In‑House Investment Compliance Counsel (Hybrid NY)
Solomon Page
Solomon Page's client, a global investment firm, seeks an attorney to join its in-house legal team in Manhattan. This role offers exposure to regulatory, fund, corporate, and investment advisory matters within a fast-paced global organization and a collaborative environment. Based in New York with a hybrid schedule (4 days in the office, 1 remote), the attorney will advise on U.S. securities and investment advisory laws, assist with examinations and policy implementations, and partner with #J-18808-Ljbffr Solomon Page
- ...Investment bank with hybrid 3 day in office schedule Legal point person for broad... ..., FINRA, Reg T, and Reg U compliance Provide guidance on Dodd... ...school ~ Admission to NY State Bar ~12-15+ years practicing... ...top AmLaw 100 firm and in-house within a financial services...HouseFull timeWork at office
$225k - $245k
...is seeking an Assistant General Counsel for Corporate Governance in New York, NY. The role requires a Juris Doctor... ...Responsibilities include overseeing compliance with corporate governance and... ...managing legal aspects within a hybrid work environment. The compensation...Suggested- ...seeking private funds counsel for growing legal teamHybrid... ...funds on legal, compliance and regulatory issues,... ...credentials and GPAAdmitted to NY State Bar3-5 years of... ...knowledge of the Investment Company Act of 1940, the... ...she heads the U.S. In-House Attorney Recruitment Division...House
- ...to join growing structured investments legal team.Hybrid role 4 days in office.... ...structured investments.Ensure compliance with relevant laws and... ...VP, Structured Investments Counsel should have:A Juris Doctor... ...Experience in a law firm or in-house legal role at a broker-...HouseWork at officeLocal area
$200k - $250k
...York, is seeking an Assistant General Counsel to handle various in-house legal matters. The ideal candidate... ...corporate governance, and advising on compliance and regulatory matters. The position... ...alongside competitive benefits and a hybrid work schedule. #J-18808-Ljbffr KBRAHouse- Marsh is seeking an in-house counsel for its Legal, Compliance and Public Affairs department in New York. The role involves supporting corporate legal needs for its Guy Carpenter businesses. This hybrid position requires working three days in the office and involves collaboration...HouseContract workWork at office
$180k - $210k
...a globally recognized investment firm with more than $8... ...highly collaborative in‑house legal department... ...well‑rounded legal and compliance practitioner within a... ...Manhattan and follows a hybrid (4:1) work schedule. Base... ...with outside counsel as needed Support compliance...House$200k - $350k
...!!SENIOR NATIONAL COMMERCIAL TITLE UNDERWRITING COUNSEL ATTORNEYLocation: New York, NY (Midtown Manhattan)HYBRID*PLEASE NOTE THIS IS FOR TITLE INSURANCE, NOT PROPERTY... ..., guiding transaction structure, and ensuring compliance with title underwriting standards and applicable...- ...Director, Equity Finance Counsel About the Company Investment bank. Industry Financial... ...FINRA, Reg T, and Reg U compliance, as well as Dodd-Frank... ..., be admitted to the NY State Bar, and have 12-15... ...top AmLaw 100 firm and in-house experience within a financial...House
- ...Hybrid role with 4 days in office in NYCReporting... ...Senior Counsel will work with the... ...relating to 1940 Act compliance as it pertains to... ...funds, real estate investment trusts and various... ...and GPAAdmitted to NY State Bar4-10 years... ...top law firm or in-house at a4-10+ years of...HouseWork at office
$175k - $200k
...in this role as Legal Counsel include:Draft, review,... ...support on regulatory compliance and risk management.Identify... ...law in the US (ideally NY State Bar).Experience... ...contributions.Flexible hybrid work arrangement (3 days... ...as General Counsel, In-House Attorney, and Private...HouseContract workPrivate practiceWork at officeLocal areaFlexible hours3 days per week$175k - $190k
...growing business! Commercial Counsel IEX is looking for a... .... This job is a hybrid role located in the New... ...handbooks Partner with HR on compliance with applicable labor... ...large law firm and/or in-house legal department Strong... ...accredited law school NY Bar membership...HouseContract workWork experience placementWork at officeLocal area- Nomura Holdings, Inc. in New York is seeking a Legal Counsel for Investment Management. The role entails drafting and negotiating various transactional... ...in contract negotiation and securities law. This is a hybrid position offering competitive compensation. #J-18808-Ljbffr...Contract work
$128.9k - $226.05k
...Offer: The Senior Legal Counsel role offers growth... ...HIPAA/HITECH Act and GDPR compliance, and (iii) health care... ...and an established in-house legal department. This... ...office, and can work a hybrid schedule, being in office... ...; USA - New York City, NY; USA - Indianapolis, INType...HouseFull timeWork at office2 days per week- ...seeking a Lead Claims Attorney in Purchase, NY (Hybrid) to manage all aspects of the litigation... ...claim files. You may work with outside counsel, attend court hearings, and negotiate... ...settlements within defined limits while ensuring policy compliance. #J-18808-Ljbffr Tokio Marine HCC
