Senior Internal Audit Manager, Broker-Dealer/Asset Mgmt
Charles Schwab
The Charles Schwab Corporation is seeking an Internal Audit Senior Manager to lead audits across Broker-Dealer and Asset Management activities. You will oversee audit execution, manage issues, and partner with external co-sourcing teams to strengthen risk controls. A CPA/CIA/CISA or equivalent is preferred. You will report to a Director and contribute to department initiatives while maintaining strong relationships with regulators, lines of business, and senior management. #J-18808-Ljbffr Charles Schwab
- The Charles Schwab Corporation's Internal Audit Department seeks an Internal Audit Senior Manager to lead Broker-Dealer/Asset Management audits, coordinating with external co-sourcing and risk partners to strengthen governance and controls. You bring 7-10+ years in financial...SeniorAsset
- The Charles Schwab Corporation’s Internal Audit Department seeks an Internal Audit Senior Manager to supervise audits across Broker-Dealer/Asset Management activities, including client-facing processes, asset management functions, and regulatory testing. This role partners...SeniorAsset
- Your Opportunity The Internal Audit Department (IAD) of The Charles... ...appropriately reported by management and risk functions to the... ...and internal controls. The Broker- Dealer/ Asset Management enterprise team... ...seeking an Internal Audit Senior Manager. The Broker-Dealer...SeniorAsset
- Wise is seeking a Senior Risk Manager to drive the implementation and day-to-day management of the risk framework for the Wise US Broker Dealer franchise, with a particular focus on Operational... ...assessments, risk appetite, KRIs, audit and self identified issues, incident...Senior
- Wise is seeking a Senior Risk Manager to lead the implementation and daily management of the risk framework for the Wise US Broker Dealer franchise, with emphasis on Operational risk management. You will guide risk assessments, control monitoring, issue remediation, and...Senior
- ...activities across a diverse range of asset classes. What You'll Do Fund... ...and reports for both internal teams and external stakeholders... ...reports. Perform bank and external manager reconciliations. Prepare... ...documentation and workpapers to support audits. Assist with financial...SeniorAssetWork at office3 days per week
$90k - $95k
...Bonus Our client is seeking a Senior Accountant to join a collaborative... ...financial reporting and Net Asset Value (NAV) calculations... ...end close processes Assist with audit requests and financial reporting... ...estate, private equity, asset management, or financial services experience...SeniorAssetWork at office2 days per week3 days per week- Job Overview A law firm seeks a mid-senior real estate associate to join its practice in Austin... ...mixed-use, office, multi-family, retail assets, hotels, resorts, and other commercial projects. Duties Draft, negotiate, and manage documents related to real estate and...SeniorAssetWork at office
- ...Senior Real Estate Associate - Senior Fiduciary Coordinator Wells... ...of Wealth and Investment Management. At Wells Fargo, we are looking... ..., custody, tax, specialty assets, regulatory, privacy, ecommerce... ...achieve goals Interact with internal and external customers...SeniorAssetWork experience placement
- ...Administrator with 5+ years of hands‑on experience managing enterprise physical security platforms.... ...the safety of personnel, facilities, and assets. Key Responsibilities: Administer and... ...7001, NIST 800, FIPS). Support security audits and investigations by generating reports,...SeniorAssetPermanent employmentTemporary workWork at office
$225k - $250k
...Director, Head of Integration Mgmt. Office and Post M&A Integrations... ...United States Your Role The Senior Director, Head of Integration... ...newly acquired businesses, assets, systems, processes, and teams... ...the organization's Integration Management Office capability. The Senior...SeniorAssetWork at office- ...robust, traceable systems. As a Medical Device Software Engineer, you will engage in software development and design assurance projects, advancing client needs with a focus on safety, cybersecurity, and regulatory standards. #J-18808-Ljbffr National Asset Mgmt IncorporatedSeniorAssetRemote job
$124k - $335k
...a Financial Services Tax - Real Estate Senior Manager, you will play a pivotal role in guiding... ...tax landscape, advising on local and international tax affairs, and providing insights into... ...tax services and solutions within the asset and wealth management sectorWhat You Must...SeniorAssetFull timeH1bLocal area- ...Internal Audit Manager Nutrabolt is a fast-growing, global active health and wellness company with... ...accounting, valuation of acquired assets & liabilities, and integration of newly... ...teams and communicate effectively with senior leadership. ~ High degree of ownership...Asset
$276k
