Advertising Compliance Analyst - FINRA/SEC Specialist

Mohr Talent

Mohr Talent in Tempe, AZ is seeking an experienced Advertising & Supervision Analyst to join the Compliance and Supervision team. This role focuses on reviewing advertising, marketing materials, and correspondence for compliance with FINRA and SEC regulations. Ideals candidates will have at least 5 years of experience in financial services supervision and a strong understanding of advertising compliance. The position offers a hybrid working environment. Applicants should hold relevant FINRA licenses. #J-18808-Ljbffr Mohr Talent

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Vacancy posted 5 days ago

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