Senior Margin Risk & Compliance Specialist
Charles Schwab Corporation
Charles Schwab Corporation is seeking a Margin Specialist in Chicago, Illinois, to address margin-related inquiries and monitor compliance with regulations. The role involves managing margin calls, analyzing reports, and providing excellent customer service to clients. Qualified candidates should hold Series 7 and 63 licenses with 3-5 years of brokerage firm experience. Strong knowledge of margin rules and commitment to service excellence are essential. #J-18808-Ljbffr Charles Schwab Corporation
- ...organization, including third-party suppliers. The role focuses on risk-based decision making and continuous improvement of security... ...coordinate audits, maintain ISMS documentation, and ensure compliance with ISO/IEC 27001, NIST, and other frameworks while collaborating...Senior
- M&T Bank Corporation is looking for a Compliance and Operational Risk Senior Advisor based in Chicago, IL. This hybrid role involves leading compliance and operational risk management activities and working closely with senior leadership to ensure adherence to regulations...Senior
- Charles Schwab is looking for a candidate to resolve margin-related matters for internal and external clients. Responsibilities include monitoring margin calls, managing debit balances, and applying industry rules. Required qualifications are Series 7 and 63 licenses,...Senior
- Responsibilities Consult with senior managers of business units on complex compliance and operational risk matters Evaluate the effectiveness of existing processes, risks, and controls and provide recommendations Develop and communicate recommendations that support...SeniorWork experience placement
$100k - $150k
...of everything we do, and we are looking for a talented Senior Information Security Compliance Analyst to join our team and help drive our project success... ...assessments, monitoring compliance efforts, managing risk, and providing expert guidance to stakeholders to ensure...SeniorWork experience placementRelocation- Cboe Global Markets is looking for a Third‑Party Cyber Risk Specialist to join its Global Third‑Party Risk Management Team in Chicago. This... ...risk assessments for third-party vendors, ensuring compliance with security standards, and monitoring vendor relationships...Work at office
$120k - $160k
...management and the Commercial Team, approving daily credit/portfolio activity within guidelines. You will collaborate across Risk, Loan Services, and Compliance, mentor associates, and help prepare quarterly reviews, trend reports, and CAMP reports, leveraging advanced Excel...Senior$125k - $170k
Clear Street, LLC seeks an experienced Associate Director for the Risk/Margin team in Chicago. This role oversees margin activities, ensuring compliance with regulations, and developing strategic initiatives for team performance and business growth. The ideal candidate...SeniorWork at office$119k - $193k
Phase2 Technology is seeking a Senior Analyst to conduct research and provide strategic advice to risk management leaders. The ideal candidate will possess a deep understanding... ...of risk management trends, practices, and compliance management. This role involves producing...Senior$142.5k - $237.5k
...We Collect Your Privacy Choices Team Overview The Senior Privacy Compliance Advisor serves as a trusted compliance and privacy advisor... ...& privacy laws and regulatory obligations Serve as the Risk and Compliance lead for the Marketing Solutions Cross Functional...SeniorFull timeTemporary workFixed term contractWork experience placementWork at officeFlexible hours2 days per week$55k - $124.2k
...contribute to the company’s success. As a Sr Vendor Relation Risk Specialist within PNC's Linga organization, you will be based in... ...aiming to mitigate risk, improve vendor performance, and ensure compliance with applicable regulations. Regularly interface with critical...SeniorContract workTemporary workWork experience placementWork at office$77k - $202k
...Sector Specialism Benefits Management Level Senior Associate Job Description & Summary A... ...and thinking to maintain market share, margins, and achieve cost savings. Job Requirements... ...financial reporting, data analysis, and risk adjustment; Helping companies define and...SeniorLocal area- Riveron is seeking a Senior Associate for their Risk Advisory group in Chicago, Illinois. This role involves working with senior team members to assess internal controls over financial reporting, develop remediation roadmaps, and execute risk assessments. The ideal candidate...Senior
$95.6k - $162.4k
Northern Trust Corp in Chicago is looking for a Senior Consultant in Third Party Risk Management. The role involves overseeing governance, ensuring compliance with risk policies, and supporting audit engagements. Candidates should possess strong analytical skills and understanding...SeniorFull time- ...5 years in information security. This role involves establishing security protocols and working closely with IT teams to ensure compliance and security best practices. Candidates should possess a Bachelor's or Master's degree in an IT-related field and strong familiarity...SeniorContract work
