Senior Trade Review & Compliance Principal
Insurance Administrative Solutions, L.l.c.
Insurance Administrative Solutions, L.l.c. is seeking a qualified professional for a supervisory role involving registered representatives and investment advisory representatives. The ideal candidate will have 4-6 years of experience in financial services along with required FINRA licenses. Your responsibilities include reviewing transactions, conducting account reviews, and providing guidance to advisors. The position offers a comprehensive role in ensuring compliance with regulatory and company standards while supporting a team-driven environment. #J-18808-Ljbffr Insurance Administrative Solutions, L.l.c.
Vacancy posted 5 days ago
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