Senior Compliance Testing Analyst: Shape Banking Compliance
TD
TD Bank US Compliance is seeking a Senior Compliance Testing Analyst to execute independent testing of controls across the bank. You will develop test steps, analyze controls, and summarize results for leadership. You may lead parts of engagements and coach teammates, contributing to an evolving compliance program in a fast-paced environment. The role emphasizes regulatory knowledge, data analytics, and strong communication, with a focus on risk-based testing and continuous improvement across #J-18808-Ljbffr TD
- Senior Compliance Testing Analyst Work Location: Charlotte, North Carolina, United States of America Hours:... ...Description: Why Work with Us? At TD Bank US Compliance, we're on a mission to... ...have the unique opportunity to help shape the future of the bank while collaborating...SeniorWork experience placementWork at office
- ...role. Line of Business: Compliance Why Work with Us? At TD Bank US Compliance, we're... ...unique opportunity to help shape the future of the bank... ...Monitoring and Testing Team Summary: U.S. Compliance... ...issues. Duties: The Senior Compliance Testing Analyst is responsible for...SeniorWork experience placementWork at officeLocal areaWork from homeFlexible hours
- ...Job Description Job Description SUMMARY: The Testing and Monitoring Compliance Analyst II is responsible for evaluating, and executing complex... ...Federal and State regulations and laws; including, the Bank Secrecy Act and the Anti-Money Laundering Act....SuggestedWork at office
$210k - $300k
⚖️ Senior Legal Counsel (Banking Partnerships) Banking Infrastructure Platform $210,000 - $300,000 +... ...intersection of legal, product, commercial, compliance, and strategy teams, helping... ...autonomy from day one. Opportunity to shape products used by leading fintech...Senior$72.28k - $117.52k
...The US FCRM Monitoring and Testing team at TD is a growing team... ...evaluating financial crime compliance controls, identifying... ...financial crime risk at TD. The Senior FCRM Testing Analyst executes independent... ...operational units across the Bank to evaluate the effectiveness...SeniorFull timeWork experience placementH1bWork at officeLocal areaWork from homeFlexible hours- At U.S. Bank, we’re on a journey to do our best. Helping... ....U.S. Bank is seeking a Senior Information Security System-Level Risk Analyst to serve as a senior... ...strategies. They will also help shape team processes, mentor... ...legal, regulatory and compliance requirements for...SeniorFull timeLocal area3 days per week
- ...the market and regulatory factors that shape the industry. 5. Strong written and verbal... ...experience3. Previous experience in banking, with specific emphasis on reporting, business... ..., systems, technology, data, risk, compliance or related areas4. Working knowledge of...SeniorFull timePart timeShift workDay shift
$65 per hour
...financial services industry, is seeking a Compliance BA (Business Execution Consultant 4 -... ...department supporting the Corporate & Investment Banking (CIB) business units. The ideal... ...'s Needed?5+ years of relevant Business Analyst experience in regulatory and compliance...Contract workTemporary workFlexible hours$127.31k - $243.34k
...applicable policy and business needs.The OpportunityThe Compliance & Operational Testing Analyst Lead serves as a regulatory subject matter expert supporting... ...implementation of Continuous Monitoring within the FLOD Bank Testing Program. This role translates complex consumer...Full timeH1bWork at officeRemote workHome officeFlexible hours- ...contract basis. The role focuses on liaison between business stakeholders and technology teams, guiding end-to-end delivery of complex banking-focused initiatives, and ensuring regulatory alignment. The position requires extensive project management experience, strong...SeniorContract work
- ...apply for the Client Service Senior Associate role at JPMorganChase... ...our Commercial & Investment Bank (CIB) and become an integral... ...broad knowledge, you will ensure compliance with technical standards and... ...other departments and shaping short-term outcomes. You will...SeniorFull timeTemporary workPart timeNight shift
$132.7k - $303.2k
...Anywhere in Country At EY, we’re all in to shape your future with confidence. We’ll help... ...to dynamic new entrants across Banking and Capital Markets, Wealth and Asset Management... ...as the Tax Functional Leader across compliance, advisory or annuity tax service delivery...SeniorWork experience placementSummer holidayFlexible hours$75 per hour
...Our client, a diversified financial services company providing banking and investing services, is seeking a Accountant Principal for... ...ledger, cash payments/collections, tax transactions, etc.) in compliance with U.S. generally accepted accounting principles (GAAP), regulatory...SeniorContract work$110k - $185k
...DescriptionWhat is the Opportunity?Join us as our Senior Audit Manager, Internal Audit Regulatory Compliance and Risk Management in Raleigh, NC. RBC Bank is a subsidiary of Royal Bank of Canada... ...also requires performing fieldwork testing.Manage resource planning to ensure...SeniorFull timeWork experience placement$103.75k - $174.75k
