Wealth Management Associate

Job Description

The Wealth Management Associate will provide essential support to the Wealth Manager and assist clients with investment strategies and other financial matters. This role is client-facing and requires a strong understanding of financial products, UHY service offerings, and complex financial data. The ideal candidate will demonstrate sound judgment, a high level of professionalism, and a commitment to delivering excellent client service.

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• Research market trends and assist in the creation and execution of investment strategies in collaboration with the Wealth Manager
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• Manage and maintain relationships with clients on behalf of the Wealth Manager, serving as a key point of contact
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• Provide timely and accurate support on investment products, financial planning tools, and services
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• Address and resolve client questions and concerns, escalating to the Wealth Manager as appropriate
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• Complete and submit investment-related paperwork, such as applications, transfer forms, and withdrawal requests, for approval
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• Prepare customized investment proposals and presentation materials for prospective and current clients
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• Analyze financial statements, client portfolios, and market data to assist with client reporting and recommendations
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• Perform day-to-day administrative functions including scheduling, responding to client communications, and maintaining organized client records
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Supervisory responsibilities

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• None
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Work environment

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• Work is conducted in a professional office environment with minimal distractions
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Physical demands

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• Prolonged periods of sitting at a desk and performing work in front of a computer screen for long periods of time
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• Must be able to lift up to 15 pounds at a time
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Travel required

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• Local travel to client/prospect businesses for meetings is expected
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Required education and experience

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• Bachelor’s degree in finance, accounting, or a related field
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• 1–3 years of experience in financial services, wealth management, or a related field
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• NASD Series 7 and 63 licenses required (or ability to obtain within a designated time frame)
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• Previous experience (internship or other) working in the wealth management field
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• Proficiency in using Microsoft Excel, PowerPoint and industry related software
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• Comfortable making presentations and speaking to audiences
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Preferred education and experience

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• CFP and CFA certification advantageous
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• Experience working in a CPA or multi-disciplinary professional services firm
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Other duties

Please note this job description is not designed to cover or contain a comprehensive listing of activities, duties or responsibilities that are required of the colleague for this job. Duties, responsibilities and activities may change at any time with or without notice.

For job postings in our Newburgh location, we are required by law to include a good faith salary range for every job, promotion, and transfer opportunity in accordance with the New York Human Rights Law. This range considers many factors, including but not limited to a candidate’s knowledge, job specific skills, experience, licensure, and certifications. A reasonable estimate of the current range for this position is $29.47-$38.32 per hour.