- Federal Home Loan Bank of Chicago is seeking a skilled risk professional to operate and enhance credit risk models for mortgage portfolios... ..., strong SQL data analysis, and collaboration with regulators and senior management. #J-18808-Ljbffr Federal Home Loan Bank of ChicagoSenior
- PwC is seeking a Data Validation Risk - Senior Associate in Chicago to leverage advanced analytics for extracting insights from large datasets and supporting data‑driven decision‑making. You will manipulate, visualize, and model data to solve complex business problems while...Senior
$84.2k - $131k
...identify the quantitative and qualitative factors driving the credit risk for consumer & mortgage loans. Perform evaluation,... ...management. Generate periodic reports for audit and regulatory compliance and assist with ad hoc requests. Help formulate and revise credit...SeniorFull timeTemporary workPart timeWork from home3 days per week$90k
...Senior Risk Placement Specialist NFP, an Aon company, is a multiple Best Places to Work award winner in Business Insurance. We are an organization of consultative advisors and problem solvers. We help companies and individuals around the globe address their most significant...SeniorWork at office$119k - $193k
...This Role: Forrester is currently looking for a Senior Analyst to conduct research and deliver strategic advice for risk management leaders and their teams. The ideal... ...registry, and business strategy. Expertise in compliance management, internal or external audit, and...SeniorFor contractors$80k - $120k
Department Overview The Operational Risk Management (“ORM”) Department is responsible for... ...and regulatory requirements ensuring compliance and proactive adaptation Liaising with third... ...-related reporting to meet the needs of senior management and oversight committees...SeniorWork at officeFlexible hours$48 - $50 per hour
...Job Title: Senior Compliance AssociateJob Description The Senior Associate, Construction Compliance, is responsible for supporting construction... ...compliance deliverables are met. Identify and evaluate risks and work with internal and external stakeholders to elevate and...SeniorContract workTemporary workFor contractorsApprenticeshipWork at officeLocal areaVisa sponsorship$154.2k - $328.4k
Marsh Risk is seeking a Sr. Client Advisor for their Marine practice based in Chicago, offering hybrid work. The ideal candidate will have 10+ years in the industry, particularly in Marine and Transportation, along with broker or underwriting experience. This role involves...Senior$118.2k - $197k
...This is a hybrid position requiring in-office work four days a week and will be based in Chicago, IL. Overview The Compliance and Operational Risk Senior Advisor in the Compliance Risk Management (“CRM”) organization will take on a key leadership role in identifying,...SeniorWork experience placementWork at office- ..., business leaders face constantly shifting risks. Riveron helps organizations implement leading governance, risk and compliance practices by combining deep expertise with pragmatic... ...IT and cybersecurity risk assessment. The Senior Associate level position for Riveron’s Risk...SeniorFull timeContract workWork at officeShift work
$109.9k - $125.4k
...Principal Risk Specialist The Principal Risk Specialist is responsible for performing business compliance and operational risk and control activities. They are also responsible for educating and training the business to ensure compliance with regulations. They will...Full timePart timeLocal area- JPMorgan Chase is seeking a Credit Officer Senior Associate in Chicago to evaluate risks and perform credit analysis on multifamily commercial real estate loans. You will ensure compliance with policies and collaborate with various stakeholders. The ideal candidate has...Senior
$109.9k - $125.4k
...Principal Risk Specialist The Principal Risk Specialist is responsible for performing business compliance and operational risk and control activities. They are also responsible for educating and training the business to ensure compliance with regulations. They will also...Full timePart timeLocal area$100k - $135k
Salary: USD100000 - USD135000 per annum SENIOR COMPLIANCE ANALYST $100-135k | REMOTE Global non-profit organization is looking to expand their Governance, Risk & Compliance team by hiring a Senior Compliance Analyst. This person will be the 2nd hire to a new team, with...SeniorWork experience placementRemote work- ...Governance, Risk & Compliance (GRC) Analyst (AI Training) About the Role We partner with the world's leading AI research labs to build smarter, safer AI systems - and we need practitioners who know how compliance and risk management actually work in the real world...Hourly payOngoing contractContract workFreelanceRemote workWorldwideFlexible hours
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Margin Risk & Compliance Specialist. Be the first to apply!
- senior quantitative risk analyst Chicago, IL
- information risk analyst Chicago, IL
- it risk analyst Chicago, IL
- risk consultant Chicago, IL
- operational risk consultant Chicago, IL
- third party risk analyst Chicago, IL
- risk analyst Chicago, IL
- risk officer Chicago, IL
- transaction risk analyst Chicago, IL
- governance risk & compliance analyst Chicago, IL


