Senior Wealth Management Operations & Compliance Lead
TransGlobal Holding Co.
TransGlobal Holding Co. is seeking a Wealth Management Operations Manager in Monrovia, CA. This role involves overseeing compliance, advisor registration, training programs, and operational support while ensuring adherence to SEC, FINRA, and state regulations. The successful candidate will have a Bachelor's degree, at least 3 years of relevant experience, and strong organizational skills. Join us and become part of America's largest Asian-focused financial service provider, committed to customer-centric solutions. #J-18808-Ljbffr TransGlobal Holding Co.
Vacancy posted 13 hours ago
Similar jobs that could be interesting for youBased on the Senior Wealth Management Operations & Compliance Lead in Monrovia, CA vacancy
$80k - $100k
East West Bank in El Monte, California, is seeking a Loan Operations Quality Control Manager to oversee the day-to-day operations of the Quality... ...role involves managing risk, ensuring data accuracy, and compliance with regulations. The ideal candidate will have strong leadership...Senior$78k - $100k
...Wealth Management Operations Manager (Bilingual in Chinese) – H1B Sponsorship Available Wealth Management Operations Manager plays a critical leadership role in directing the firm's regulatory compliance, advisor registration, training programs, reporting processes...SuggestedH1bVisa sponsorshipTransglobal Services
Monrovia, CA3 days ago- ...South El Monte, California. This role involves guiding Supervisors, Leads, and Technicians to meet operational metrics and production objectives. Key responsibilities include ensuring product compliance with engineering specifications and leading capacity planning...Senior
- A leading energy company is seeking a Senior Energy Operations Advisor in Rosemead, CA. In this role, you'll oversee commodity supplies and manage settlement operations while working in a hybrid environment... ...emphasizes innovation and compliance, contributing to a...SeniorContract work
$175k - $205k
East West Bank in El Monte, California, is seeking a Senior Loan Operations Manager to oversee end-to-end loan documentation and servicing activities. This role drives operational excellence, ensures compliance with regulations, and manages a team to enhance client service...Senior- City of Hope, Inc. is seeking a Senior Manager of Biobank Operations to lead and improve operations at the Henderson Biorepository in Duarte, California... ...setting. The position also focuses on regulatory compliance and performance management. #J-18808-Ljbffr City of Hope...Senior
$25.96 - $30.87 per hour
Cathay Bank is seeking a Back-Office Operations employee in Rosemead, California. This role involves providing essential support for check processing, ensuring compliance with policies, and managing operational tasks efficiently. Qualified candidates will have 3-5 years...SeniorHourly payFull time- ...Technologies Inc., located in El Monte, California, seeks a Technical Leader to oversee manufacturing operations. The role involves guiding Supervisors and Technicians, ensuring compliance with quality and engineering standards, and driving improvement initiatives. The ideal...Senior
$85k - $102k
East West Bancorp is seeking a Branch Operations Specialist to support Retail and Commercial Banking with compliance oversight, risk management, and project management. The role involves working with executives and senior management to fulfill operational objectives aligned...- ...City of Hope is in search of a Senior Manager, Biobank Operations, for the Henderson Biorepository. In... ...Management Oversight: Lead biobank budget stewardship and cost-... ...performance management. Ensure staff compliance and operational readiness by maintaining...SeniorWork experience placement
City of Hope
Duarte, CA4 days ago - ...a Nutrition Services Supervisor to oversee food production operations, menu planning, and nutritional guidance for students. The role includes ensuring compliance with USDA and state regulations while managing staff and educating the community. Qualified candidates should...
