Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Brokerage Operations Associate (f/m/d)

€20k per year

Upvest

Upvest Investment Operations Role

At Upvest, we are on a mission to make investing as easy as spending money. Upvest empowers businesses to offer a wide range of investment products and the best experience in the field of capital market investment and retirement planning. Upvest's Investment API is easy to integrate so that fintechs and financial institutions can save resources and fully focus on their core business.

We are proud to partner with Europe's leading Fintechs and financial institutions such as DKB, Revolut, N26 and Raisin. Founded in 2017 by Martin Kassing, Upvest now brings together over 270 talented professionals from more than 70 nationalities. Upvest is backed by €280M in total funding from world-class investors, including BlackRock, Tencent, Sapphire Ventures, and Bessemer Venture Partners, Earlybird, Notion Capital, and Motive. Our latest €105M funding round in March 2026 - led by Sapphire and Tencent - serves as a massive catalyst for our growth, allowing us to offer premier investment experience.

What You'll Do:
  • Order Management & Best Execution: Oversee the daily monitoring of trade executions and order flows. Ensure client trades are processed accurately, promptly, and in strict adherence to our Best Execution policies.
  • Risk Management & Algorithmic Trading: Monitor automated and algorithmic trading flows, manage daily operational risks, handle mismatches, and actively resolve trade-related incidents and mistrades.
  • Market Abuse Monitoring & Compliance: Conduct continuous monitoring of trading activities to identify potential market abuse. Prepare, review, and submit data for regulatory reporting obligations (such as MiFIR, MAR, and Best Execution).
  • Investment Universe Management: Manage, maintain, and help expand our offered investment universe across various European and EMEA jurisdictions, ensuring all assets align with local regulatory frameworks and operational setups.
  • Trade Execution Operations: Execute daily operational processes surrounding trading, specifically handling the execution workflows for equities, mutual funds, and ELTIFs (European Long-Term Investment Funds).
  • Product Planning & Launch: Collaborate closely with Product, Engineering, and Compliance teams to ensure operational readiness for new brokerage product launches and feature rollouts.
  • Process Optimization: Identify operational bottlenecks, leverage data to propose solutions, and continuously improve our internal trading infrastructure and documentation.
What You Bring:
  • Professional Experience: 1 to 3 years of relevant experience (or highly relevant, extended internships) in brokerage operations, trading, middle office, or execution management within a financial institution or fintech.
  • Keen Interest in Markets & Data: A strong, demonstrable passion for financial markets, trading dynamics, and data analysis.
  • Market Knowledge: Solid understanding of market structures, the complete trade lifecycle, and various financial instruments, specifically equities, mutual funds, and ELTIFs. An interest in fixed income and securitized derivatives, as well as familiarity with algorithmic trading concepts, is highly valued.
  • Analytical Mindset: Exceptional attention to detail and strong problem-solving skills. You are comfortable diving into complex data to troubleshoot issues proactively.
  • Tech-Savvy: Experience working with trading platforms, market data tools (like Bloomberg), and order management systems. Proficiency in data tools (e.g., Excel, SQL, or Python) is a strong plus.
  • Communication: Fluency in English is required; German is a strong plus.
How We Upvest In You:
  • Best-in-class AI tools: Every Upvenger has €20,000 per year to spend on the best AI tools available — so you're always working with the most powerful models and tooling on the market.
  • Impact-driven work: We're building the infrastructure that will power the future of investing in Europe. It's complex, ambitious, and meaningful. You'll work with modern technologies and create something entirely new. No legacy systems, no limits.
  • Wellbeing: Recharge with 30 days of annual leave and maintain a healthy lifestyle with sports benefits. Access confidential professional coaching and enjoy the flexibility to work remotely abroad for up to 183 days a year. Recharge with UpRest, a one-month fully paid sabbatical after every 4 years of working at Upvest.
  • Development: Growth is in our DNA. Each Upvenger has access to a personal development budget and the freedom to decide how to use it.
  • Flexible work environment: Work from any of our hubs in Berlin, London or Tallinn hybrid or remotely across Europe, depending on the role. We give you the choice and budget to work where you're most comfortable and productive, either at home or in the office. You choose.
  • Compensation and equity: We believe that all Upvengers contribute to our success and deserve a competitive, above-market salary and a participation in our employee equity program.
  • Team celebrations: Participate in company-wide events, such as UpFest, dinners, offsites and our Holiday party, to connect with colleagues and celebrate our achievements.
  • Inclusion: We're committed to a culture where everyone belongs and thrives. Our Employee Resources Groups foster inclusion and connection, like Upfem for our female Upvengers, or UpVergent supporting neurodivergent Upvengers and allies.
Our Values:
  • Make it easy for others: We simplify the complex and act with the best intentions.
  • Own the outcome: We are proactive, fast and confident to get the job done, valuing progress over perfection.
  • Rise to the challenge: We aim high and push the boundaries. We stay curious, learn and celebrate our wins together.
  • Tell the story: We start with the Why to align on purpose. We are transparent and share knowledge to empower and inspire others.