...internal controls, consumer compliance, technology, operational risk... ...accounting, data analytics, and banking operations. Our audit teams... ...Audit group is seeking an eager Senior Manager - IT Audit in New... ...meetings and walkthroughsDevelop test steps, audit findings, and...SeniorWorldwide- ...a leading provider of digital banking and lending solutions to banks... ...an innovative and experienced Senior Software Engineer to join our... ...is also an opportunity to help shape how the team uses AI and agentic... ...improve how we design, build, test, and operate software....SeniorFull timeWork visa
- Join a forward-thinking compliance team at the forefront of innovation in investment advisory services. As a Senior Compliance Advisor supporting Vanguard Personalized Indexing... ...Management (VPIM), you’ll play a pivotal role in shaping the future of our personalized investment...SeniorFull timeWork experience placement
$165k - $240k
...The Opportunity The Senior Director – Fraud & Payments... ...with Legal and Compliance partners, this leader will... ...deepens and expands primary banking relationships across... ..., measure, monitor, test, and report on fraud and... ...build new capabilities, shape future-state operating...SeniorFull timeTemporary workPart timeWork experience placementWork at officeRemote workRelocation packageFlexible hours- PM with Banking domain and managed Cloud projectsKey ResponsibilitiesPlanning Define project scope goals milestones and deliverables Create detailed timelines and schedulesBudgeting Estimate costs and manage the project budget to prevent overspendingTeam Leadership Build...SeniorShift work
- ...At Bank of America, we are guided by a common purpose to help make financial lives... ...all backgrounds and career paths - whether shaped by military service, community college education... ..., and make an impact. Join us! The Senior Vendor Funding Manager is a senior...SeniorWork at officeFlexible hoursShift workDay shift
- Join a dynamic compliance team that’s not just about rules—but about shaping the future of ethical investing. As a Senior Compliance Advisor, you’ll help ensure our advisory services and business activities align with the highest standards of integrity, transparency, and...SeniorFull timeWork experience placement
$87k - $140k
Corporate & Investment Bank (CIB) delivers a comprehensive suite... ...:Wells Fargo is seeking a Senior Business Execution Consultant... ...documentation, coordination, testing, and completion.Work independently... ...certain incidents.Specific compliance policies may apply regarding...SeniorFull timeWork experience placementWork at office$109.9k - $125.4k
...Principal Auditor, (Experienced Senior Auditor) AML/Fraud and... ...BSA/AML, Sanctions, and Fraud Compliance related audit projects that provide... ...and perform relevant testing based on the risks and processes... ...~5+ years of experience in banking, in the financial services industry...SeniorFull timePart timeLocal area3 days per week- ...leading provider of digital banking and lending solutions... ...an impact.SUMMARYThe Senior Product Marketing... ...contributor responsible for shaping go-to-market strategy,... ...banking customers, industry analysts, strategic partners,... ...this be a competitor?" test. Build and maintain...SeniorFull timeWork experience placementWork visa
- ...At Bank of America, we are guided by a common purpose to help... ...backgrounds and career paths - whether shaped by military service, community... ...The Global Market Risk Stress Testing team within this organization... ...global markets business and senior risk management. The team...Work at officeFlexible hoursShift workDay shift
- ...roleWells Fargo is seeking a Senior Business Execution Consultant... ...business roadmap, requirements, testing, documentation, and... ...Experience supporting retail banking, financial services, branch distribution... ...a strong risk mitigating and compliance-driven culture which firmly...SeniorFull timeWork experience placementRelocation3 days per week
- Innova Solutions is hiring a Communications Surveillance & Compliance Specialist in Charlotte, NC. This full-time/contract role focuses on risk oversight, reviewing electronic and voice communications, and strengthening surveillance controls. The ideal candidate has deep...Full timeContract work
$87.7k - $100.1k
...Overview Senior Auditor, Compliance and Privacy (Hybrid) Capital One’s Audit function is a dedicated... ...activities. Perform relevant testing based on the risks and processes associated... ...~2+ year of experience in banking, in the financial services industry,...SeniorFull timePart timeLocal area3 days per week- ...Marketing contacts to Commercial and Corporate Banking and Commercial Real Estate, building... ...PowerPoint, preparing presentations for senior level teammates9. Developing presentation... ...of the market and regulatory factors that shape the industry.Ability to interpret...SeniorFull timePart timeWork at officeShift workDay shift
$132.5k - $338.3k
...with deep expertise in Sales and Commerce Transformation within Financial Services Industries (Banking, Capital Market and Insurance). This person will have expertise to both Shape, Sell and Deliver Sales and Commerce Transformations with experience across go to market...SeniorFull timeWork experience placementLive inWork at officeLocal area
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