Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Vice President, Regulatory Advisory & Capital Solutions

$250k - $275k

TD Bank

Work Location :

New York, New York, United States of America

Hours:

40

Line of Business:

TD Securities

Pay Detail:

$250,000 - $275,000 USD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description:

The Regulatory Advisory & Capital Solutions VP provides professional level of expertise as part of a client team and liaises with clients at various levels.

Depth & Scope:

  • Develops thoughtful content for clients on relevant regulatory and legislative developments

  • Presents to clients as part of Capital Markets / Investment Banking coverage team

  • Demonstrates relevant market / industry / product knowledge

  • Prepares/delivers high impact presentations

  • Contributes to discussions of capital solutions and helps create content

  • Maintains client relationships, primarily with Treasurers, Capital Managers, and Funding Teams

  • Directs, trains, and develops team members to enable them to meet challenges, team objectives and achieve full potential

  • Establishes an environment that promotes respect for the individual employee and adheres to the policies and guidelines of the Bank

  • Maintains confidentiality of client information

  • Accountable for providing expertise and support to senior coverage team members by providing expertise and knowledge of relevant markets/industries/products

  • Acts as an experienced specialist for an assigned business or portfolio; role requires deep knowledge

Education & Experience:

  • Undergraduate degree required, law degree a plus

  • Some accounting, tax, and/or rating agency knowledge a plus

  • Series 7, 79 and 63 (can be obtained post-hire)

  • 5-7 Years of related experience, at least 3 at a federal banking regulatory agency or Federal Reserve Bank

Who We Are

TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose us for our innovation, execution, and experience. With more than 6,500 professionals operating out of 40 cities across the globe, we strive to make every interaction, product and experience remarkably human and refreshingly simple. Our services include underwriting and distributing new issues, providing trusted advice and industry-leading insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank.

Together, we are reimagining what banking can be for our clients, colleagues and communities.

Our Total Rewards Package

Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical and mental well-being goals. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition. Learn more (

Additional Information:

We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home.

Colleague Development

If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities.

If you’re passionate about helping clients and building deep, lasting relationships, TD offers diverse career paths where you can grow your expertise and make a meaningful impact.

We're committed to your success and foster a respectful workplace where diverse perspectives are valued, everyone has fair opportunities to grow, and you can unlock your full potential to achieve your career goals. Here at TD, we hire and develop the best.

Training & Onboarding

We will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role.

Interview Process

We’ll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

Accommodation

TD Bank is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, status as a protected veteran or any other characteristic protected under applicable federal, state, or local law.

If you are an applicant with a disability and need accommodations to complete the application process, please email TD Bank US Workplace Accommodations Program at View email address on click.appcast.io . Include your full name, best way to reach you and the accommodation needed to assist you with the applicant process.

Federal law prohibits job discrimination based on race, color, sex, sexual orientation, gender identity, national origin, religion, age, equal pay, disability and genetic information.

Vacancy posted 5 hours ago
Similar jobs that could be interesting for youBased on the Vice President, Regulatory Advisory & Capital Solutions in New York, NY vacancy
  •  ...Capital Solutions Group Goldman Sachs operates at the fulcrum of one of the most important...  ...private markets. We combine the #1 global advisory franchise, a leading origination...  ...documentation trends, leverage metrics, and regulatory considerations. Track competitive... 
    Regulatory

    Goldman Sachs

    New York, NY
    3 days ago
  • $125k - $250k

     ...Capital Solutions Group Position The Capital Solutions Group at Goldman...  ...as well as Goldman Sachs, advisory assignments, warehouse and...  ..., and assessment of legal, regulatory compliance and other risks....  ...education and experience required: Vice President: Bachelor's degree plus 8-1... 
    Regulatory
    Full time
    Temporary work
    Part time

    Goldman Sachs

    New York, NY
    2 days ago
  •  ...Investment Banking Vice President: Capital Markets New York, NY or Los Angeles...  .... is a leading independent advisory firm providing objective,...  ...integrated financing solutions. Focus primarily on private...  ...modeling, documentation review, regulatory interface, investor... 
    Regulatory
    Work at office

    GLC Advisors & Co., LLC

    New York, NY
    22 hours ago
  •  ...are seeking a Financial Crimes Advisory Officer who will be...  ...Firm’s management of legal, regulatory and franchise risk. Since...  ...investment banking and global capital markets transactional deals and...  ...the ability to provide viable solutions in a time-sensitive environment... 
    Regulatory
    Temporary work

    Morgan Stanley

    New York, NY
    2 days ago
  • $69k - $200k

     ...driving transformative solutions that redefine industries...  ...for the role of Vice President, Structured Lending Credit Advisory to join our Banking team...  ...Monitor market trends and regulatory developments to maintain...  ...Just Companies", Just Capital and CNBC, 2025 Our... 
    Regulatory
    Temporary work
    Worldwide
    Flexible hours

