Senior Compliance Lead, Funds & Advisory Programs
Charles Schwab
Charles Schwab is seeking an experienced compliance professional to join the Wealth & Asset Management Compliance team. This individual contributor role focuses on maintaining and enhancing compliance programs for multiple advisers and Schwab funds, while advising on regulatory matters and new products. You will collaborate with internal stakeholders and the broader compliance group to deliver timely, accurate guidance and help safeguard client trust. #J-18808-Ljbffr Charles Schwab
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Senior Compliance Lead, Funds & Advisory Programs in Southlake, TX vacancy
- ...transform the finance industry together.In Compliance, we help our business partners achieve... ...a dynamic team led by a Director of Fund & Advisory Program Compliance. This team collaboratively... ...projects, including those involving senior leadersJob SummaryRequisition ID: 2026...SeniorFull time
- Valley Hope Grapevine seeks a Clinical Program Director to oversee residential and outpatient clinical programming. This leader will drive training, supervise staff, ensure licensure compliance, and guide quality of care across services. The role emphasizes evidence-based...Senior
$176k - $288k
McMillen, Inc. is looking for a Senior Civil Discipline Lead in Flower Mound, Texas, to oversee large water resources... ...effectively. Responsibilities include ensuring compliance with quality standards, directing complex programs, and maintaining strong client relationships...SeniorFull timeRelocation package- Blue Yonder's Supply Chain Advisory team seeks a Sr Director, Strategic Advisory (CPG) to lead high-impact engagements, shape long-term value realization, and drive executive alignment across major clients. This US-remote role combines CPG industry expertise with strategic...SeniorRemote work
- ...? As a member of our Assurance and Risk Advisory (ARA) function, you will play a key role... ...through customer focus and innovation.As the Senior Risk Analyst, you will be responsible... ...assess risks, evaluating controls for compliance with industry standards and regulations....SeniorFull timeFor contractorsWork at officeRemote work1 day per week
- ...management company is seeking a US Benefits Manager in Coppell, TX. The role involves designing and managing US benefit programs, ensuring compliance with regulations, and enhancing employee engagement. The ideal candidate will have 5-10 years of experience in benefits...SeniorFull time
- Makse Group seeks a Senior Manager to maximize Workday HCM to support HR initiatives and align with organizational objectives. You will lead strategy, optimization, and governance of HCM modules including core HR, talent management, compensation, and benefits. The role...Senior
- Texana Bank in Keller, TX is looking for a Senior Mortgage Underwriter to evaluate loan applications and ensure compliance with mortgage product guidelines. This role requires over 5 years of underwriting experience, a strong understanding of pipeline management, and excellent...Senior
- ...financial judgment, regular overnight travel, and collaboration with sales teams to protect assets and drive profitable growth. Responsibilities include evaluating credit, monitoring aging, implementing collection strategies, and leading a credit team. #J-18808-Ljbffr FergusonSeniorNight shift
- ...Job Description: Senior Manager Tax, Enterprise Tax Compliance The Senior Manager Tax supports a dynamic... ...effective supervisory and compliance programs, and implementing new rules.... ...experience in tax compliance, regulatory advisory or other confirmed experience,...SeniorFull time
Fidelity Investments
Westlake, TX4 days ago - Makse Group is seeking an Engagement Manager to lead Workday client engagements across the United States. You will be accountable for client satisfaction, engagement success, delivery quality, and relationship management. Ideal candidates have 5+ years of experience leading...Senior
$176k - $288k
McMillen, Inc. is seeking a Senior Civil Discipline Lead to join our team in Flower Mound, Texas. The successful candidate will lead large water... ...technical expertise. Responsibilities include managing extensive programs and ensuring quality standards. The ideal candidate will...Senior- Palm Beach State College seeks a Senior Telecommunications Analyst to design, implement, and support enterprise VoIP and unified communications across campuses. You will monitor voice performance, lead platform migrations, and ensure disaster recovery for critical services...SeniorRemote job
- ...collaborate across business, technology, risk, compliance, privacy, and data teams to drive... ...leadership disciplines.5+ years of experience leading enterprise-scale initiatives involving... ...leading highly complex cross-functional programs across business and technology...SeniorFull timeWork at office
- ...the specified location(s).The Senior Manager, Cyber Risk Insights... ...People Leader responsible for leading a team that develops,... ...business, technology, risk, compliance, and audit partners across Charles... ...part of training and ongoing program developments and improvements...SeniorFull timeWork at office
- ...performing to company standards. The Team Lead will be responsible for overseeing daily operations... ...complaints to the Operations Director or Compliance team. Protect patient rights by overseeing the employee HIPAA education program and ensure each employee is maintaining the...Work at officeLocal areaShift work
