Wealth Management Compliance Analyst
Goldman Sachs Group, Inc.
Goldman Sachs Group, Inc. is seeking a Compliance professional in New York to support PWM Capital Markets. This role involves advising on compliance matters, managing regulatory projects, and ensuring alignment with U.S. securities laws. The ideal candidate will possess a university degree in Finance or Compliance and have at least one year of relevant experience in financial services, with a strong understanding of regulatory requirements and excellent communication skills. #J-18808-Ljbffr Goldman Sachs Group, Inc.
- Goldman Sachs is seeking a Compliance professional to provide dedicated support to PWM Capital Markets within the Americas Wealth Management division in New York. The role involves managing regulatory projects, conducting compliance reviews, and ensuring alignment with...Suggested
- ...Summary The Compliance role is based in New York and provides dedicated support to PWM Capital Markets within the Americas Wealth Management division. The role focuses on capital markets, equity structuring, and managed strategies, including derivatives, structured...SuggestedShift work
$50k - $115k
...Wealth Management Analysts provide exceptional service to our clients and support Financial Advisor(s) (FAs)/ Private Wealth Advisor(s) (PWAs)/ teams on a daily basis. As a key member of the service team, in supporting Financial Advisor(s) (FAs)/ Private Wealth Advisor...SuggestedTemporary workWork experience placementLocal area$50k - $115k
...A leading global financial services firm seeks a Wealth Management Analyst to provide exceptional client service and support Financial Advisors. This role includes assisting in digital marketing, financial reporting, and client communication. Candidates should have a relevant...Suggested- Goldman Sachs Bank AG in New York is seeking an Analyst for Wealth Management Compliance. This role provides dedicated support to PWM Capital Markets, focusing on compliance surrounding capital markets, equity structuring, and derivatives. The ideal fit will possess a...Suggested
- Overview Compliance - New York - Analyst - Wealth Management Compliance located in New York, NY, United States. The Compliance role is based in New York and provides dedicated support to PWM Capital Markets within the Americas Wealth Management division. The role focuses...Full timeTemporary workWork at officeShift work
$85k - $110k
Asset & Wealth Management, Client Solutions Group, Management & Strategy, Analyst - New York New York, New York, United States Job Description Asset & Wealth Management A career with Goldman Sachs Asset & Wealth Management is an opportunity to help clients across the...Full timeTemporary workPart timeWork at office- TwinThread in New York is offering a Summer Analyst position in Asset & Wealth Management. As part of the Global Families Group, you'll collaborate with specialists to understand client needs, examine market activities, and help develop strategies that meet financial goals...Summer workWork at office
- Goldman Sachs Bank AG is looking for an Analyst to join their Asset & Wealth Management Operations team in New York. The role involves managing client accounts, ensuring compliance with investment guidelines, and liaising with various teams to improve operational efficiency...
- A financial services company is seeking a Business Analyst to play a critical role in integrating technology and business needs. The ideal candidate will have strong experience in wealth management operations and expertise in gap analysis and requirements documentation...
$72.28k - $117.52k
...role. Line of Business: Compliance Job Description: Why... ...and scalable compliance risk management function. As part of our team... ...industry standards. U.S. Wealth is a fully integrated wealth... ...Compliance Business Oversight Analyst will: • Ensure ongoing compliance...Work experience placementLocal areaWork from homeFlexible hours$125k - $290k
Asset & Wealth Management Overview A career with Goldman Sachs Asset & Wealth Management is an opportunity to help clients across the globe... ...through collaboration between portfolio managers, research analysts, and traders. Role Overview The Global High Yield Credit /...Full timeTemporary workPart time- Goldman Sachs, Inc. is seeking an Analyst in New York to oversee client accounts and manage investment guideline compliance. This role includes understanding regulatory requirements and coordinating with investment teams for due diligence. Ideal candidates will have a Bachelor...
$85k - $110k
...Goldman Sachs Asset Management A career with Goldman Sachs Asset Management (GSAM) is an opportunity to help clients across the globe... ...investment and advisory services for pension plans, sovereign wealth funds, insurance companies, endowments, foundations, financial...Full timeTemporary workPart timeWork experience placement- ...Asset And Wealth Management Credit Facility Management Analyst Asset & Wealth Management (AWM): AWM invests in private equity, credit, real estate, infrastructure... .... The CFM team is responsible for maintaining compliance with concentration limits, borrowing base covenants...
