Senior Internal Auditor

We are seeking a seasoned Senior Auditor to join a mid-sized international bank. The institution focuses on institutional lending and fixed-income investments, with a strong emphasis on securitized products, offering a sophisticated work environment. The ideal candidate will have 5+ years of audit experience, ideally combining major audit firm experience with a background in the banking industry. Certifications: Certified Anti-Money Laundering Specialist (CAMS) or Certified Information Systems Auditor (CISA), either one of the two certifications a significant plus. Job Description Key Responsibilities Audit Execution: Lead and execute the full audit lifecycle, including risk assessment, audit program creation/modification, planning, fieldwork, work paper documentation, and final reporting. IT & Risk-Based Auditing: Apply a risk-based approach to establish audit plans. Integrate IT audit techniques (security assessment, change management, vendor management) into audit procedures. Treasury & BSA/AML Focus: Conduct comprehensive audits of Treasury functions and BSA/AML compliance, ensuring alignment with FFIEC and NYS DFS guidelines. Compliance & Quality: Ensure all auditing activities, work papers, and reports comply with company standards, regulatory requirements, and industry best practices. Reporting & Recommendation: Prepare detailed reports outlining audit scope, findings, and actionable recommendations to improve internal controls and processes. Strategic Support: Assist the Branch Chief Auditor in developing and implementing overall internal audit strategies. Qualifications & Experience Experience: Minimum 5+ years of internal audit experience, preferably with a blend of "Big 4" and banking experience. Banking Knowledge: Deep understanding of the banking industry, specifically institutional lending, fixed-income, capital markets, and related regulations. Certifications: Certified Anti-Money Laundering Specialist (CAMS) or Certified Information Systems Auditor (CISA), either one of the two certifications a significant plus. Technical Skills: Proficient in risk-based audit methodologies, data analysis, and IT control auditing (advanced Excel, SQL, etc.). Core Competencies: Rigorous analytical skills and intellectual independence. Proven ability to improve process efficiencies. High productivity with the ability to manage complex tasks, big-picture analysis, and attention to detail. Ability to meet tight deadlines under pressure. Strong communication and relationship-building skills to represent the firm to stakeholders. Adaptability: Ability to thrive in a fast-paced environment and cover a wide spectrum of auditing topics. High Visibility: Due to the small team size (~100 staff), this role offers high-level contact and wider exposure than larger institutions. BSA-Specific Responsibilities Perform all duties in accordance with BSA/AML guidelines, Branch Compliance Manuals, and annual training. The internal auditor must be fully knowledgeable of all BSA/AML rules, including FFIEC and NYS DFS guidelines, and will be required to attend specialized training to stay current on new requirements, methodologies, and technologies. #J-18808-Ljbffr