Principal Risk Associate, Operational Risk Management Control Testing

divh2Principal Risk Associate, Operational Risk Management Control Testing/h2pCapital One is seeking an energetic, self-motivated Principal Risk Associate to join the Operational Risk Control Testing team within the Operational Risk Management (ORM) second line of defense. The ORM Testing team is a dedicated group of professionals focused on developing and executing second line of defense oversight responsibilities for Capital One./ppRisk Associates perform professional testing and challenge of operational controls identified through various risk assessment processes that identify material risks and controls of operational risk, including processes, systems and products. ORM Testing provides direct feedback to the first line of defense and informs the effective challenge regarding overall control effectiveness./ppThis position will be expected to conduct control testing across a spectrum of business and technology processes, document testing results, prepare work papers to evidence testing methods, and draft final reports for customers to summarize testing results. This associate will be responsible for building and maintaining relationships with our business partners while adhering to the highest ethical standards required for independent testing. Success in this position will rely heavily on working with other team members, being able to identify and execute strategies to build and improve processes, being able to analyze data from a variety of sources and to independently identify risk through undefined processes or ways that are not predetermined./ph3Responsibilities:/h3ulliPerform testing on identified operational risk controls to provide assurance that risk-taking groups are appropriately representing their control environments through the effective challenge of operational controls/liliEnsure issues are properly reported to business areas and remediated appropriately to reduce outstanding risk or performance breakdowns/liliPerform and support detailed data analysis to include trending, problem identification, and development/completion of remediation projects/liliIdentify emerging risks, process improvements, or areas for increased training through the analysis of testing results/liliManage work across organizational lines to achieve results and manage competing priorities/liliSupport procedure reviews and document updates/liliExhibit excellent verbal and written communication skills; develop communications (written and presented) to support findings/liliAssist with compiling metrics/liliProvide effective challenge to the business where appropriate/liliDemonstrate problem-solving and analysis skills with attention to detail/li/ulh3Basic Qualifications:/h3ulliHigh school diploma, GED, or equivalent certification/liliAt least 3 years of audit or risk management experience/liliAt least 1 year of testing or quality assurance experience/li/ulh3Preferred Qualifications:/h3ulliBachelors Degree in Auditing, Finance, Economics, Planning, Information Systems or Business Administration/lili4+ years of audit or risk management experience/lili1+ years of project or process management experience/liliExperience with payment transaction flows (Authorization, Clearing, Settlement, Reconciliation)/liliRisk Management Certification/liliFamiliarity with Federal Financial Institutions Examination Council (FFIEC) and The Office of the Comptroller of the Currency (OCC) regulatory requirements as it relates to technology and operational resiliency/liliExperience in Microsoft Office or Google Suite/li/ul/div