    BNY Mellon

    New York, NY
    1 day ago
  •  ...Vice President, Global Payments Advisory Leverage your deep knowledge to reshape how...  ...Finance domain, advising and solutioning for the largest and most...  ..., trade and working capital solutions) to structure...  ...of accounting, tax and regulatory considerations relevant... 
    Regulatory
    Work experience placement

    Chase

    New York, NY
    22 hours ago
  •  ...Banking Managing Director to join our Capital & Advisory team at Guy Carpenter. This role will...  ...on ILS/sidecar transactions and legacy solutions. What you need to have: At...  ...equivalent. Expertise in analytical and regulatory requirements of securities... 
    Regulatory
    Work at office
    3 days per week

    Marsh & McLennan

    New York, NY
    5 hours ago
  • $150k - $300k

     ...Capital Solutions Group Goldman Sachs operates at the fulcrum of one of the most important...  ...private markets. We combine the #1 global advisory franchise, a leading origination...  ...Identification 137654 Job Category Vice President Posting Date 04/17/2026, 04:27 PM... 
    Full time
    Temporary work
    Part time

    Goldman Sachs

    New York, NY
    2 days ago
  • $250k - $260k

     ...Business Unit: Capital Solutions Industry: General Overview Houlihan Lokey...  ..., and financial and valuation advisory. Our unmatched transaction volumes provide...  ...across the healthcare industry. Vice Presidents work on transactions that provide exposure... 
    Work experience placement

    Houlihan Lokey

    New York, NY
    22 hours ago
  •  ...Vice President, Capital Markets (Securities-Based Lending) Across Wealth Management...  ...business provides digital solutions for customers to better...  ...Structuring & Strategic Advisory: Design sophisticated, platform...  ...to credit policies, regulatory requirements, and internal... 
    Regulatory

    Goldman Sachs, Inc.

    New York, NY
    4 days ago
  • $140k - $180k

     ...industry. Job Description The Global Capital Solutions team focuses on liabilities sourcing...  ...platform. The Senior Associate or Vice President will play a central role in building...  ...access to a world-class medical advisory team, a mental health app that includes... 
    Temporary work
    Work experience placement
    Flexible hours

    Ares Management

    New York, NY
    22 hours ago
  •  ...Tax Capital Solutions Investment Banking Vice President The Tax Capital Solutions group at Marathon Capital is hiring a Vice President. The candidate will...  ...storage, carbon capture, wind, and other tax credit advisory mandate origination and execution, including... 
    Local area

    Marathon Capital

    New York, NY
    1 day ago
  •  ...Senior Vice President, Compliance for Advisory Technology About the Company Leading financial services...  ...strategic compliance partner, providing regulatory guidance during the development of...  ...topics, propose practical solutions, and manage priorities in a fast-paced... 
    Regulatory

    Confidential

    New York, NY
    2 days ago
  • $280k

     ...litigation, arbitration, and regulatory investigations....  ...standards and controls. Vice President Expectations To contribute...  ...business strategies. Create solutions based on sophisticated...  ...Join us as a Vice President, Capital Markets Advisory Lawyer. In this role, you... 
    Regulatory
    Hourly pay
    Contract work
    Temporary work

    Barclays

    New York, NY
    22 hours ago
  • $221k - $353k

     ...potential. Title and Summary Vice President, Digital Currency Compliance Advisory Vice President, Digital...  ...foundation of robust AML, Sanctions, and regulatory compliance. Key...  ...wallets, cross-border settlement solutions, and NFT marketplaces. • Digital... 
    Regulatory
    Full time
    Part time
    Worldwide
    Flexible hours

    MasterCard

    New York, NY
    2 days ago
  • $250k

     ...Vice President, Capital Structure Advisory We are passionate about our business and our culture, and are seeking individuals with that same drive. We are currently seeking an experienced Vice President to join our Capital Structure Advisory team in New York City.... 
    Work at office

    Moelis & Co.

