Senior Audit Lead, Financial Crimes & Regulatory Issues
TD Bank ATM
TD Bank is seeking an Audit Manager II in New York, responsible for leading regulatory audits and ensuring compliance with financial crimes regulations. The ideal candidate should have a strong background in audit practices and at least 7 years of relevant experience. This role involves overseeing audit engagements, coaching team members, and contributing to process improvements within the organization. Candidates should hold an undergraduate degree and have proficiency in audit standards and regulatory compliance. #J-18808-Ljbffr TD Bank
- ...Group is seeking an experienced Audit Manager II in New York, New York. This senior-level position focuses on validating regulatory issues within the Financial Crimes Regulatory Issue Validation Audit... .... The successful candidate will lead complex audits and provide...FinancialSeniorRegulatory
$92.22k - $149.31k
Audit Manager II Work Location: New York, New York, United States of... ...Description: The Audit Manager II is a senior-level leader within the U.S. Financial Crimes Regulatory Issue Validation Audit function,... .... The Audit Manager II will lead or serve as Auditor-In-Charge on...FinancialRegulatoryWork at office$92.22k - $149.31k
...10 USD Line Of Business Audit Job Description The Audit... ...broader audit strategy. Lead and/or provide supervisory... ...experience preferred Issue Validation experience preferred Regulatory experience preferred Experience... ...with the stakeholders, senior management and external...FinancialRegulatoryWork at officeLocal area$102k - $203k
Senior Vice President, Auditor, Credit Risk Location... .... Responsibilities Lead risk-based audits aligned to Internal... ...identify significant issues, risks, and control... ...credit-risk audits and regulatory issue validations;... ...resilience, and reach your financial goals as a valued...FinancialSeniorRegulatoryTemporary workWork at officeFlexible hours- ...advisory firm is seeking a Senior Managing Director to support... ...continued build-out of its Financial Crimes Advisory practice. This is... ...financial crime, compliance, and regulatory advisory engagements for a... ...operational, and financial crime issues clearly to legal counsel,...FinancialSeniorRegulatory
- ...partnered with a global financial institution is... ...Markets Audit leader to oversee... ...partnering closely with senior business, risk, and... ...the opportunity to lead complex audit engagements... ..., reporting, and issue remediation... ...and aligned with regulatory expectation s.Leverage...FinancialSeniorRegulatory
- BHI is seeking a Financial Crime Risk Senior Manager to help design, build, implement... ...across the organization Lead the build-out and ongoing... ...policies, procedures, reporting, issue management, and controls... ...judgment in balancing regulatory requirements with business...FinancialSeniorRegulatory
- Senior Vice President, Services Financial Crimes Risk - High Risk Client Activity Location: Dublin... ...and application of regulatory requirements. Assess proposed... ...Assurance and Internal Audit to facilitate the timely... ...of identified issues. Maintain oversight through...FinancialSeniorRegulatoryCasual workImmediate startWork from home
$85k - $100k
...focuses on high-profile investigations, regulatory compliance, and financial crimes. We excel in navigating complex... ..., D.C. Role Overview The Senior Associate is a hands‑on technical role... ...up on an application or technical issues unrelated to a disability, will not...FinancialSeniorRegulatoryVisa sponsorship$163.6k - $245.4k
Responsibilities Deliver audit reports, Internal Audit and Regulatory issue validation and business monitoring and governance committee reports relating to... ...audit, validation, or model risk management within financial services. Understanding of financial services regulations...FinancialSeniorRegulatoryFull time$125k - $175k
...companies providing financial services... ...practitioners and the regulatory community, we... ..., financial crimes, and capital markets... ...– Internal Audit (New York, NY –... ...and risks, leading internal audit... ...interviews with senior management, overseeing... ..., risks and issues, and billing....FinancialRegulatoryWork at officeWorldwideFlexible hours- ...ecosystems. We reshape the financial ecosystem by offering... ...experienced Internal Audit Manager to join our... ...within the IA team and to senior business stakeholders.... ...financial services regulatory landscape across the... ...remediation of audit issues and the implementation...FinancialSeniorRegulatory
- TD Bank is seeking an Audit Manager II to lead and oversee Financial Crimes audits, BAU and regulatory issue validation. This role guides planning, risk assessment, and execution... ...frameworks and audit strategy. It requires senior-level expertise, strong collaboration with...FinancialRegulatoryRemote job
$166.5k - $203.5k
Financial Crime Risk Senior Manager, B2B Booking Holdings (NASDAQ: BKNG) is the world... ...this role you will get to: Lead the build-out and ongoing... ..., procedures, reporting, issue management, and controls needed... ..., sanctions, AML/CTF, regulatory risk, or adjacent legal/compliance...FinancialSeniorRegulatoryWork at officeLocal area$160k - $212k
