Regulatory Compliance Analyst

Advisors Excel

Advisors Excel is seeking a Compliance Analyst to support complaints handling and regulatory affairs in Topeka or Lenexa, KS. You will investigate complaints, gather documents, and prepare clear findings in coordination with the Compliance Director. You’ll help with regulatory filings (FINRA where required), assist exam readiness, and maintain audit-ready records. Ideal candidates have 3+ years in financial services and strong writing and analytical skills. #J-18808-Ljbffr

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Vacancy posted 5 hours ago

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