Internal Controls Auditor - BSA/AML & Sanctions

First, who are you?

At Extia Canada , we believe that personality makes the difference. Are you passionate about financial auditing, regulatory compliance, and risk management? Do you enjoy analyzing processes, identifying weaknesses, and contributing to the effectiveness of internal controls in a demanding banking environment?

You might be exactly who we're looking for!

Next, what's the opportunity?

We are looking for an Internal Controls Auditor – BSA/AML & Sanctions to support one of our clients in the banking sector on an assignment based in New York (Midtown Manhattan) .

This opportunity is within a Corporate & Investment Banking (CIB) environment and focuses on the independent assessment of internal controls related to Bank Secrecy Act / Anti-Money Laundering (BSA/AML) regulations and OFAC sanctions compliance .

The objective is to evaluate the effectiveness of existing controls, identify potential deficiencies, and contribute to internal audit activities.

Your main responsibilities will include:

• Supporting the planning and execution of internal audit and compliance testing activities .
• Assessing the design and operating effectiveness of controls related to BSA/AML regulations and OFAC sanctions .
• Reviewing policies, procedures, risk assessments, and previous audit findings.
• Performing control testing related to KYC, CDD/EDD , transaction monitoring, and sanctions screening.
• Evaluating processes for detecting, escalating, and handling suspicious transactions.
• Reviewing controls across banking activities, including payments, lending, treasury, and capital markets.
• Selecting samples, reviewing supporting evidence, and documenting testing results.
• Identifying control weaknesses, deficiencies, and potential regulatory compliance risks.
• Preparing clear audit findings and contributing to recommendations for improvement.
• Collaborating with audit teams and business stakeholders to ensure the successful completion of audit activities.

What we're looking for

• 5 to 7 years of experience in internal audit, compliance testing, or financial crime risk and controls.
• Active CAMS certification (Certified Anti-Money Laundering Specialist) – mandatory.
• Strong knowledge of US BSA/AML regulations and OFAC sanctions requirements .
• Hands-on experience in control testing and auditing , including evidence review, identification of deficiencies, and documentation of audit conclusions.
• Good understanding of AML compliance frameworks and banking regulatory requirements.
• Ability to analyze procedures, assess risks, and prepare structured audit documentation.
• Bachelor's degree in Accounting or Finance.
• Based in New York, New Jersey, or the surrounding area .
• Strong analytical skills, attention to detail, independence, and excellent communication skills.

Nice-to-have qualifications

• Previous experience in Corporate & Investment Banking (CIB) .
• Knowledge of payments, lending, treasury, securities, or capital markets activities.
• Experience auditing KYC, sanctions screening, and transaction monitoring controls .
• Familiarity with transaction monitoring and case management systems.
• Experience working in international banking environments across multiple jurisdictions.
• Additional internal audit certification or experience using data analytics for audit testing.

Why join Extia Canada?

At Extia, we believe that employee well-being contributes directly to performance.

We offer:

• Personalized support throughout your career journey.
• Challenging assignments with leading banking and financial institutions.
• Opportunities to work in a dynamic, international environment.
• Professional development and continuous learning opportunities.
• A collaborative company culture built on knowledge sharing, teamwork, and strong relationships.

Does this sound like you? Let's connect!

Join the Extia adventure and let's build the next chapter of your career together.