Senior Regulatory Internal Examinations Lead
Benjamin F. Edwards
Benjamin F. Edwards is seeking an Internal Examinations Manager in St. Louis to conduct annual regulatory examinations across the firm. This role requires collaboration with compliance officers and management to assess regulatory risks and maintain compliance. The ideal candidate will have at least 10 years of experience in the financial services industry, strong organizational skills, and knowledge of SEC and FINRA regulations. The position offers a comprehensive benefits package in a supportive work environment. #J-18808-Ljbffr Benjamin F. Edwards
Vacancy posted 4 days ago
Similar jobs that could be interesting for youBased on the Senior Regulatory Internal Examinations Lead in Saint Louis, MO vacancy
$75.2k - $128.8k
...regulations, as well as related internal policies and procedures.... ...as part of their roles, the Senior Lead Compliance Auditor plays a significant... ...Licenses: Certified Fraud Examiner (CFE) - Association of... ...understand highly technical regulatory and federal compliance...SeniorRegulatoryWork experience placementWork at office$91k - $321.5k
...The Opportunity As a State & Local Senior Manager on the PwC Internal Partnership Tax Team, you will work... .... As a Senior Manager, you will lead teams, focusing on mentoring junior... ...preparation and filing of tax returns to meet regulatory requirements Utilizing analytical...SeniorRegulatoryFull timeH1bLocal areaPwC
Saint Louis, MO1 day ago$100k - $179k
...Wells Fargo is seeking a Senior Risk Asset Review... ...RAR”) is the company’s internal loan review function and... ...role, you will: Lead or participate in moderately... ...Risk Asset Review Examination. Contribute, initiate... ...agencies, and regulatory bodies on risk-related...SeniorRegulatoryWork experience placementRelocation packageWells Fargo
Saint Louis, MO4 days ago- Washington University in St. Louis seeks a Senior Lead Compliance Auditor to drive the university’s compliance program. The role emphasizes evaluating federal research regulatory compliance, HIPAA, and internal controls, with leadership over audit teams and collaboration...SeniorRegulatoryWork at office
- The Internal Examinations Manager will work with a high level of autonomy to plan, schedule, conduct... ...industry-required annual internal regulatory examinations throughout the year, in coordination... ...firm’s Chief Compliance Officers and senior managers across the firm. Before...RegulatoryWork experience placementWork at office
$105.1k - $204.4k
...focused Digital Project Manager to lead critical initiatives... ...required for infrastructure, regulatory, and operational technology (... ...knowledge. Qualifications – Senior Digital Project Manager Bachelor... ...education, credentials, and internal equity when determining the base...SeniorRegulatoryFull timeAmeren
Saint Louis, MO3 days ago- ...during closing meetings. Develop recommendations to improve internal controls, operational efficiency, and compliance. Monitor... ...activities. Stay current on developments in accounting, auditing, regulatory requirements, and industry best practices through continuing...SeniorRegulatoryWork at office
PACE Staffing Alternatives
Saint Louis, MO2 days ago $88.5k - $172.2k
...employees. About The Position The Senior Product Owner has a key role... ...and connect directly with internal and external customers to... ...strategy, and in compliance with regulatory requirements Accept stories... ..., Architects, Technical Leads and Managers across the agile...SeniorRegulatoryFull timeTemporary work- Curium Pharma in St. Louis, MO, is seeking a Senior Regulatory Affairs Specialist. This role involves supporting US FDA applications and coordinating regulatory activities to ensure compliance with health authorities. The ideal candidate should possess a Bachelor's degree...SeniorRegulatoryContract work
- Curium Pharma is seeking a Senior Health Physicist in St. Louis, Missouri, to lead radiation safety efforts within the organization. The position demands expertise in regulatory compliance concerning radioactive materials, ensuring workplace safety, and technical writing...SeniorRegulatory
- Bunzl Distribution in St. Louis seeks a Senior Manager of Sustainability Solutions to lead development and execution of commercial sustainability strategies... ...small team, collaborate cross-functionally, monitor regulatory trends, and develop tools for customer engagement...SeniorRegulatory
- Edward Jones is seeking an experienced Senior Risk and Control Associate to join its Third... ...and Business Resilience. You will lead due diligence, risk assessments, governance... ...development and continuous improvement to align with regulatory #J-18808-Ljbffr Edward JonesSeniorRegulatory
- ...with Us — EquipmentShare is Hiring an Internal Audit Senior At EquipmentShare, we’re not just filling... ...of emerging risks and evolving regulatory requirements that may impact EquipmentShare... ...’re behind the wheel, under the hood, leading a branch, or closing deals — tech...SeniorRegulatory16 hoursFull timeFor contractorsNight shift
EquipmentShare
Saint Louis, MO4 days ago - PMO Partners, LLC is seeking a Project Manager in St. Louis to lead the end-to-end implementation of the Missouri Enrollment Broker... ...managing cross-functional teams, and ensuring compliance with regulatory standards. The ideal candidate will have 7-10+ years in project...SeniorRegulatory
