Hybrid Supervisory Principal: Risk, Compliance & Transactions
Cambridge Investment Research, Inc.
Cambridge Investment Research, Inc. seeks an Advocacy and Supervision Principal to join the Advocacy and Supervision department. This role reviews, analyzes, and approves daily transactions and account activity to ensure adherence to firm policies, clearing firm requirements, and regulatory standards. The ideal candidate is a thoughtful, detail-oriented decision-maker who can assess complex situations, identify potential risk, and balance service with sound supervisory judgment while supporting #J-18808-Ljbffr Cambridge Investment Research, Inc.
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Hybrid Supervisory Principal: Risk, Compliance & Transactions in Phoenix, AZ vacancy
- ...Advocacy and Supervision Principal to join the... ...and approving daily transactions and account... ...identify potential risk, and balance service with sound supervisory judgment. Key Responsibilities... .... Use the firm’s compliance engine, dual... ...Fairfield, IA - hybrid attendance (in‑...PrincipalWork at officeHome office3 days per week
- ..., and manage client agreements, ensuring compliance with internal policies and regulatory requirements... ...internal stakeholders, mitigates risk, and optimizes terms in a fast-paced... ...permanent, full-time, salaried role with a hybrid work environment, opportunities to advance...SuggestedPermanent employmentFull time
- ...centers on supporting payment facilitation and compliance operations in a dynamic, inclusive environment.... ...Analyst will lead due diligence, AML reviews, and risk evaluation with internal teams and external partners. Hybrid work is offered with strong growth potential within...Suggested
- Mercer is seeking a seasoned actuary to lead a Government Human Services Consulting team in a hybrid role based in Phoenix with flexibility to work across Atlanta, D.C., or Minneapolis. You will guide rate-setting projects, oversee complex actuarial analyses, and mentor...Suggested
- First Citizens Bank is seeking a Compliance Monitoring professional for its Frontline Risk team. The role supports the Enhanced Due Diligence program for high‑risk... .... You will work across multiple offices with a hybrid model and contribute to risk-based decision making....Suggested
$118.69k - $189.91k
...team where technology meets strategy. As a Principal Actuarial Data Systems Analyst, you will... ...trends, cost drivers, emerging risks, and opportunities for operational improvement... ...Learn more WhereYou'llWork Our Hybrid Flex approach is builton presencewith a purpose...PrincipalWork at officeLocal areaRemote workFlexible hours2 days per weekBlue Cross and Blue Shield of North Carolina
Phoenix, AZ4 days ago$118.69k - $189.91k
Job Description Blue Cross NC is seeking a Principal Actuary to provide advanced actuarial analysis and technical support for complex rating... ...company contribution. Learn more Where You'll Work Our Hybrid Flex approach is built on presence with a purpose - giving you...PrincipalContract workWork at officeLocal areaRemote workFlexible hours2 days per week- ...projects. The role supports strategic initiatives, reviews engineering challenges, and mentors peers across site and project teams. Hybrid work arrangement with in-person collaborations at the Phoenix hub and travel as needed. Competitive compensation and benefits align...Principal
- BWH Hotels is seeking a Security Compliance professional to support governance, risk, and regulatory compliance across PCI DSS, SOX, GDPR/CCPA. The role collaborates... ...reporting across IT and business units within a hybrid work arrangement at our Global Operations Center in...
$145.6k - $276.8k
...Cortona Dr ~ BLDG B01 Position Role Type:Hybrid U.S. Citizen, U.S. Person, or... ...Vision Systems is seeking a talented Senior Principal Mixed Signal Design Engineer to join our... ...a Disability and Protected Veterans in compliance with Section 503 of the Rehabilitation Act...PrincipalContract workTemporary workWork experience placementWork at officeRemote workRelocationFlexible hours- ...dispute resolution background to join the Office of the General Counsel in a hybrid role. The candidate will support multiple business units, draft and negotiate contracts, and guide risk and compliance across subsidiaries. The role requires a Juris Doctorate and at least...Work at office
- Berkshire Hathaway GUARD Insurance Companies is looking for an Actuarial Analyst or Senior Actuarial Analyst in Phoenix, AZ. This hybrid position offers a blend of office and remote work, competitive pay, and strong support for professional development. Ideal candidates...Work at officeRemote work
- DLA Piper in Phoenix, AZ seeks an HR Compliance Manager to lead the firm’s employment compliance... .... You will strengthen policies, perform risk assessments, audits, training, and... ...accuracy and regulatory alignment. In this hybrid role you will partner with HR, Legal, and...Local area
$185k - $237.5k
...management and operation of Circle’s Product Risk Management function. The goal of this... ...to business activities, including compliance, legal, security, finance and 3rd parties... ...across teams.What you'll bring to Circle:Principal Product Operations and Risk Analyst10+ years...PrincipalFlexible hours- Blue Cross NC is seeking an IT risk management professional to help develop and improve the IT risk controls framework, training, and... ...business units to strengthen controls and governance. A flexible Hybrid/Remote arrangement is available with comprehensive benefits. #J...Remote jobFlexible hours
$86.8k - $165.2k
...Clearance Status: Not Required Principal Specialist, Global Trade (Hybrid) At RTX, the world... ...execution, growth and compliance. Provide consistent interpretation... ...of hardware and other transactional activities involving... .... Evaluating risks related to international...PrincipalContract workTemporary workWork experience placementWork at officeRemote workRelocation packageFlexible hours- BWH Hotels is seeking an information security compliance professional to support governance, risk, and compliance across the organization. You will coordinate... ...readiness for PCI DSS, SOX, and privacy programs. Hybrid role based in Phoenix, AZ, with collaboration across...