Upvest is an equal opportunity employer. We celebrate diversity and are committed to creating an inclusive environment for all employees.

Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the Brokerage Operations Associate (f/m/d) in United States vacancy
  •  ...Description ViewTrade Securities is currently looking for an Operations Associate for our Boca Raton, FL office. We are seeking full...  ...all aspects of Operations processing with experience in the brokerage industry with a Series 7 License preferably, and Microsoft... 
    Suggested
    Full time
    Work at office

    ViewTrade

    Boca Raton, FL
    17 days ago
  • $500 per month

    Your Role This is an opportunity to join a Fintech startup at an exciting time! As the Brokerage Operations Margin and Option Associate, you’ll partner with the Director of Brokerage Operations in monitoring customer margin and option risk in real time. Things You Get... 
    Suggested
    Home office

    Framework Ventures

    New York, NY
    4 days ago
  • $500 per month

     ...headquartered self‑clearing broker‑dealer and brokerage infrastructure provider serving stocks,...  ..., Spark Capital, and Y Combinator. We operate a licensed financial services arm that...  ...180 days of employment. Nice‑to‑Haves Associate’s degree in a business‑related field and... 
    Suggested
    Remote work
    Worldwide
    Home office
    Flexible hours

    Framework Ventures

    New York, NY
    4 days ago
  • A forward-thinking fintech company located in New Jersey seeks a Brokerage Operations Margin and Option Associate to monitor customer margin and option risk. The ideal candidate will have at least 3 years of brokerage operations experience, possess Series 7 and 63 qualifications... 
    Suggested
    Home office

    Diagram

    New York, NY
    12 hours ago
  •  ...a tech-enabled insurance advisory and brokerage purpose-built for growing companies in...  ...where you can drive a real impact on our operational scalability, but Vouch is also the preferred...  ...partnering closely with Brokerage Ops Associate Support Representatives Partner with... 
    Suggested
    Hourly pay
    Flexible hours

    Vouch Insurance

    New York, NY
    4 days ago
  • A dynamic fintech startup is seeking a Brokerage Operations Margin and Option Associate to monitor customer margin and option risk in real time. The successful candidate must have Series 7 and 63 certifications, along with 3+ years of brokerage operations experience. Key... 
    Home office

    Alpaca

    New York, NY
    4 days ago
  • $75k - $90k

     ...Job Description Job Description About the Role We are a commercial real estate team looking for an organized Brokerage Operations Coordinator. This position sits at the center of our business, connecting our brokers, our clients, and our back office production... 
    Contract work
    Work at office
    Shift work

    Marcus & Millichap - Midwest Multifamily Brokers

    Indianapolis, IN
    2 days ago
  • Fresh Prints off campus drive is recruiting candidates for Brokerage Operations Associate. Candidates who completed graduation are eligible can apply for this job. The company is hiring candidates in the Remote location. The required details such as the agenda, eligibility... 
    Full time
    Remote work
    Work from home