- Terracon Consultants, Inc. is seeking a Senior Archaeologist to help grow its cultural resources... ..., managing team performance, ensuring regulatory compliance, and marketing services. Join... ...with benefits and the opportunity to lead a local team. #J-18808-Ljbffr Terracon Consultants...SeniorRegulatoryFull timeLocal area
$124k - $335k
Specialty/Competency: Customs & International Trade Industry/Sector: Not Applicable... ...aspects of duty and trade strategy regulatory planning, dispute resolution, and trade... ...advance their business goals. As a Senior Manager, you lead large projects and innovate processes...SeniorRegulatoryFull timeH1b- ...candidate will have at least 4 years in the field, strong Excel skills, and the ability to manage client relationships while adhering to regulatory compliance. A commitment to inclusion and employee wellbeing is also emphasized within the company culture. #J-18808-Ljbffr JTC...SeniorRegulatory
- ...actuarial calculations and analyzing financial data for retirement plans, along with preparing reports and ensuring compliance with regulatory standards. The ideal candidate should have a Bachelor’s degree in Actuarial Science or a related field, along with strong...SeniorRegulatoryFull timeWork at office
- ...Dover Health is seeking a Compliance & Regulatory Affairs Specialist based in St. Louis, MO, to enhance their compliance program across home health, hospice, and palliative care services. The ideal candidate will have a strong compliance background and experience in navigating...SeniorRegulatory
Dover Health
Saint Louis, MO5 days ago - ...and improve, respect everyone, and lead with service and humility. Title: Senior Quality Engineer - AS9100... ...robust quality processes, ensure regulatory and customer compliance, and build... ...plans. Plan, conduct, and manage internal audits to verify compliance with...SeniorRegulatoryPermanent employmentContract workTemporary workWork at office
- Edward Jones is seeking a Senior Risk Manager, Compliance Oversight to lead a targeted testing program and provide independent oversight of regulatory risks. The role will shape testing strategy across high‑risk areas and drive remediation and governance improvements....SeniorRegulatory
$170.6k - $390k
National Consulting - Microsoft Enterprise Platform - Senior Manager (Architect & Solution Lead Roles) - Location OPEN Location: Anywhere in Country... ...Purview) Data and AI platforms Translate business and regulatory requirements into scalable, secure architectures Support...SeniorRegulatorySummer holidayWork at officeFlexible hours- ...across banking services and Fintech partnerships. Ideal candidate has 8+ years in banking compliance, CRCM certification, strong regulatory knowledge, and proven leadership abilities. Travel up to 10% is required as part of cross-location collaboration. #J-18808-Ljbffr...SeniorRegulatory
- Bunzl Distribution NA in St. Louis, MO is seeking a Senior Manager of Sustainability Solutions to lead development of customer-focused sustainability value... ...cross-functional collaboration, market insights, and regulatory awareness to drive commercial value while guiding...SeniorRegulatory
- ...Title Examiner – Texas Experience Required We are seeking a highly skilled Senior Title Examiner with 5+ years of title examination experience focusing on Residential... ...property’s status of title, while adhering to regulatory title standards and Underwriter’s policies...SeniorRegulatoryTemporary workRemote work
Anywhere Real Estate
Saint Louis, MO4 days ago - Edward Jones in St. Louis is seeking a Senior Internal Auditor responsible for leading financial and operational audits. In this role, you will assess risks, review processes, and test controls while mentoring the next generation of auditors. The ideal candidate will have...Senior
- Cardinal Ritter Senior Services, part of Catholic Charities of the Archdiocese of St. Louis, is seeking a Billing Manager. This role... ...of the billing department, focusing on maximizing cash flow and regulatory compliance. Responsibilities include overseeing the billing cycle...SeniorRegulatoryWork at office
- ...team. Summary of Position The Senior Attorney, North America will... ...compliance with US and international regulatory agencies and guidelines (i.e... ...protect from legal risks and help lead training and implementation... ...drafts of legal documents, examines documents for legal...SeniorRegulatoryWork at officeMonday to Friday
Curium Pharma
Saint Louis, MO1 day ago - ...scale electric transmission projects. You will mentor a team while ensuring project performance aligns with client expectations and regulatory requirements. This role involves managing budgets, monitoring project metrics, and collaborating with cross-functional teams. We...SeniorRegulatory
- ...System is hiring a Full-Time Senior MRI Technologist -... ...a house staff of residents, interns, fellows and other medical professionals... ...responsibilities of the Lead Tech in their absence. Assists... ...by work area. Assists with regulatory compliance for the department...SeniorRegulatoryFull timeFlexible hoursShift workDay shift3 days per week
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Regulatory Internal Examinations Lead. Be the first to apply!
Related searches
- senior app developer Saint Louis, MO
- senior customer service advisor Saint Louis, MO
- senior international account manager Saint Louis, MO
- senior magento developer Saint Louis, MO
- senior quantitative risk analyst Saint Louis, MO
- sr marketing manager Saint Louis, MO
- sr technical product manager Saint Louis, MO
- senior manager pmo Saint Louis, MO
- senior accountant part time Saint Louis, MO
- senior systems specialist Saint Louis, MO