Senior Audit Lead, Financial Crimes & Regulatory Issues
TD Bank ATM
TD Bank is seeking an Audit Manager II in New York, responsible for leading regulatory audits and ensuring compliance with financial crimes regulations. The ideal candidate should have a strong background in audit practices and at least 7 years of relevant experience. This role involves overseeing audit engagements, coaching team members, and contributing to process improvements within the organization. Candidates should hold an undergraduate degree and have proficiency in audit standards and regulatory compliance. #J-18808-Ljbffr TD Bank
- TD is looking for an experienced Audit Manager II in New York to lead and manage complex audits within the Financial Crimes Regulatory Issue Validation function. This senior-level position demands specialized knowledge and experience in regulatory compliance and audit...FinancialSeniorRegulatory
- ...Group is seeking an experienced Audit Manager II in New York, New York. This senior-level position focuses on validating regulatory issues within the Financial Crimes Regulatory Issue Validation Audit... .... The successful candidate will lead complex audits and provide...FinancialSeniorRegulatory
$92.22k - $149.31k
Audit Manager II Work Location: New York, New York, United States of... ...Description: The Audit Manager II is a senior-level leader within the U.S. Financial Crimes Regulatory Issue Validation Audit function,... .... The Audit Manager II will lead or serve as Auditor-In-Charge on...FinancialRegulatoryWork at office- Monograph is seeking an IA Lead for Stablecoins and Digital Assets to architect... ...'ll lead a risk-based internal audit strategy, communicate complex regulatory issues to stakeholders, and present... ...audit initiatives in a dynamic financial landscape. #J-18808-Ljbffr MonographFinancialSeniorRegulatory
$85k - $100k
...focuses on high-profile investigations, regulatory compliance, and financial crimes. We excel in navigating complex... ..., D.C. Role Overview The Senior Associate is a hands‑on technical role... ...up on an application or technical issues unrelated to a disability, will not...FinancialSeniorRegulatoryVisa sponsorship$163.6k - $245.4k
Responsibilities Deliver audit reports, Internal Audit and Regulatory issue validation and business monitoring and governance committee reports relating to... ...audit, validation, or model risk management within financial services. Understanding of financial services regulations...FinancialSeniorRegulatoryFull time- A fintech company in the United States seeks a BSA Officer to lead the financial crimes program. In this role, you will oversee compliance measures, manage the AML team, and ensure regulatory adherence across multiple jurisdictions. The ideal candidate has extensive BSA...FinancialSeniorRegulatory
$85k - $95k
...0/yr Job Summary: The Senior Audit Associate plays a key... ...will be responsible for leading audit engagements for... ...providing insight into financial reporting processes.... ...providing insight into key issues. Review financial... ...Standards), and other regulatory requirements. Stay up-...FinancialSeniorRegulatoryFull timeWork at office- ...ecosystems. We reshape the financial ecosystem by offering... ...experienced Internal Audit Manager to join our... ...within the IA team and to senior business stakeholders.... ...financial services regulatory landscape across the... ...remediation of audit issues and the implementation...FinancialSeniorRegulatory
- Senior IT Audit Director We are looking for a senior leadership professional to lead the global technology audit plan across... ...priorities, regulatory expectations, and emerging... ...plans, perform issue follow‑up and closure... ...environments, ideally within financial services, fintech,...FinancialSeniorRegulatoryLocal area
$160k - $212k
A leading financial technology platform in New York City is seeking a FEC Counsel to navigate complex financial economic crime regulations. This full-time position requires over 5 years of experience... ...aligning business practices with regulatory requirements. The role offers a...FinancialSeniorRegulatoryFull time- Crowe is seeking a detail-oriented individual to join our Financial Crime Compliance team in New York. You will manage multiple teams, develop client relationships, and promote compliance with AML regulations. The ideal candidate will have a Bachelor's degree, relevant...FinancialSenior
$85k - $171k
Job Description: Senior Compliance Advisor, Financial Crimes - Fidelity Digital Assets... ...compliance with regulatory expectations and is... ...colleagues on all issues relating to AML... ...initiatives. Internal audit and regulatory exam... ...support, market-leading retirement, generous...FinancialSeniorRegulatoryFull timeShift work$115.44k - $186.16k
...Line of Business Financial Crime Risk Management Job Description The Senior Manager, Know Your... ...risk assessment, and regulatory compliance. This... ...oversees the team and leads 2nd‑line oversight... ...a broad range of issues including non‑... ...internal/external audits, reviewing, packaging...FinancialSeniorRegulatoryWork experience placementWork at officeLocal areaFlexible hours- Senior Director, Internal Audit - Enterprise & Corporate DomainsSkip to... ...technology enablement, and issue resolution. This... ...* Leverage industry leading practices, trends,... ...data.* Stay abreast of regulatory changes, industry... ...portion of experience in financial services, preferably...FinancialSeniorRegulatoryHourly payWork experience placementWork at officeLocal areaFlexible hoursShift work3 days per week