$200k - $235k
...Senior Counsel - Employment and Labor Law New York... ...chapter. Location: Hybrid (3 days in office/2 days remote) – New York, NY What You'll Do: Strategic... ...exposure Policy, Compliance & Governance Design,... ...counsel (in‑house or outside) to support...HouseContract workFor contractorsWork at officeRemote workWorldwideVisa sponsorship$140k - $150k
...Navy Yard - Brooklyn, NY 11205 Salary Range: $14... ...year Job Title: Senior Counsel Employment Status: Exempt... ...Counsel, EVP This is a hybrid position based in... ...Senior Counsel will work in-house on various legal matters... ...management, corporate compliance, and transactional work...HouseWork at office3 days per week- Investment bank with hybrid 3 day in office scheduleLegal point person for broad range of equity finance... ...ApplicantJD from US law schoolAdmission to NY State Bar8-10+ years practicing law,... ...of top AmLaw 100 firm and in-house within a financial services institution...HouseWork at office
$170k - $308k
...Overview J ob Title Senior Counsel, Bank Regulatory Legal... ...innovation, and collaboration A hybrid working model, allowing for... ...of activities, transactions, investments, new business initiatives, divestitures... ...Experience in an in-house bank regulatory legal...HouseFull timeWork at officeWork from home$150k - $225k
...platform spans trading, investment banking, asset... ...asset management counsel you will join an... ...support the legal and compliance functions of... ...funds group or in‑house on asset management... ...membership in the NY state bar. What We... ...discretionary bonus. Hybrid/Flexible Working...HouseLocal areaFlexible hours$150k - $175k
...Overview As the Senior Counsel, you’ll be responsible... ...business challenges. This hybrid position may report to... ...midtown Manhattan, NY; Dallas, TX; or Chicago... ...advise on risk allocation, compliance obligations, and... ...stabilization/rent control and housing court processes Manage...HouseFull timeTemporary workWork at officeLocal area$200k
...Director, Legal Counsel Location: New York, NY (Hybrid). This full‑time, on‑site role is based in our NYC office... ...contract terms, risk allocation, compliance obligations, and dispute resolution... ...legal experience, with prior in‑house experience preferred (consumer, retail...HouseFull timeContract workWork at office$115.6k - $182.5k
...To learn more, visit Hybrid (at least 3 days per week... ....Advise on regulatory compliance matters affecting Company... ...and external counsel as appropriate.Licensing... ...in a law firm and/or in-house setting.Knowledge of healthcare... ...$182,500 USDNew York, NY Salary Range$146,000 -...HouseLocal areaRemote workFlexible hours3 days per week- ...Senior Legal Counsel, Registered Funds About the Company... ...also involves ensuring compliance with SEC and FINRA... ...school, be admitted to the NY State Bar, and have 4-1... ...sector, either in-house or with a leading law firm... ...The position offers a hybrid working environment and...House
$240k - $285k
...Legal Counsel – Finance and Corporate DevelopmentCrusoe is on a mission... ...supporting ongoing covenant compliance, equally comfortable leading... ...at a top-tier law firm or in-house legal department.• Teamwork:... ....Experience working with investment banks, capital markets desks,...HouseContract workTemporary workWork at office- Mondrian Alpha, a US-based investment firm, seeks a Legal Counsel to report to the General Counsel and advise... ...collaborates with the firm's legal and compliance teams across Europe and Asia on... ...with experience at top law firm or in-house. #J-18808-Ljbffr Mondrian AlphaHouse
- Tapestry is seeking a Counsel for Commercial Contracts in New York. This role involves drafting and negotiating various commercial agreements... ..., providing legal counsel to internal teams, and ensuring compliance with company policies. The successful candidate will have a...House
$133.37k - $156.9k
...’s Wealth Management & Investment Services legal team to... ...This posting is for an in-house attorney who will serve... ...the application of and compliance with state and federal... ...with expert legal counsel and ethical leadership.... ...Milwaukee, WI; New York, NY; Gresham, OR; Denver, CO...HouseFull timeLocal area3 days per week- JW Michaels & Co. is seeking an in-house Counsel to support its investment platform and legal and regulatory compliance program in New York. The attorney will advise on fund formation, draft and negotiate key agreements, review marketing materials, manage governance, and...House
$210k - $245k
...Title: Director, Associate Counsel - Wealth Department: Legal & Compliance Reports To: Senior Vice... ..., board actions, investment management agreements and... ...of related experience in-house, regulatory, or leading... ...comply with the firm’s hybrid work policy (“work from...HouseWork at officeImmediate startRemote workWork from home
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