Vice President, Regulatory Reporting
Confidential
Vice President, Regulatory Reporting
About the Company
A global investment firm focused on compliance, regulatory reporting, and control processes.
Industry
Financial Services
Type
Privately Held
About the Role
The Company is in search of a Regulatory Reporting Associate / Vice President to join its Compliance Department. The successful candidate will be part of a team responsible for the design, implementation, monitoring, and testing of the firm's control environment, ensuring that the company operates as a responsible fiduciary and complies with all relevant regulatory and industry rules. Key responsibilities for this role include assisting in the preparation and submission of all regulatory reports, coordinating data for various reports to U.S. and foreign regulators, and developing internal processes related to the firm's filing obligations. The role also involves staying updated on global regulatory developments and enhancing processes for transaction reporting data. Applicants should have an undergraduate degree in accounting, finance, or computer science, with a preference for those with experience in major shareholder and other regulatory filings. The ideal candidate will have a strong background in regulatory reporting, particularly with derivatives transaction reporting, and experience with EMIR, SFTR, and other global reporting regimes. Proficiency in Excel and Bloomberg is required, and knowledge of SQL or Python is a plus. The role demands an intelligent, energetic, and goal-oriented individual who is well-organized, detail-oriented, and possesses excellent communication skills to collaborate with senior management and various departments within the firm.
Functions
- Data Management/Analytics
- Operations
Vacancy posted 5 days ago
Similar jobs that could be interesting for youBased on the Vice President, Regulatory Reporting in Greenwich, CT vacancy
$100k - $140k
...associated service offerings. Financial Reporting Solutions - Senior Consulting Manager Role... ..., services and external factors (e.g., regulatory, economic, and industry trends)... ...visit: .Employment Type:Full timeJob Level:Vice PresidentPosted Date:Aug 06, 2026ATS Job...RegulatoryTemporary work$190k - $225k
About the RoleiCapital is seeking a Senior Vice President to join its Regulatory and Compliance team to manage iCapital’s registered 1940 Act product... ...marketing materials, and overseeing regulatory reporting. The ideal candidate has experience managing a team and...RegulatoryFull timeWork at officeRemote work$190k - $225k
...RoleiCapital is looking to hire a Senior Vice President to join the Broker Dealer and Distribution Compliance team within the Regulatory and Compliance group. This individual supports... ...surveillance, investigations, regulatory reporting, and compliance testing.Serve as a key...RegulatoryFull timeWork at officeRemote work$155k - $180k
...is looking to hire a Fund Origination Vice President to support its growing alternative investments... ...feeder fund business. This role will report into a Senior Vice President on the... ...and launch funds aligned with client, regulatory, and commercial requirements.Oversee and...RegulatoryFull timeWork at officeRemote work$230k - $368k
...potential.Title and SummaryVice President, Digital Asset Treasury... ...visionary and execution-oriented Vice President, Digital Asset... ...balancing efficiency, risk, and regulatory compliance.• Design and implement... ....• Design robust controls, reporting, and monitoring frameworks...RegulatoryFull timePart timeWorldwideFlexible hours- ...greatest potential.Title and SummarySenior Vice President, Network ManagementJob DescriptionWho... ..., and settlement bank relationships.Reporting to EVP, Cross Border Services, the incumbent... ...network delivers scale, reliability, regulatory readiness, and commercial value across...RegulatoryFull timePart timeWorldwideFlexible hours
$120k - $210k
...commercial discussions.Maintain accurate sales forecasts and pipeline reporting.Identify opportunities for cross-sell and upsell across the... ...industry developments, competitive offerings, and regulatory changes impacting electronic trading and best execution.Client...RegulatoryFull timeContract workTemporary workFlexible hours$230k - $368k
...potential.Title and SummaryVice President, Corporate TreasuryVice... ...are seeking a highly motivated Vice President to lead the Capital... ..., capital markets execution, regulatory capital and liquidity management... ...robust budget and management reporting to give leadership clear...RegulatoryFull timePart timeWorldwideFlexible hours$235k - $375k
...potential.Title and SummaryVice President, Global Public Sector,... ...Urban Mobility team is seeking a Vice President to lead a new team... ...relationships with government, regulatory, banking, and industry bodies... ...information being accessed;Report any suspected information security...RegulatoryFull timePart timeWorldwideFlexible hours$150k - $175k
...Investment Company Act of 1940, and Rule 6c‑Monitor and advise on regulatory developments affecting ETFs, including derivatives, valuation,... ..., including disclosure monitoring, premium or discount reporting, and regulatory filings.Conduct pre‑ and post‑trade compliance...RegulatoryFull timeWork at officeRemote work$115k - $190k
...infrastructure and identify key risks, documenting findings in a written report.Work with managers to find solutions to correct any operational... ..., learning, and back-up.Remain abreast of industry trends, regulatory matters, and market events affecting funds, managers, clients,...RegulatoryTemporary workWork experience placementMorgan Stanley
Purchase, NY2 days ago$217k - $359k
...Vice President, Accounting, ESG ControllerThe Vice President (VP), Accounting, ESG Controller, reports to the EVP, Corporate Controller, and serves as the senior finance leader responsible... ...across disclosure production, regulatory implementation, and cross-functional governance...RegulatoryDynamic Yield
Purchase, NY2 days ago$130k - $220k
