Finance Audit Leader

Internal Auditor

Performs and/or leads high quality, risk-focused audit fieldwork, in accordance with Internal Audit policies, methodologies, and standards to identify meaningful issues, risks and other exposures within Finance and Operational areas. As part of this role, the individual would work closely with the Business Units and Corporate Finance both in learning the business and testing controls. This requires both good oral and written communications skills and an ability to be sensitive to the needs of clients and team members. Must be able to keep sensitive information confidential and know how to use appropriately. No direct reports. Demonstrates leadership through work guidance and training of less experienced peers and through advice to Business Units.

Lead and/or perform financial and operational examinations, partnering with operational and IT audit teams to assess adequate management controls, efficiency, and compliance with policies, regulations, and accounting principles using sound, independent judgment. Demonstrate leadership through engagement, reflective listening, collaboration, sound judgment, personal development and fostering a spirit of continual improvement. Provide guidance and training to less experienced members of the Finance audit team, through effective communication and demonstration. Review work papers prepared by others, ensuring proper support for audit conclusions. Develop a risk-based approach for each financial audit during the pre-audit planning process. Appropriately analyze control environment and develop effective audit steps to test controls where necessary in line with internal audit methodology. Identify, document, and assess business processes and controls to evaluate risks and controls. Conduct walkthroughs to gain an understanding of the financials and/or operational process(es) being audited. Understand the audits steps being performed by the Operational and/or IT teams and complete a gap analysis of all key processes to ensure the completeness of the audit scope. Document all testing in accordance with best practices and the department's standards, including drafting of a planning memo, complete and accurate workpapers and draft audit findings. Develop and apply alternative audit procedures beyond those contained in standard Audit Program Guides, where applicable. Periodically update existing Audit Program Guides and/or develop new ones. Design testing plans/methodologies for areas not previously reviewed. Lead meetings with the Business Unit management to provide audit status updates and/or communicate audit findings and recommendations. Work independently and in a team environment to maximize performance. Follow up periodically with the Business Units regarding the action plan progress taken by the Business Units until issue remediation. Learn new businesses, processes and regulations and apply new knowledge to audit work performed. Must be able to quickly assimilate new information to analyze the risks and controls effectively. Build positive working relationships with all auditees, particularly with Senior Management. Communicate well with clients and Audit team members. Staff at this level will be expected to own sections of the audit program and bring them to completion with minimal supervision. Analyze data from Business Units to identify and interpret trends and patterns to provide meaningful insights in the audit process. Collaborate with internal audit team members to find opportunities to use audit analytics in Internal Audits. Participate in special projects as assigned by management. Engage in relevant training regarding audit, businesses, financial controls, regulations, or a particular specialty. Maintain audit proficiency through self-study, training, and professional association memberships.

Requires a bachelor's degree in accounting, business administration or finance. Professional certification (CPA, CIA or equivalent) strongly preferred.