    Oflatest

    New York, NY
    4 days ago
  •  ...Business Operations Coordinator The Business Operations Coordinator plays a critical role in supporting brokerage leadership and supporting effective execution of strategic initiatives, operational processes, and day-to-day business needs. This role operates as a central... 
    Work at office
    Local area
    Relocation

    Anywhere Real Estate

    Saint Louis, MO
    1 day ago
  • $50k - $60k

     ...Position: Operations Specialist Compensation: $50k-60K annually Job Description: As an Operations Specialist, you are the bridge...  ...practices, as well as the fundamental skills required to learn the brokerage industry from the ground-up, with the opportunity to advance... 

    Forward Air

    Vernon Hills, IL
    1 day ago
  •  ...OTR Brokerage Operations Specialist Duluth, GA Responsibilities: Fleet Dispatching & Routing Assign freight to OTR drivers based on equipment availability, driver Hours of Service (HOS), and customer priorities. Coordinate pickup and delivery appointments... 
    Work at office
    Weekend work

    Geniezip USA

    Peachtree Corners, GA
    3 days ago
  • $20 - $25 per hour

    R T Specialty, LLC is seeking a Broker Assistant in Houston, Texas, to provide operational support and assist with day-to-day brokerage activities. The role includes coordinating with brokers, managing client documentation, and ensuring compliance with regulations. The... 
    Hourly pay
    Full time

    R T Specialty, LLC

    Houston, TX
    2 days ago
  •  ...Distribution Company ("SIDCO"), a broker-dealer subsidiary of SEI, operates services and supports two lines of business within SEI:...  ...individual will have a broad understanding of financial markets and brokerage operations. Responsibilities for the Trading Specialist... 
    Work experience placement
    Flexible hours

    SEI Investments

    Oaks, PA
    26 days ago
  •  ...for the firm's registered reps via the brokerage platform. Rebalances and places model trades...  ...by communicating WSBS and Brokerage Operations policies, procedures, processes,...  ...maintaining a high degree of accuracy associated with high volumes of work and/or multiple... 
    Work experience placement
    Work at office

    Western & Southern Life

    Cincinnati, OH
    4 days ago
  • $23 - $28.85 per hour

     ...Position Summary The Brokerage Operations Coordinator is responsible for providing operational support to the brokerage team by efficiently handling day-to-day operational tasks. The role contributes to the seamless functioning of daily operations, ensures compliance... 
    Hourly pay
    Full time
    Work experience placement

    Ryan Specialty

    Springfield, MO
    12 hours ago
  • $50k - $60k

    Forward Air Corporation in Vernon Hills is seeking an Operations Specialist to act as a bridge between Customer Sales and Carrier Sales...  ...teams. The role involves managing daily operations of truckload brokerage and requires strong customer service skills. You will undergo... 

    Forward Air Corporation

    Vernon Hills, IL
    3 hours ago
  • $24 - $30 per hour

    Ryan Specialty, LLC in Louisville, KY is seeking a Brokerage Operations Coordinator to provide operational support to the brokerage team. Key responsibilities include coordinating day-to-day brokerage operations, preparing documents for market renewals, and ensuring compliance... 
    Hourly pay
    Full time

    Ryan Specialty, LLC

    Louisville, KY
    3 days ago
  • $24 - $30 per hour

    Ryan Specialty is seeking a Brokerage Operations Coordinator in Louisville, Kentucky. This role involves operational support for the brokerage team, including day-to-day tasks, compliance assistance, and communication with brokers for efficient transaction processing.... 
    Hourly pay

    Ryan Specialty

    Louisville, KY
    12 hours ago
  •  ...Specialist in Atlanta to join their hybrid Financial Services Operations team. This role requires a minimum of 4 days in the office, where...  ...process financial transactions and provide support in Brokerage Operations. The ideal candidate will have prior experience in... 
    Work at office

    Advisor Group Inc.