...technology, and data teams to translate business objectives, regulatory expectations, and data requirements into effective technical solutions... ...business logic, and support regulatory and operational reporting.Define, document, and maintain critical data elements, source-...RegulatoryFull timeTemporary workFlexible hours- ...Vice President of Valuations About the Company Shape valuation strategies at a leading... ...ensuring accurate and timely valuation reporting, developing and refining valuation methodologies... ...in line with industry standards and regulatory requirements, and providing strategic...Regulatory
$110k - $140k
...ResponsibilitiesPrepare and review monthly financial and management reports for the fundsCollaborate with outside administrators to create... ...to the preparation of quarterly/annual investor/regulatory reportingCollaborate with the tax function in preparation of periodic...RegulatoryWork at officeRemote work- ...DescriptionVice President, Chief Accounting Officer & Global Controller - Stamford, CT... ...controllership function based in Stamford, CT. Reporting to the CFO, this role owns the... ...reporting, internal controls, tax oversight, regulatory compliance, accounting operations and...RegulatoryWork at officeLocal area
$160k - $220k
About the RoleiCapital is seeking a Vice President or Senior Vice President to join the Corporate... ..., and an excellent employee experience.Reporting into Corporate Finance leadership, this... ...global consistency with local regulatory requirements.Lead and develop a high-performing...RegulatoryFull timeWork at officeLocal areaRemote work$90k - $157.5k
...modeler to join the team as Assistant Vice President and Credit Risk Modeler based in New Jersey... ...in line with expanding business and regulatory requirementsReview and verify key model... ...analyticsPrepare and present required reports/reviews to model risk management, senior...RegulatoryFull timeTemporary workFlexible hours$140k - $205k
...for Morgan Stanley. Responsibilities The Vice President, WM Financial Crimes Risk Office is... ...Support the implementation of oversight reporting and associated working group forums to... ...Federal Reserve Bank, etc.) is a plus Regulatory remediation experience at global, large...RegulatoryTemporary workWork at office$115k - $205k
...actionable control enhancements, risk mitigation, and governance reporting aligned to a risk-based approach. Responsibilities The... ...teams to translate financial crime risk drivers, typologies and regulatory expectations into actionable control requirements (e.g., due diligence...RegulatoryTemporary workWork at officeShift work$309k - $383k
...position. Position Summary: The Vice President, Associate General Counsel, Infectious... ...reviewing materials for Commercial, Clinical, Regulatory, Medical and Pharmacovigilance... ...areas such as corporate communications. Reporting to the Chief Legal Officer, this...RegulatoryFull timeFixed term contractCurrently hiringFlexible hourswww.princetonlegal.com
Stamford, CT3 days ago- A Career with Point72's Regulatory Reporting TeamThe Regulatory Reporting team provides governance across all regulatory filings and related obligations globally. The team is responsible for report preparation, generating and coordinating responses for large cross-departmental...RegulatoryWork at office
$110k - $190k
...Loans, a division of MSPBNA, is seeking a Vice President Quality Assurance Team Manager to lead... ...emerging risks, ensure compliance with regulatory requirements, and driving continuous... ...loan quality; prepare executive-level reporting and insights for Senior LeadershipPartner...RegulatoryTemporary workWorldwide$130k - $220k
...Street’s Enterprise Risk Management (ERM) function, is seeking a Vice President (VP) level risk leader to join its Quarterly Stress Testing... ...team plays a critical role in capital adequacy assessment, regulatory compliance, and risk appetite management. As a VP, you will lead...RegulatoryFull timeTemporary workFlexible hours$110k - $145k
...audit process. Support the drafting and review of current reports (Form 8-K) for events such as monthly subscriptions.... ...of internal controls over financial reporting to comply with regulatory requirements. Contribute to the maintenance of our SOC-1...RegulatoryFull timeWork at officeRemote workiCapital
Greenwich, CT2 days ago- ...Regulatory Reporting Data Analyst Stamford, CT/Remote Job Description - Own and execute daily / monthly production 14Q reports, ensuring completeness, accuracy, and timeliness. Prepare and validate 14Q regulatory reports. Conduct...RegulatoryRemote work
Programmers.io
Stamford, CT1 day ago $217k - $359k
...potential.Title and SummaryVice President, Finance Business Partner,... ...Digital CurrenciesOverview:The Vice President, Finance Business... ...operating model alignment, financial reporting readiness, control... ...business, operational, technology, regulatory, and integration needs into...RegulatoryFull timePart timeWorldwideFlexible hours- ...TimeDayNormal working hoursJob Summary: The Vice President, Lab Services provides leadership and support to direct reports to coordinate laboratory activities of hospital... ...objectives including efficiency, quality, regulatory, fiscal, operational, technical, and growth....RegulatoryWork experience placement
$85k - $140k
...s balance sheet. Correspond directly with clients to request reporting requirements including property and personal financial reporting... .... Participate in ad hoc projects including IT, procedural, regulatory, audit as required. Contribute to the design and firmwide rollout...RegulatoryTemporary work$239k - $383k
...Title and SummaryVP, Senior Managing Counsel, Regulatory - Payments RegulationThe Global Regulatory team is seeking a Vice President, Senior Managing Counsel to lead the... ...transmission and payment services business. Reporting to the Assistant General Counsel, Regulatory...RegulatoryFull timePart timeWorldwideFlexible hours
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Vice President, Regulatory Reporting. Be the first to apply!
Related searches
- vice president information technology Greenwich, CT
- vice president real estate development Greenwich, CT
- vice president research Greenwich, CT
- vp hr Greenwich, CT
- vice president healthcare Greenwich, CT
- vice president product development Greenwich, CT
- vp internal audit Greenwich, CT
- vice president business solutions Greenwich, CT
- vice-president human resources Greenwich, CT
- vice president transportation Greenwich, CT