Regulatory Compliance Principal — 1940 Act & Governance
Blue Owl Capital Inc.
Blue Owl Capital Inc. seeks a Principal for Regulatory Compliance in Short Hills, NJ, to lead the firm’s 1940 Act framework for BDCs, registered funds, and other products, coordinating governance for Boards and Audit Committees with policy updates in a fast-paced setting. The role requires 10+ years in investment management compliance, deep 1940 Act expertise, and strong communication; you will drive cross-functional initiatives including ESG, cybersecurity, AI governance, and data privacy. #J-18808-Ljbffr Blue Owl Capital Inc.
$215k - $225k
## Regulatory Compliance, PrincipalApplylocations: Short Hills, NJtime type:... ...is seeking an experienced Principal for its Regulatory Compliance... ...the Investment Company Act of 1940, including compliance support... ...The role will also encompass governance of Blue Owl Board and Audit...PrincipalPermanent employmentTemporary workWork experience placementFlexible hours- ...be practicing in the areas of public company reporting and compliance, corporate governance, capital markets, and working day to day with public... ...going periodic reporting.Strong Knowledge of the Securities Act of 1933 and the Securities Exchange Act of 1934, as well as...SuggestedFull timeWork at officeRelocationRelocation package
$119k - $299.93k
...information with a variety of stakeholders. They evaluate compliance with regulations including assessing governance and risk management processes and related controls.... ...with clients, share alternative perspectives, and act on client feedback.Direct the team through...SuggestedFull timeH1bLocal area$260k
...be practicing in the areas of public company reporting and compliance, corporate governance, capital markets, and working day to day with public... ...and Section 16 filings.Strong Knowledge of the Securities Act of 1933 and the Securities Exchange Act of 1934, as well as...SuggestedFull timeWork at officeRelocationRelocation package$72k - $184.44k
...information with a variety of stakeholders. They evaluate compliance with regulations including assessing governance and risk management processes and related controls.... ...Chance Ordinance, and the California Fair Chance Act, where applicable, arrest or conviction records...SuggestedFull timeH1b$99k - $252.45k
...information with a variety of stakeholders. They evaluate compliance with regulations including assessing governance and risk management processes and related controls.... ...Chance Ordinance, and the California Fair Chance Act, where applicable, arrest or conviction records...Full timeH1bWork at office$89.02k - $202.27k
...currently seeking a Manager, Ethics & Compliance Governance & Monitoring to join our LRMC(Legal Risk... ...risk management, or a related regulatory field, preferably within a professional... ...Pursuant to the California Fair Chance Act, Los Angeles County Fair Chance Ordinance...H1bLocal area$108.5k - $201.5k
...your work truly matters. As a Manager, Compliance within Novartis’s Managed Markets Finance... ...of finance, technology, and governance—embedding strong controls that enable innovation... ...processes evolve, and bring clarity to complex regulatory and audit landscapes. This role offers...Full time$72k - $184.44k
...information with a variety of stakeholders. They evaluate compliance with regulations including assessing governance and risk management processes and related controls.... ...Chance Ordinance, and the California Fair Chance Act, where applicable, arrest or conviction records...Full timeH1bWork at office- ...firm's domestic and global tax strategy, governance, compliance, planning, and risk management, coordinating... ...for a unified approach. The role acts as a senior advisor to firm leadership on tax matters, including regulatory developments, partner-related tax considerations...
$174.1k - $287.27k
...Uniquely Yours.:Supply Chain Excellence/IL6S Program Leadership, Governance and ExecutionDevelop and globally deploy the IL6S framework,... ...maturity assessments, performance dialogues, and compliance monitoringDrive global alignment and standardization of key supply...Full timeRelocation package$152.6k - $283.4k
...MAP). The Associate Director acts as an operational anchor and... ...collaboration across Medical, Legal, Regulatory (MLR), Marketing, Agencies,... ...& Reference Operations Governance Partner with Core Claims and... ...capabilities and automation, to enhance compliance and efficiency People...Local areaRemote workRelocation- ...Attorney Search is seeking a mid to senior-level corporate associate in Short Hills, NJ to work on public company reporting, compliance, corporate governance, and capital markets. The role involves supporting the national capital markets and public company advisory practice....