    Atlanta, GA
    4 days ago
  •  ...Investment Advisors. This role involves adherence to compliance regulations, evaluating trade corrections, and providing guidance on brokerage operations. The successful candidate will have a High School Diploma or GED, strong analytical skills, and proficiency in Microsoft... 
    Work at office

    Western & Southern Financial Group

    Lebanon, OH
    2 days ago
  •  ...Assist the department Manager or Supervisor with day-to-day operations for the department by having a clear understanding of the tasks...  ...related experience 2. Minimum of two (2) years experience in brokerage operations 3. Knowledge of advanced concepts, principles and... 
    Full time
    Part time
    Work at office
    Shift work
    Day shift

    Truist Financial Corporation

    Richmond, VA
    2 days ago
  • A leading real estate services firm in Portland, OR seeks a Sales Coordinator to support brokerage operations. In this role, you will provide high-level administrative, financial, marketing, and operational support. Key responsibilities include managing client deliverables... 
    Work at office

    Jones Lang LaSalle Incorporated

    Portland, OR
    3 days ago
  • $24 - $30 per hour

    RT Specialty is seeking a Brokerage Operations Coordinator in Louisville, Kentucky. This role involves providing operational support to the brokerage team, ensuring compliance with regulations, and facilitating communication within the team. The position requires a Bachelor... 
    Hourly pay

    RT Specialty

    Louisville, KY
    12 hours ago
  • $54.25k - $65k

    A leading insurance organization in Charlotte seeks a Brokerage Operations Coordinator to provide operational support to the brokerage team. Responsibilities include managing paperwork, assisting with compliance, and handling customer service tasks. Ideal candidates will... 

    R T Specialty, LLC

    Charlotte, NC
    4 days ago
  • R T Specialty, LLC is seeking a Broker Assistant in Louisville, Kentucky. The role involves providing operational support to the brokerage team by handling daily tasks efficiently and ensuring compliance with regulations. The ideal candidate will have a Bachelor’s degree... 
    Hourly pay

    R T Specialty, LLC

    Louisville, KY
    4 days ago
  • $25 - $31.25 per hour

    RT Specialty in Atlanta is looking for a Broker Assistant to support the brokerage team with day-to-day operations. The ideal candidate should have a Bachelor's degree and skills in multi-tasking and effective communication. This role involves document preparation, maintaining... 
    Hourly pay
    Full time

    RT Specialty

    Atlanta, GA
    12 hours ago
  •  ...seeking a Processing Specialist to join the Financial Services team in Scottsdale, AZ. This position focuses on accurately handling brokerage account documentation, including account openings and transfers, while ensuring compliance with industry standards. The ideal... 

    Advisor Group Inc.

    Scottsdale, AZ
    1 day ago
  • $48k - $52k

    Osaic is hiring an Operations Cashiering Specialist for a full-time position in Scottsdale, AZ. The role involves processing transactions and serving as a backup resource for coworkers within Brokerage Operations. Candidates should have 2-3 years of experience, preferably... 
    Full time
    Work at office

    Osaic

    Scottsdale, AZ
    12 hours ago
  • Advisor Group Inc. is looking for a Cashiering Specialist in Atlanta. This role involves efficient processing of transactions in Brokerage Operations and requires solid communication and organizational skills. Candidates should have 2-3 years of relevant experience and a... 

    Advisor Group Inc.

    Atlanta, GA
    4 days ago
  • $53k - $58k

    Osaic is seeking an Operations Cashiering Specialist in Atlanta to join its financial services team. This full-time role involves processing various brokerage account requests and maintaining strong relationships with financial professionals. The ideal candidate should... 
    Full time
    Work at office

    Osaic

    Atlanta, GA
    3 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Brokerage Operations Associate (f/m/d). Be the first to apply!