A leading financial technology platform in New York City is seeking a FEC Counsel to navigate complex financial economic crime regulations. This full-time position requires over 5 years of experience... ...aligning business practices with regulatory requirements. The role offers a...FinancialSeniorRegulatoryFull time- ...Team DoorDash’s Internal Audit team provides... ...Our focus areas include financial, operational, regulatory, security, IT, and more... ...Role We are seeking a Senior Director, IT Internal Audit to lead the strategy, execution... ..., diagnose underlying issues, and design tailored,...FinancialSeniorRegulatoryHourly payWork at officeLocal areaFlexible hours
- Wise is seeking a Senior Manager to lead its North America financial crime compliance oversight. You will supervise AML and fraud risk controls, partner with... ...Wise’s FinCrime program. You will coordinate with regulatory bodies and internal teams to ensure robust governance...FinancialSeniorRegulatoryWork at office
- ...Broadridge team. The Senior IT Audit Director is a senior... ...Audit, responsible for leading the formulation and... ...enterprise priorities, regulatory expectations, and... ...action plans, perform issue follow‑up and closure... ...environments, ideally within financial services, fintech, or...FinancialSeniorRegulatoryLocal area
$124.4k - $129.5k
A global consulting firm located in New York City is seeking a Financial Crimes Risk & Compliance Senior Consultant. The role requires solid experience in financial crimes and regulatory compliance, focusing on enhancing financial crime programs. The ideal candidate will...FinancialSeniorRegulatory- 慨正橡扯 is seeking a Senior Manager to oversee financial crime compliance in New York, NY. This full-time position involves close collaboration with operational... ...oversight frameworks, and ensuring adherence to regulatory requirements. The ideal candidate will have extensive...FinancialSeniorRegulatoryFull timeRemote work
- Citi is looking for a Senior Vice President, Services Financial Crimes Risk in Dublin, responsible for managing financial crime risks associated with high... ...s degree, relevant experience in financial crime or regulatory compliance, and strong analytical and interpersonal...FinancialSeniorRegulatory
- ...make better and smarter financial decisions and enabling... ...Job Description The Senior Audit Project Manager within... ...Audit Project Manager leads complex audits aligned... ...Standards, and applicable regulatory requirements. The role... ...planning, fieldwork, issue identification, and...FinancialSeniorRegulatoryTemporary workWork experience placement3 days per week
- Framework Ventures is seeking an Internal Audit Manager to oversee audit activities... ...internal audit experience, particularly in the financial services or fintech sectors, and will be... ...reports, and ensuring compliance with regulatory requirements. You will actively drive...FinancialSeniorRegulatory
- ...an experienced and driven Senior Manager, Audit to join a growing and dynamic... ...client service, leading high-performing teams, and... .... Review audit workpapers, financial statements, and engagement... ...strategy. Ensure compliance with regulatory requirements, professional...FinancialSeniorRegulatoryWork at office
$90k - $100k
...management services, specializing in helping non-profits navigate financial reporting, regulatory compliance, and management challenges. We uphold the... ...role in maintaining financial integrity by conducting audits, analyzing data, and assessing internal controls to...FinancialSeniorRegulatory3 days per week- ...Join a high-impact audit team where you’ll play... ...in strengthening financial controls, ensuring regulatory compliance, and driving... ...About the Role As a Lead Auditor , you’ll own... ...recommendations to senior stakeholders, while... ...control weaknesses, data issues, and reporting...FinancialSeniorRegulatory
$102k - $203k
A leading financial services company in New York is seeking a Senior Vice President, Auditor focusing on Credit Risk. The ideal candidate will lead risk-based audits while ensuring compliance with regulatory standards. Responsibilities include assessing risk environments...FinancialSeniorRegulatoryFlexible hours- ...Search is partnering with a leading investment management and asset... ...management firm seeking a Senior Audit Manager to join their... ...objectives. Stay current on regulatory developments and emerging risks... ..., investment management, or financial services. Proven experience...FinancialSeniorRegulatoryFull time
$350k - $400k
Role: Director / Senior Director, Client Development Salary: $... ...Our client is a specialist financial crime management consultancy working... ...other key stakeholders. Lead proposal development, pitch... ...firm at industry conferences, regulatory forums, and networking events...FinancialSeniorRegulatoryContract work- ...to grow and succeed. As a leading global financial services company at the center... ...member for the role of Senior Specialist, POM Product Owner... ...product gaps and operational issues for US Tax Services.... ...operational processes, controls, and regulatory obligations; custody or...FinancialSeniorRegulatory
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