$80k - $153k
...testing, benefit statements and compliance Training and assisting... ...completed ~ Knowledge of benefit program design, legislative, account... ...benefits design, strategy, funding, communication, and delivery.... ...bring experience from other leading consulting firms. While we...SeniorFull timeFidelity Investments
Roanoke, TX2 days ago- Fransen Pittman General Contractors seeks a Project Superintendent to supervise field construction, ensure work is completed on schedule, within budget, and to the specified quality. The role is on-site full time, overseeing all field activities and coordinating with the...SeniorFull timeFor contractors
$165.7k - $217.5k
...have you as a shareholder! YOUR NEXT OPPORTUNITY: The Senior Engineering Team Lead is an advanced-level engineering management position... ...ESOP – Employee Stock Ownership ~401K ~ Annual bonus program based upon performance, profitability, and achievement ~...SeniorFull timeFor contractorsWork at officeLocal areaFlexible hours- ...cyber resilience perspective.The Senior Manager, Technology Risk... ...platform technologies lifecycle.Lead efforts on reporting and... ...aggregate reporting across the program.Provide consultative support... ...Technology Risk and Cybersecurity Compliance, Third Party Risk Management,...SeniorFull timeWork at officeWork from homeRelocation
$1,000 per month
...Advancement Into Leadership) program is a 12-month rotational leadership... ...the operations staff and senior leadership.Excellent written and... ...Emergency and Disaster Fund is a program to support our team... ...have opportunities to give back, lead, and make a difference.1 company...Rotational programFull timeTemporary work- TechDigital Group seeks an experienced Business Analyst to drive a large-scale process automation program across a complex multi-system enterprise. The role focuses on extracting operator knowledge, mapping decisions to system events, AI decisions, or human actions, and...Senior
- LeoForce in Grapevine, TX is seeking a Senior Audit Manager for a Hybrid role that blends remote work with in-person collaboration. You will oversee audit engagements, ensure regulatory compliance, and build strong client relationships. Join a well-established CPA practice...SeniorRemote work
- Kings III Emergency Communications is seeking a Senior Attorney to provide strategic legal guidance to executive leadership and oversee... ...commercial agreements, manage licensing and regulatory compliance, and coordinate with outside counsel on complex disputes. This...Senior
$21.53 - $26.91 per hour
...Team Lead, WarehouseDallas-Fort Worth Int AptNearest Major Market: Dallas Nearest Secondary Market: Fort WorthThe Team Lead, Warehouse... ...or Manager in maintaining workflow, productivity, and compliance with company policies and safety standards.Duties and Responsibilities...Hourly payWork experience placementWork at officeLocal areaShift workDSV
Grapevine, TX4 days ago- Evexias is seeking a Senior Accountant in Southlake, Texas, to manage accounts payable, support financial reporting, and ensure adherence to accounting standards. The ideal candidate will have over 5 years of experience and a Bachelor's degree in accounting or finance....Senior
- ...The Quality Lead plays a critical role in ensuring that aluminum products meet EMS and customer specifications. This position involves... ...inventory from mills for defects, dimensional accuracy, and compliance with industry standards Conduct in-process and final inspections...Work at office
Eastern Metal Supply
Southlake, TX1 day ago - ...Engage with new prospects, nurture leads, and convert prospects into... ...for retirement, college funds, weddings, or vacations). Connect... ...Intuit, Employee Assistance Program discounts on Intuit products... ...Experience in holistic tax advisory services beyond tax filing...SeniorLocal area
Intuit
Grapevine, TX21 hours ago $24.66 - $35.62 per hour
...supervision of veterinarian and in compliance with state law. Assist... ...veterinary technology program. Commitment beyond qualifications... ...matters. Access our industry-leading resources, including free... ...medical expenses with pre-tax funds. Paid Parental Leave: We support...Minimum wageFull timeTemporary workPart timeLocal areaFlexible hoursShift workBanfield
Southlake, TX4 days ago$1,000 per month
...performance.POSITION SUMMARY:The Senior Compliance Analyst plays a critical role... ...Benefits:We offer benefits, programs, and perks that support you... ...Emergency and Disaster Fund is a program to support our team... ...opportunities to give back, lead, and make a difference.1 company...SeniorFull timeCasual workWork at officeWeekend workAfternoon shift
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Compliance Lead, Funds & Advisory Programs. Be the first to apply!
Related searches
- senior operations technician Southlake, TX
- senior cloud service delivery manager Southlake, TX
- sr accountant Southlake, TX
- senior financial analyst remote Southlake, TX
- senior java full-stack developer Southlake, TX
- senior manager tax Southlake, TX
- senior magento developer Southlake, TX
- senior robotics software engineer Southlake, TX
- senior tech Southlake, TX
- international tax senior Southlake, TX