Remote Compliance Analyst — Regulatory & Ethics Tools Lead

Focus Partners Wealth

Remote job

Focus Partners Wealth is seeking a Compliance Analyst to oversee the day-to-day administration of the firm's Compliance Program and prepare for SEC examinations. You will serve as the go-to resource for ACA Compliance Alpha and data-driven regulatory guidance. With a Bachelor’s degree and 1+ years in financial compliance, you’ll analyze complex data, manage onboarding/offboarding in ACA, and ensure strict adherence to the Investment Advisers Act of 1940. Competitive base pay and benefits offered. #J-18808-Ljbffr Focus Partners Wealth

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Vacancy posted 4 days ago

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