Investment Funds Regulatory Associate Attorney (13 Years)
$225k - $260kDirect Counsel
Job Description
Job Description
Direct Counsel is partnering with a prestigious AmLaw 10 law firm to identify an Investment Funds – Regulatory Associate to join its New York office . This role sits within a market-leading investment funds regulatory practice , offering associates the opportunity to work on sophisticated regulatory and compliance matters for leading fund sponsors and asset managers.
This position provides a dynamic mix of work, including fund formation support, regulatory compliance counseling, and interaction with SEC examination and enforcement matters .
Key ResponsibilitiesReview and analyze private fund offering materials and fund governing documents
Advise clients on regulatory compliance matters relating to investment funds
Assist with SEC filings and regulatory reporting requirements
Support clients in SEC examinations and regulatory inquiries
Conduct research and provide guidance on federal securities laws and regulatory frameworks
Collaborate with transactional and regulatory teams on fundraising and fund-related transactions
1–3 years of investment funds regulatory experience at a global or top-tier law firm
Experience reviewing fund offering documents and governance materials
Strong familiarity with the Investment Advisers Act of 1940
Familiarity with the Investment Company Act of 1940 and Securities Act of 1933 preferred
Experience preparing SEC filings and responding to regulatory examinations
Strong analytical, research, and writing skills
Admission to the New York Bar required
Join a top-ranked AmLaw 10 investment funds regulatory practice
Work with leading fund sponsors and asset managers
Gain exposure to complex regulatory matters and SEC interactions
Competitive compensation and comprehensive benefits
Strong mentorship and professional development opportunities
The anticipated salary range is $225,000 – $260,000 , depending on experience, qualifications, and internal compensation structures. The firm also offers a robust benefits package for attorneys and employees.
If you are interested in this opportunity, please apply through directcounsel.net with your resume and law transcripts.
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