A leading financial consulting firm in Austin, TX is seeking a Senior Tax Credits & Incentives Advisory Manager. This full-time role involves managing cost segregation and fixed asset projects while providing strategic guidance in a collaborative environment. Candidates...SeniorAssetFull time- TransPerfect Is More Than Just a Job…Our greatest asset is our people, and nothing is more important to us than ensuring that everyone knows that. Each of our 100+ offices has its own individual identity, and each also has its own unique rewards.SummaryLocation: US-Austin...SeniorAssetFull time
- ...Austin Texas Area Automotive Dealer The Controller provides sales... ..., Sales Associates, Service Managers, support staff and customers,... ...with customers, both internally and externally. Candidates will... ...Manage and safeguard the stores assets and ensure that internal controls...Asset
- ...a firm.KPMG is currently seeking a Tax Manager or Senior Manager to join our Business Tax Services... ...and partnerships for a variety of Asset Management clients Work as part of a multi... ...scope and act as the point of contact for internal and external clientsManage teams of tax...SeniorAssetLocal area
- ...EY is seeking a senior analyst within its Financial Services Office EDGE team focused on Wealth and Asset Management. You will collaborate with hedge funds, private equity and mutual funds tax planning and advisory services. Join a team delivering specialized tax technical...SeniorAssetWork at officeFlexible hours
- Setpoint, part of the inTENT family, is seeking a Transaction Manager to own TPR review engagements end to end for residential mortgage files, including non-QM income, assets, liabilities, and collateral analysis. You will translate client scope, manage timelines against...SeniorAsset
- LHH is partnering with a growing global alternative investment and asset management organization to identify a Financial Controller for its Austin-based finance team. This hands-on role leads monthly closes, consolidations, and reporting in a multi-entity environment....SeniorAsset
- ...Dealer Relationship Manager Develop and maintain strong relationships with dealers through in-person meetings, regular phone contact and written communications. Enroll new dealers, increase application flow, and maximize loan production in assigned territory. Essential...SeniorFull timePart timeWork at office
- Kestra Investment Management is seeking a Senior Portfolio Manager to join the team as a key external representative and thought leader. You will help... ...collaborate with the portfolio management group to drive asset growth while advising advisors and clients. The role...SeniorAsset
- The Texas Comptroller of Public Accounts, through TTSTC External Investments, invites applications for a Portfolio Manager to perform asset management, market research, due diligence, and preparation of Investment Committee materials. Join a team that analyzes global public...SeniorAsset
$108k - $135k
PIMCO Ltd. is seeking a Compliance Officer to join their Legal and Compliance Department. This role involves managing broker-dealer compliance, including Form U4 and U5 filings, conflicts of interest oversight, and e-surveillance monitoring. The ideal candidate will have...- ...its market share within the Auto Industry with assets in excess of 20B. We have business relationships... ...and PASSION to assist our more than 25,000 dealer partners throughout North America. Our Dealer Account Managers are individuals with the vision and dedication...AssetRemote jobFull timeWork experience placementWork at officeLocal areaFlexible hours
$124k - $335k
...ApplicableSpecialismState & Local Tax (SALT)Management LevelSenior ManagerJob... ...Local Tax Financial Services Senior Manager, you will play a... ...effectively- Leading reverse audits and unclaimed property... ...information, handling proprietary assets, or collaborating closely...SeniorAssetFull timeH1bLocal area$124k - $335k
...standards (e.g. refer to specific PwC tax and audit guidance), the Firm's code of conduct,... ...to solve our clients' needs. As a Senior Manager you are expected to lead large projects,... ...customer information, handling proprietary assets, or collaborating closely with team...SeniorAssetFull timeH1b$91k - $321.5k
...standards (e.g. refer to specific PwC tax and audit guidance), the Firm's code of conduct,... ...guidance to the owners of PwC. As a Senior Manager you are expected to lead large projects,... ...customer information, handling proprietary assets, or collaborating closely with team...SeniorAssetFull timeH1bRemote work- ...will ensure GAAP compliance, drive month-end closes, and enhance internal controls while partnering with executives on financial strategy... ...communication skills, and a hands-on approach to improve processes, automate workflows, and safeguard assets. #J-18808-Ljbffr DoistSeniorAsset
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