$124.4k - $129.5k
A global consulting firm located in New York City is seeking a Financial Crimes Risk & Compliance Senior Consultant. The role requires solid experience in financial crimes and regulatory compliance, focusing on enhancing financial crime programs. The ideal candidate will...FinancialSeniorRegulatory$120k - $150k
..., Inc. (AIG) is a leading global insurance organization... ..., and other financial services to... ...Exchange.Internal Audit GroupAIG’s Internal... ...governance processes.As a Senior Manager, you will... ...strategies, and issue resolution.Utilize... ...industry or regulatory topics/issues that...FinancialSeniorRegulatoryWork at office$110k - $190k
...This role provides senior level support to... ...Director RBC US IT Audit for independent, objective... ..., reporting and issue remediation on all... ...demands of the US regulatory environment and... ...is a global financial institution with a... ...approach to delivering leading performance. Our...FinancialSeniorRegulatoryFull timeFlexible hoursShift work$92.22k - $149.31k
...Line Of Business Audit Job Description The... ...audit strategy. Lead and/or provide supervisory... ...experience from financial institutions or... ...audits and regulatory reviews in accordance... ...the stakeholders, senior management and external... ..., identifying issues and opportunities...FinancialRegulatoryWork at officeLocal area- ...make better and smarter financial decisions and enabling... ...Job Description The Senior Audit Project Manager within... ...Audit Project Manager leads complex audits aligned... ...Standards, and applicable regulatory requirements. The role... ...planning, fieldwork, issue identification, and...FinancialSeniorRegulatoryTemporary workWork experience placement3 days per week
- Framework Ventures is seeking an Internal Audit Manager to oversee audit activities... ...internal audit experience, particularly in the financial services or fintech sectors, and will be... ...reports, and ensuring compliance with regulatory requirements. You will actively drive...FinancialSeniorRegulatory
- OKX is seeking a Senior Audit Manager for Financial Crimes to manage internal audits relating to AML, CTF, and compliance. This role requires strong leadership in a high-growth environment and 8+ years of relevant experience. The ideal candidate will possess deep knowledge...FinancialSenior
- ...management services, specializing in helping non-profits navigate financial reporting, regulatory compliance, and management challenges. We uphold the... ...role in maintaining financial integrity by conducting audits, analyzing data, and assessing internal controls to...FinancialSeniorRegulatory3 days per week
- ...country’s #1 non-bank HELOC lender. As a financial technology firm operating at the... ...Announcement About the Role We’re looking for a Senior Financial Crimes Investigator to join our growing team... ...procedures based on evolving risks, regulatory expectations, program enhancements or...FinancialSeniorRegulatoryWork at officeRemote workVisa sponsorshipWork visa
$200k - $280k
Airwallex seeks a Senior Regulatory Counsel to oversee regulatory matters across the Americas. This role demands advising on complex regulatory issues related to payments and financial services, including licensing and compliance obligations while collaborating with various...FinancialSeniorRegulatory- ...We represent a financial services/fintech company looking to hire a Registered Fund Attorney Vice President or Senior Vice President to join the Legal team. The focus of this role... ...of matters including compliance and regulatory issues, capital raising, marketing, investor...FinancialSeniorRegulatory
- Senior Vice President, Audit Leader, Audit Practice and Quality New York, NY, United States Pittsburgh... ...with IA self-assessment to key regulatory and industry standards, and practices... ...audit methodologies and knowledge of financial services, with ability to evaluate the...FinancialSeniorRegulatoryWork experience placementFlexible hours
- Are you a seasoned audit professional with a passion... .... Review and approve financial statements, audit... ...Mentor junior staff and senior associates, fostering... ...real estate trends and regulatory changes to deliver best... ...managing complex audits and leading high-performing teams...FinancialSeniorRegulatoryWork at office
- ...Senior Legal Counsel, Private Funds About the Company Well-regarded... ...management firm Industry Financial Services Type Privately Held... ...understanding of the evolving regulatory landscape in the private fund... ...proactive approach to legal issues, the ability to work effectively...FinancialSeniorRegulatory
- ...committed to creating category-leading enterprise software that... ...take on the heavy lifting of financial crime operations so banks and financial... ...adding headcount. As a Senior Sales Engineer, you turn product... ...current on industry trends, regulatory shifts, and competitive...FinancialSeniorRegulatoryWork at officeImmediate startRemote workShift work
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