AVP, Funds Legal & Regulatory for Wealth Vehicles
Brookfield
Brookfield, a leading private wealth platform, seeks an Assistant Vice President to support the Funds Legal and Regulatory Team in New York. The role focuses on regulatory matters for Wealth Vehicles, coordination with advisers, and cross-functional collaboration across Brookfield to enable growth in the wealth marketplace. The ideal candidate has 3–5 years in compliance or audits, with strong regulatory knowledge and client-facing skills, working across legal, compliance, operations, and #J-18808-Ljbffr Brookfield
- ...infrastructure, hedge funds, and other investment strategies... ...The firm’s Private Wealth business is a... ...Private Wealth Public Funds Legal team supports the development... ...and other investment vehicles offered through private... ..., product development, regulatory matters, governance,...LegalRegulatoryFull time
- JW Michaels & Co. seeks a Private Wealth Funds Attorney at the Vice President... ...registered funds, BDCs, and related vehicles and will work closely with... ...structuring, product development, regulatory matters, governance, and ongoing legal support across jurisdictions. #J...LegalRegulatory
- ...infrastructure, hedge funds, and other investment strategies... ...The firm’s Private Wealth business is a... ...Private Wealth Public Funds Legal team supports the development... ...and other investment vehicles offered through private... ..., product development, regulatory matters, governance,...LegalRegulatoryFull time
$115k - $125k
...investments, and primary fund investments, as well as... ...funds, evergreen vehicles and customized solutions... ...institutional and 638 private wealth clients worldwide For... ...across Investments, Legal, Tax, Risk, Compliance,... ...oversight and support regulatory examinations as needed....LegalRegulatoryWorldwide- ...leading investment firm is seeking a Principal for its Global Funds Legal team. This role involves providing legal advice on fund... ...drafting partnership agreements, and ensuring compliance with regulatory standards. Ideal candidates will have a JD from a top-tier law...LegalRegulatory
$160k - $220k
...is hiring an Assistant Vice President or Vice President Fund Attorney in New York. This role focuses on U.S. and... ...responsibilities like negotiating agreements, drafting legal documents, and advising on regulatory issues. Ideal candidates will have over 4 years of fund...LegalRegulatory- ...business segments including Asset & Wealth Management, Corporate &... ...evolving the firm’s Donor Advised Fund (DAF) investing experience end-to... ...risk thoughtfully : partner with Legal, Compliance, Risk, and Controls to identify regulatory considerations and embed controls...LegalRegulatoryWork at office
- ...seeking an Assistant Vice President or Vice President Fund Attorney to join the Funds Legal team. The candidate will focus on U.S. and Cayman private... ...agreements, drafting legal documents, and advising on regulatory matters. The role requires a strong background in fund...LegalRegulatory
$165k - $250k
...equity, secondaries and hedge funds. Further information is... .... Business UnitThe Private Wealth Public Funds Legal group supports Blackstone Private... ...with the detailed legal, regulatory, governance, and... ...funds) and, BDCs , and other vehicles offered through private wealth...LegalRegulatoryFull timeLocal area- ...function into the retail wealth channel. A relatively... ...the firm’s investment vehicles within the retail wealth... ...with internal executive, legal, and compliance teams... ...specialized alternative fund structures) tailored to the liquidity and regulatory requirements of retail...LegalRegulatoryFull timeWork at office
$85k - $120k
Asset & Wealth Management, Platform Management, Employee Funds & Carried Interest Analyst - New York location_on New York... ...closely with Human Capital Management, Legal, Tax and senior stakeholders on... ...through legal documentation, regulatory disclosures and investor onboarding...LegalRegulatoryFull timeTemporary workPart timeWork at office- ...senior attorney to support both fund formation and investment... ...sits at the intersection of legal, investments, and business leadership... ...structure private investment vehicles, execute transactions, and... ...and broader asset management regulatory considerations. ~...LegalRegulatoryFull time
- ...Description As part of Wealth Management Solutions, the U.S. Funds Product Development team... ...stakeholders, including Legal, Compliance, Middle Office... ...stakeholders to deliver product, regulatory, operational, and... ...development of 1940 Act investment vehicles (mutual funds, ETFs) ~...LegalRegulatory
$300k
...Investment Funds AttorneyInvestment Management & Funds Practice... ...other alternative investment vehicles. The practice is known for its... ...formation, structuring, and ongoing regulatory complianceDeep knowledge of... ...to deliver comprehensive legal solutionsStay current on...LegalRegulatoryWork at office- ...investment manager is seeking an experienced Funds Counsel to join its Legal team in New York City. Reporting... ...and launch of new investment vehicles, managed accounts, co-investment arrangements... ...arrangements. Advise on securities, regulatory, and governance matters impacting...LegalRegulatory
