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Investment Compliance Analyst — Hybrid Role

KBW Financial Staffing & Recruiting

KBW Financial Staffing & Recruiting in Boston, MA is seeking a Back Compliance Associate for a permanent, hybrid role. The position involves daily investment compliance monitoring for registered funds, pooled vehicles, and managed accounts, identifying exceptions and escalating as needed. You will research issues with stakeholders, assist with shareholder threshold reviews and ownership filings, and help implement and maintain the compliance system to monitor investment guidelines and #J-18808-Ljbffr KBW Financial Staffing & Recruiting

Vacancy posted 3 days ago
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