$112k - $143k
UFG Insurance is seeking a Senior Risk Control Consultant to join their Risk Control Team in Phoenix, Arizona. This role focuses on risk assessment and provides leadership in underwriting and strategic planning. The ideal candidate should possess a bachelor's degree, relevant...Remote work- ...professionally. Join us in making a difference in our community while enjoying a fulfilling and rewarding career. Job Summary: The Compliance & Risk Specialist provides administrative support for NOAH's compliance and risk management programs. This position assists with...Full timeWork at office
- ...context of legal issues and compliance requirements. You will report... ...VA (Manassas) and follows a hybrid work schedule. What You\'ll Do... ...stakeholders on contractual matters, risk management, and compliance... ...to potential business transactions and partnerships Stay updated...Contract workTemporary workWork at officeLocal area
Centuri Group, Inc.
Phoenix, AZ2 days ago - ...and information technology assets by supporting governance, risk, and compliance activities, including security policy and standards management... ...content a plus. Work Location and Schedule This is a hybrid position, requiring onsite presence Mondays, Wednesdays and...Full timeWork at officeLocal areaRemote workMonday to Friday
- ...California water utility. This senior in-house role emphasizes real estate transactions, regulatory compliance, and corporate governance, with broad docket and high autonomy in a lean department. Hybrid work in San Jose, CA; relocation offered for the right candidate. You...Relocation
$86.8k - $165.2k
...~ BLDG 1 Position Role Type:Hybrid U.S. Citizen, U.S. Person, or... ...of aerospace and defense.The Principal Specialist, Supplier Quality... ...identify and mitigate emerging risks within the supply base.Serve... ...and maintaining site level compliance to SBU and Collins level processes...PrincipalContract workTemporary workWork experience placementWork at officeRemote workWorldwideFlexible hours- ...in Phoenix, AZ is seeking a Data Engineer to join its Global Risk & Compliance Technology team. This role involves designing and developing... ...Platform, and proficiency in Python and SQL. This position offers a hybrid work model and the chance to work on significant data-driven...
- Mercer’s Government Human Services Consulting team seeks a Sr. Government Health Actuary to lead actuarial engagements for Medicaid programs. You will manage client delivery, draft reports, and guide junior staff while leveraging AI and technology-enabled tools to optimize...
- Osaic is currently seeking a Compliance Risk Manager in our Branch Exam department. This role provides leadership and oversight of Branch Exams for Financial Advisors affiliated with Osaic, ensuring regulatory alignment and timely delivery. The BOE Manager is responsible...
- ...professionals and their offices by providing practical supervisory guidance, relationship management, and compliance‑focused support. You will partner with Advocacy... .... Location Phoenix, AZ, or Fairfield, IA - Hybrid in-office 3 days/week #J-18808-Ljbffr Cambridge Investment...PrincipalWork at office3 days per week
- ...Job Description Job Description Governance, Risk & Compliance (GRC) Analyst – State Agency – $40-46/hr W2 – Phoenix Hybrid – Contract-to-Hire SunSoftOnline is hiring a GRC / Information Security Analyst for an Arizona state agency's technology division, a 4-month...Permanent employmentFull timeContract workRemote workVisa sponsorshipMonday to Friday
- Overview This is a hybrid role, with the expectation that time working... ...that may pose a higher risk for money laundering, terrorist... ..., KYC documentation and transaction activity. Provide subject matter... ...practices, promoting a culture of compliance. Qualifications Bachelor’s...Work at office
$77k - $202k
...human capital, customer, and governance, risk and compliance.The Lead to Revenue (L2R) team, within... ...of multiple business models with transactional, recurring, consumption-based, subscription... ...; TN-Nashville; LA-New Orleans; US-Hybrid; NY-New York; OK-Oklahoma City; FL-Orlando...Full timeWork experience placementH1b
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Hybrid Supervisory Principal: Risk, Compliance & Transactions. Be the first to apply!
Related searches
- senior principal cloud computing engineer Phoenix, AZ
- principal Phoenix, AZ
- principal cloud computing engineer Phoenix, AZ
- senior principal scientist Phoenix, AZ
- risk intern Phoenix, AZ
- risk assurance Phoenix, AZ
- risk underwriter Phoenix, AZ
- at risk youth Phoenix, AZ
- high risk Phoenix, AZ
- technology risk Phoenix, AZ