    New York, NY
    2 days ago
  •  ...Vice President, Structured Lending Credit Advisory At BNY, our culture allows us to run our company better and enables...  ...clients, driving transformative solutions that redefine industries and...  ...delivery. Monitor market trends and regulatory developments to maintain... 
    Regulatory
    Worldwide
    Flexible hours

    BNY

    New York, NY
    4 days ago
  • $68k - $160k

     ...Vice President, ESG Data Solutions & Control At BNY, our culture allows us to run our company better...  ...inconsistencies across entities, businesses, and regulatory views Define upstream data...  ...2025 ~"Most Just Companies", Just Capital and CNBC, 2025 Our Benefits... 
    Regulatory
    Temporary work
    Worldwide
    Flexible hours

    BNY Mellon

    New York, NY
    4 days ago
  • $120k - $185k

     ...Vice President in Capital Planning We're seeking someone to join our Analytics team as a Vice President...  ...across a variety of internal and regulatory initiatives. In the Finance...  ...providing management, review, analysis and advisory services of the Firm's financial and... 
    Regulatory
    Temporary work
    Work at office

    Morgan Stanley

    New York, NY
    22 hours ago
  • $250k - $275k

     ...Our expertise, intellectual capital and global network enable us...  ...business divisions - Global Advisory, Wealth Management, Asset Management...  ...Overview of Role This Vice President level role will be for the...  ...the relevant financial and regulatory environments that surrounds... 
    Regulatory
    Work at office

    Rothschild & Co

    New York, NY
    22 hours ago
  • $137.75k - $205k

     ...JPMorgan Chase is seeking a Vice President to join our Capital and Liquidity Policy team within the Treasury...  ...and provide guidance on US regulatory capital and liquidity rules for current...  ...institutions, offers innovative financial solutions to millions of consumers, small... 
    Regulatory
    Work experience placement
    Work at office
    Visa sponsorship

    JPMorgan Chase Bank, N.A.

    New York, NY
    22 hours ago
  •  ...Vice President, Solutions Architecture About the Company Dynamic holding company investing in...  ...diverse industries Industry Venture Capital & Private Equity Type Privately...  ...committed to ethical standards and regulatory compliance. Travel Percent Less... 
    Regulatory

    Confidential

    New York, NY
    4 days ago
  • $160k - $200k

     ...Financial And Valuation Advisory Industry:...  ...innovative, integrated solutions across mergers and acquisitions, capital solutions, financial restructuring...  ...their investor and regulatory financial reporting...  ...and, as such, rewards Vice Presidents with substantial responsibility... 
    Regulatory
    Work at office
    Worldwide

    Houlihan Lokey

    New York, NY
    4 days ago
  •  ...reporting of taxes, tax planning, business advisory and management of taxing authority...  ...advisor through ongoing assessment of the tax regulatory environment and the firm's adherence to...  ...At Goldman Sachs, we commit our people, capital and ideas to help our clients,... 
    Regulatory
    Worldwide

    The Goldman Sachs Group, Inc.

    New York, NY
    1 day ago
  •  ...Vice President, U.S. Cross Asset Derivative Solutions Trading Within the J.P. Morgan Private Bank, the Cross Asset...  ...strategies are executed within firm and regulatory frameworks. Provide feedback...  ..., structured products, or capital markets–related roles ~ Strong... 
    Regulatory

    Chase

    New York, NY
    4 days ago
  •  ...Vice President, Trade & Working Capital Operations Join our dynamic Trade & Working Capital Operations team...  ...ability to deliver best-in-class solutions for our clients and drive the...  ...alignment with business priorities and regulatory standards. Provide direction... 
    Regulatory

    Chase

    Jersey City, NJ
    3 days ago
  •  ...Vice President, Investment Oversight And Client Solutions BNY Investments is a division of BNY, one of the world's largest...  ...of BNY Investments Japan's advisory and OCIO-related capabilities by...  ...diligence, investment governance, regulatory coordination and ongoing portfolio... 
    Regulatory
    Local area
    Flexible hours

    BNY

    New York, NY
    22 hours ago
  • $130k - $175k

     ...Our expertise, intellectual capital and global network enable us...  ...business divisions - Global Advisory, Wealth Management, Asset Management...  ...Marketing & Communications Vice President is responsible for driving...  ...Partners and MDs, ensuring regulatory requirements are met.... 
    Regulatory
    Work at office
    Immediate start
    Shift work

    Rothschild & Co

    New York, NY
    3 days ago
  • $250k - $275k

     ...as of September 2025. The Insurance Solutions team at Oaktree is responsible for partnering...  ...Scope and Responsibilities: The Vice President, Insurance Solutions will play a key...  ...solutions that align with insurers' capital, regulatory, and balance sheet objectives.... 
    Regulatory
    For contractors
    Local area
    Worldwide

    Oaktree Capital

    New York, NY
    22 hours ago
  • $180k - $220k

     ...BBVA is seeking a Senior Vice President to join its CIB Global Structured Trade Finance Solutions team in New York. This is a senior...  ...structured trade and working capital solutions to BBVA's corporate...  ..., BBVA's risk appetite, regulatory requirements, and capital efficiency... 
    Regulatory
    Contract work
    For contractors
    Work at office
    Local area
    Remote work

    BBVA

    New York, NY
    22 hours ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Vice President, Regulatory Advisory & Capital Solutions. Be the first to apply!