..., work in diverse client-service environments, effectively communicate... ...planning, consulting, and compliance services.Ability to identify... ...tax services, banking and financial industry tax services,...SeniorFull timeSummer workWork at officeImmediate startMonday to Thursday
$77k - $214k
...SummaryAt PwC, our people in risk and compliance focus on maintaining regulatory compliance and managing risks for... ...to lead and deliver value at this level include but are not limited to:... ...technology risk consultations. As a Senior Associate you are expected to analyze...SeniorFull timeH1b- ...Description Overview At Community Financial System, Inc. (CFSI), we are... ..., high-quality financial services and products. Our retail... ..., data protection practices, regulatory considerations, and overall risk... ...proper staffing and service levels. Qualifications Education...
$77k - $214k
...PwC, our people in tax services focus on providing... ...clients on tax planning, compliance, and strategy. These... ...review and analyse financial data, prepare and file... ...value at this level include but are not limited... ...increased efficiencies. As a Senior Associate you shall analyze...SeniorFull timeSecond jobH1b$172.5k - $222.5k
...leading internet financial platform companies... ...managed in line with regulatory obligations,... ...e-money, payment services, and virtual asset... ...stakeholders (e.g., Compliance, Legal, Finance, Talent... ..., and reported to senior management and... ...deliver enterprise-level reporting aligned...SeniorLocal areaFlexible hours$90.72k - $121.52k
OverviewThe Infosys Financial Services unit is a global leader in driving... ...Experience• Experience in Regulatory reporting /AML/ Capital Markets... ...to deliver unprecedented levels of performance and customer... ...Skill 1Domain|Banking|Compliance & Regulations Technical/Domain...Full timeTemporary workRelocation$124k - $335k
...PwC, our people in tax services focus on providing... ...clients on tax planning, compliance, and strategy. These individuals... ...deliver value at this level include but are not... ...and trade strategy regulatory planning, dispute... ...business goals. As a Senior Manager, you lead large...SeniorFull timeH1b- Senior Wealth Management Investigations Attorney... ...a leading global financial services firm providing a... ...within Legal and Compliance provide a wide... ...that meet regulatory requirements around... ...regulatory filings associated with disciplinary... ...Employment Type:Job Level:Executive...SeniorWorldwide
$77k - $214k
...PwC, our people in tax services focus on providing... ...clients on tax planning, compliance, and strategy. These... ...review and analyse financial data, prepare and file... ...value at this level include but are not limited... ...tax solutions. As a Senior Associate you will analyze complex...SeniorFull timeH1b- ...work effectively with all levels of the organization.... ...performance and ensures compliance, accreditation, legal and other regulatory requirements. Partner... ...visit charges, fee for service charges, and verify discharge... ...Dallas/Plano area) senior director to manage the Revenue...SeniorDaily paidWork at officeLocal area
- ...Senior Credit Risk Analyst The Senior Credit Risk Analyst supports the full credit... ...analysis, loss curve development, and cohort-level performance reviews to support monthly... ..., payments, or another regulated financial services technology environment. Familiarity...Senior
$92.82k - $109.2k
...make better and smarter financial decisions and... ...One.Job DescriptionThe Senior Auditor supports the Corporate Audit Services (CAS) Compliance team by executing audit... ...ExperienceConsumer compliance or regulatory compliance is highly... ..., systems, and associated risks/...SeniorFull timeWork at officeLocal area3 days per week$200k - $220k
...on the legal team, a Senior M&A Counsel. With the... ...sponsors, and upper level executives to evaluate... ...transactions, data privacy, compliance, regulatory, IP, data privacy,... ...LOIs, and transition services agreements. Monitor... ...Partner, Analyst/Associate, Dallas Private Equity...SeniorFull timeTemporary workLocal areaRemote work- ...development, and evaluation of the agency's civil rights programs to maintain eligibility for federal funding. You will evaluate compliance and advise on actions in Title VI, Title VII, ADA and EEO areas. The role requires coordinating with multiple departments, investigating...Senior
$77k - $202k
...Health Actuary Consultant - Senior Associate, you will be part of... ..., Economics, Finance, Financial Mathematics/... ...insights- Navigating complex regulatory environments with Regulatory Compliance Consulting- Developing... ...hire experienced or entry level job seekers who will need...SeniorFull timeH1b
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