$138.6k - $257.4k
...assurance, program monitoring, case auditing, and escalation governance strategy for Novartis Patient Support Center operations. This... ...with PSC Program Management, Training, Analytics, ERC, Legal, Compliance, IDS, and Technology. The role leads managers responsible for...Full timeTemporary workLocal areaRemote workRelocation$124k - $280k
...accessibility for effective decision-making. These individuals handle data governance, quality control, and data integration to support business... ...outcomes with clients, share alternative perspectives, and act on client feedback.Direct the team through complexity,...Full timeH1b$99k - $232k
...accessibility for effective decision-making. These individuals handle data governance, quality control, and data integration to support business... ...County Fair Chance Ordinance, and the California Fair Chance Act, where applicable, arrest or conviction records will be...Full timeH1b- ...across operations, accounting, compliance, and technology. This role... ...integrity, and workflow governance. The Financial Operations Manager... ...role responsible for acting as the final control point (... ...policies, Code of Ethics, and regulatory requirements. Oversee and support...Full timeWork at office
- ...support patent prosecution, manage IP documentation, and ensure regulatory compliance. You will collaborate with US and international counsel to... ...our portfolio and assist with product labeling and IP governance. The role emphasizes process improvements, reporting to leadership...
$165k - $242k
...join our Source Control and Governance team within our Developer Experience... ....You'll work across major compliance frameworks (SOC 2, SOX, ISO 2... ...customers and meet evolving regulatory requirements.What You'll... ...ApplicantsCalifornia Consumer Privacy Act Equal Opportunity &...Permanent employmentFull timeTemporary workCasual workWork at officeFlexible hours- ...role blends hands‑on configuration with governance, documentation, and change management.... ...Strong focus on operational excellence, compliance, and system reliability. Why This Role... ...including rotations, coverage, and patterns. Act as SME across WFM implementations,...Local area
$255.8k - $402.7k
...Director leads vendor strategy and governance, defines operational... ...fulfillment, digital, legal, and compliance to keep channel operations... ...data handling, and state-level regulatory requirements Education:... ...Colorado and other US State Acts The salary range for this...Full timeFor contractorsLocal areaRelocationVisa sponsorshipFlexible hoursShift work- Berkley One in Morristown, NJ is seeking a Regulatory Compliance Manager in a hybrid role. This position focuses on governance, risk, and compliance within the high-net-worth insurance space. Responsibilities include overseeing state insurance regulatory filings, policy...
$160.3k - $297.7k
...pharmaceutical company in East Hanover, NJ is seeking an Associate Director for Marketing Program Governance. This role emphasizes improving digital marketing processes and compliance in a cross-functional team. Candidates should possess a bachelor's degree and significant...Local areaRemote work$77k - $202k
...practice, you will focus on SAP compliance and security, analyzing... ...maintaining compliance with regulatory standards.Responsibilities- Analyzing... ...for compliance and governance frameworks- Conducting compliance... ...and the California Fair Chance Act, where applicable, arrest or...Full timeH1b$77k - $202k
...operations, human capital, customer, and governance, risk and compliance.The Lead to Revenue (L2R) team,... ...Understanding of global compliance and regulatory requirement variations impacting the... ...Ordinance, and the California Fair Chance Act, where applicable, arrest or...Full timeWork experience placementH1b$165k - $202k
...We are seeking an experienced Principal Engineer to lead the delivery... ...hydrology, hydraulics and NJ regulatory processes. Extensive... ...preferred. This individual will act as a technical leader, client... ...environmentsLead permitting and compliance efforts, including: NJDEP Flood...PrincipalTemporary workWork at officeLocal area3 days per week$200k - $225k
...Data Operations leads the data, governance, and operational... ...support evolving client needs, regulatory developments, and business growth... ...employees receive paid sick leave in compliance with the Colorado Healthy Families and Workplaces Act and other legally required benefits...Full timeLocal areaRemote work$77k - $214k
...AssociateJob Description & SummaryAt PwC, our people in risk and compliance focus on maintaining regulatory compliance and managing risks for clients, providing... ...Fair Chance Ordinance, and the California Fair Chance Act, where applicable, arrest or conviction records will be...Full timeH1b- ...Inc. (PPNCSNJ) seeks a Board Relations Manager to oversee governance processes for the New Jersey region, including coordinating... ...and committee meetings, maintaining records, and ensuring regulatory compliance. The role requires a 4-year degree and at least 5 years of...Flexible hours
$125k - $140k
...cloud platform for content security and governance that enables organizations to better protect... ...improve data security, maintain compliance, prevent and detect ransomware threats,... ...and the boardroom. In this role, you will act as the "Technical Liaison" between Sales...Work at officeLocal areaRemote workWorldwideFlexible hours
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Regulatory Compliance Principal — 1940 Act & Governance. Be the first to apply!
- regulatory Short Hills, NJ
- regulatory law Short Hills, NJ
- tax compliance Short Hills, NJ
- medical compliance Short Hills, NJ
- regulatory compliance Short Hills, NJ
- corporate compliance Short Hills, NJ
- compliance technician Short Hills, NJ
- compliance lead Short Hills, NJ
- compliance team leader Short Hills, NJ
- regulatory affairs Short Hills, NJ