$300k
...INVESTMENT FUNDS ASSOCIATE ATTORNEY Investment Management &... ...other alternative investment vehicles. The practice is known for its... ...formation, structuring, and ongoing regulatory compliance Deep... ...teams to deliver comprehensive legal solutions Stay current on...LegalRegulatoryWork at office- ...reporting function with respect to: Our fund of fund vehicles being administered by a TPA Internal... ...of the cash management across the legal entities Assistance with the annual audit process. Assistance with regulatory filings Special projects on an ad hoc...LegalRegulatory
$120k - $165k
...Street, Suite 3501 Business - Private Wealth Brookfield is one of the world's... ...Description Assistant Vice President, Funds Legal and Regulatory Team The Firm is seeking an Assistant... ...toward the wealth market, including vehicles registered under regulatory regimes around...LegalRegulatoryTemporary workLocal areaWorldwide$50 per hour
...candidates can expect. ~ Private Wealth Management Role: Senior Fund Accountant (Consultant) Pay... ...investment funds, SPVs, co-investment vehicles, and family office legal entities. Calculate and... ..., tax allocations, and regulatory filings. Audit, Tax & Compliance...LegalRegulatoryFor contractorsWork at officeLocal area2 days per week3 days per week- ...Associate General Counsel, Mutual Funds About the Company... ...be responsible for providing legal advice and support related to... ...maintaining registered investment vehicles, preparing and reviewing... ...business clients on legal and regulatory matters. The Associate General...LegalRegulatory
$120k - $150k
...Title: AVP / VP – Credit Analyst, Corporate & Industrial Lending... ...met prior to closing and funding Review GCMS entries and covenant... ...compliance tracking; review legal documentation with a focus on... ...to all audit, loan review, and regulatory requirements Monitor industry...LegalRegulatoryInterim roleWork at office$150k - $160k
...VP, Fund Accounting Location: Midtown NYC (5 days onsite) Compensation... ...a VP (Senior Associate / AVP-level) to join our Fund... ...and other ad hoc analyses Regulatory, Investor & Cross-Functional Support... ...Reporting, Tax, and Legal and Compliance teams Review...LegalRegulatoryFull time$175k - $240k
...not limited to: Serve as a Fund Controller , with ownership... ...treatment Manage external audits, regulatory filings, and compliance-... ...Finance, Product Strategy, Legal, Tax, Compliance, and... ...real estate, and hybrid fund vehicles ~ Proven ability to manage...LegalRegulatoryFull time$135k - $165k
...insights and add value for our fund investors, portfolio... ...for our Real Estate Finance vehicles. The successful candidate will... ...complex transactions and evolving regulatory issues. Review and approve... ...extensively with TPG’s internal tax, legal, valuation, and operational...LegalRegulatoryFull time- ...client is an established elite global alternative investments Fund. The Attorney / Legal counsel would contribute to and/or be responsible for the... ...various investment types and advising leadership on regulatory and legal issues related to a registered investment adviser...LegalRegulatoryFull time
$150k - $160k
...VP, Fund Accounting Location: Midtown NYC (5 days onsite)... ...seeking a VP (Senior Associate / AVP-level) to join our Fund Accounting... ...other ad hoc analyses Regulatory, Investor & Cross-Functional Support... ...Reporting, Tax, and Legal and Compliance teams Review...LegalRegulatory- ...represent a global asset manager/fintech platform looking to hire a fund formation attorney with 4-8 years of experience. The scope... ...of matters including compliance and U.S. and international regulatory issues, capital raising, marketing, investor relations, fund formation...Regulatory
$42k - $150k
...policy guidelines, standards, and regulatory requirements. Responsibilities... ...with corporate actions funds/securities. Conduct daily reconciliation... ...suspicious transaction to Legal Compliance Department. Respond... ...work experience required for AVP level. Knowledge of securities...LegalRegulatoryWork experience placementWork at office$250k - $300k
...well-established Registered Funds Practice encompasses all aspects... ...into perpetual capital vehicles that are offered to retail investors... ...funds products and the regulatory developments shaping the registered... ...summaries. Translate complex legal and regulatory concepts into...LegalRegulatoryVisa sponsorshipWork visa$160k - $200k
...Title: VP – Fund Finance Credit Risk & Approval Officer Office Status: Hybrid – New... ...mitigate potential issues; coordinate with legal teams, offshore exposure counterparties,... ...stakeholders including deal sponsors, lenders, and regulatory bodies to ensure alignment and successful...LegalRegulatoryFull timeWork at office
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