$85k - $110k
Asset & Wealth Management, COO, Analyst - New York New York, New York, United States Job Description Asset & Wealth Management A career with Goldman... ...and Engineering, the Executive Office, Legal and Compliance, and HCM. The team’s success is ultimately measured on our...Full timeTemporary workPart timeWork experience placementWork at office$85k - $110k
Goldman Sachs Asset Management (GSAM) provides clients worldwide with dedicated partnership and focus on long‑term performance, offering investment and advisory services for pension plans, sovereign‑wealth funds, insurance companies, endowments, foundations, and individuals...Full timeTemporary workPart timeWorldwide- A leading financial services firm in New York is seeking a Wealth Management Associate to enhance client relationships and develop tailored financial strategies. Candidates should possess a Bachelor's degree, relevant FINRA licenses, and strong communication skills. This...
$80k - $90k
...class talent onboard to help shape the next chapter of our growth journey. POSITION SUMMARY EarnIn is looking for a Compliance Management System (CMS) Analyst to help scale and strengthen EarnIn’s compliance program as we launch and evolve new financial products and...Local areaRemote work$75k - $125k
..., the desire to work closely with portfolio managers, and the ability to think outside the box? We are seeking Financial Analysts who have the ability to thrive in a fast-paced... ...and enhancing our business. OUR IMPACT Wealth Management Across Wealth Management, Goldman...Full timeTemporary workPart timeWork at office$75k - $125k
..., the desire to work closely with portfolio managers, and the ability to think outside the box? We are seeking Financial Analysts who have the ability to thrive in a fast-paced... ...enhancing our business. OUR IMPACT Across Wealth Management, Goldman Sachs helps empower...Full timeTemporary workPart time$85k - $110k
Asset & Wealth Management, Fixed Income - Municipal Client Portfolio Management Role Overview As an Analyst on our Client Portfolio Management (CPM) team within Fixed Income, you will be an instrumental force in crafting compelling narratives and essential materials that...Full timeTemporary workPart time$85k - $160k
A career with Goldman Sachs Asset & Wealth Management is an opportunity to help clients across the globe realize their potential, while you discover your own. As part of one of the world’s leading asset managers with over $2 trillion in assets under supervision, you...Full timeTemporary workPart time$150k - $190k
...please visit CIBC.com ( What you'll be doing As a Private Wealth Business Development Officer (BDO), you are responsible for sourcing... ...our talented team. You will work closely with Relationship Managers, Investment and Wealth Specialists, Bankers, Business...Remote work$81.3k - $108k
Serve as a member of the TIAA Marketing & Communications Compliance ("MCC") team, providing advice and guidance regarding the applicability... ...required to support lifetime income, annuity products, and wealth management materials offered by TIAA. Key Responsibilities And Duties...Work experience placement$58k - $115k
...Wealth Management Strategic Solutions Product Owner/Business Analyst -Associate Wealth Management Platforms Location: Purchase We are looking for a dedicated individual to join our team as an Associate Product Owner/Business Analyst within Wealth Management...Temporary workWork at officeWorldwideShift work$110k - $185k
...a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide... ..., as a Financial Advisor (with satisfactory production and compliance record), or comparable product area or management...Temporary workWork at officeLocal areaWorldwideFlexible hours- Charles Schwab in New York is seeking a Director, SPWS Business Development Officer to grow their Private Wealth Services. You will focus on UHNW clients, driving new business through networking and strategic relationships. The ideal candidate has over 10 years of experience...
$110k - $130k
...to Friday. Blue Owl is seeking an Associate to join the Private Wealth Distribution Strategy and Analytics team to focus on sales... ...data and BI skills, is collaborative and process oriented, and can manage multiple projects or workstreams in a fast‑paced environment. This...Work at officeMonday to Friday$85k - $110k
Asset & Wealth Management, Marketing, Social Media Analyst - New York New York, NY, United States Job Description Goldman Sachs Asset & Wealth Management... ...Risk & Governance : Collaborate closely with Legal, Compliance, and Media Relations to ensure all content aligns with...Full timeTemporary workPart timeWork at office
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