$80k - $150k
A prominent financial institution is seeking a Senior Business Analyst to support Banking Operations teams through data analytics and project management. This role involves leading technical solution design, automating data reports, and managing projects. Applicants should...Senior$175k - $205k
...confidence to reach further. Overview The Senior Loan Operations Manager oversees high-performing teams... ...cross‑functionally, and maintains full compliance with regulatory and policy standards.... ...People Leadership & Team Management Lead, coach, and develop a team of analysts...SeniorWork at office$100k - $140k
East West Bank is looking for a Loan Operations Quality Control Manager in El Monte, California. This role involves managing the Loan Operations Quality Control Unit, ensuring compliance with federal and state regulations, and improving quality control processes. The ideal...Senior- ...POSITION SUMMARY: The Assistant Manager, Operations is an essential member of the management team responsible for directing and supervising... ...for services to be rendered to customers are performed in compliance with their instructions. # Supervise Office...Contract workTemporary workWork at officeFlexible hoursShift workNight shiftDay shift
LBCT, LLC
El Monte, CA3 days ago - ...cutting-edge research. As Senior Research Business Manager, you'll be at the forefront of our... ...supporting vital research and financial operations. You will implement procedures and... ...business activities and ensure compliance with institutional requirements....SeniorWork experience placementRemote work
City of Hope
Duarte, CA1 day ago - A leading financial services company in El Monte, California, is seeking an experienced Accounting Supervisor to... ...oversee the accounting teams and maintain financial compliance. You will support the Accounting Manager with reporting, supervise accounting procedures, and...Senior
$18 - $23.4 per hour
...Operations Lead Part-Time Pay: $18.00 - $23.40/hr Our Mission: Enable everyone to make... ...Operations Lead (OL) reports to the Operations Manager and supports store processes and an... ...of ethical conduct, safety, and compliance. The OL's responsibilities require enthusiasm...Part timeFlexible hoursShift workNight shift- Insurance Office of America is seeking a Branch Operations Manager for Commercial Lines in Temple City, CA. The role involves leading operations teams, managing financial performance, and ensuring compliance with HR processes. Ideal candidates will have over 5 years of...Work at office
- East West Bank is seeking a Loan Operations Unit Manager in El Monte, California. In this role, you... ...manage the loan operations team and ensure compliance with federal, state, and local laws.... ...and proven management skills to lead diverse teams. This role offers a competitive...Local area
$111.93k - $139.92k
AltaMed Health Services Corp is looking for a Center Manager in El Monte, California. The role involves overseeing the operations of the PACE Center, ensuring compliance with regulations, and leading a diverse team to provide exceptional healthcare services. Qualified...- Confidential is seeking an experienced Administrator to manage daily operations of the clinic in El Monte, California. You will be responsible... ...care, implementing operational processes, and ensuring compliance with regulations. The ideal candidate will possess strong...
$75k - $90k
East West Bank in El Monte seeks a Risk and Operations Fraud Supervisor to lead a team of fraud analysts and manage operational risks. This role requires a strong background in banking products and compliance. You'll analyze account activities, supervise personnel, and...- ...Objective The role of Hospitality Manager is hands-on in an operational capacity, working with the line-... .... She/he has managerial experience leading our associates in multiple facets of... ...floor at all times. # Ensure full compliance with all Santa Anita Park policies...Local areaShift workAfternoon shift
TSG Developments Investments Inc.
Arcadia, CA16 days ago $58.3k - $62.1k
...Treasury Management Implementation & Support Operations Officer The Treasury Management Implementation... ...Participate in and/or leads under the guidance of... ...internal departments (compliance, internal audit, FCIU,... ...and an understanding of Wealth Management. ~ Ability...Permanent employmentFull timeTemporary workWork at officeFlexible hoursCathay General Bancorp
El Monte, CA2 days ago- ...Covina, California is seeking a Corporate Manager for the Sterile Processing Department.... ...involves providing leadership, overseeing operations, and ensuring quality outcomes in... ...experience, with a strong focus on regulatory compliance and team development. A CRCST...Senior
$130k - $140k
tendersglobal is seeking a Senior Manager of Botanical Systems and Operations to oversee strategic and operational systems within the Botanical Gardens. This... ...production and irrigation systems while ensuring compliance and sustainability. The ideal candidate has a Bachelor...Senior$45 - $53 per hour
A staffing and technology solutions firm is seeking a Senior AMI Meter Operations & Monitoring Specialist for a hybrid role in Rosemead, CA. This... ...in RF mesh networks, meter troubleshooting, and cloud management. Competitive hourly pay from $45 to $53, with comprehensive...SeniorHourly pay- ...California Edison is seeking an Electric Transmission Operations Senior Manager in Alhambra, California. In this role, you'll lead strategy and execution for electrical... ...responsibilities include safety leadership, compliance oversight, and resource deployment strategy development...SeniorWork at officeRemote work
$130k - $140k
...Senior Manager Of Botanical Systems And Operations Reporting to the Director of the Botanical Gardens, the Senior Manager of... ...growing environments, safety and regulatory compliance, and horticultural infrastructure. This role leads the planning, operation, and...SeniorFor subcontractorThe Huntington
San Marino, CA3 days ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Wealth Management Operations & Compliance Lead. Be the first to apply!
Related searches
- senior performance engineer Monrovia, CA
- senior manager diversity & inclusion Monrovia, CA
- senior cybersecurity engineer Monrovia, CA
- senior manager m&a tax Monrovia, CA
- senior accountant remote Monrovia, CA
- senior level Monrovia, CA
- senior manager tax Monrovia, CA
- senior manager legal Monrovia, CA
- senior performance tester Monrovia, CA
- senior commercial counsel Monrovia, CA