Head of Product Management Bank & Broker-Dealer Growth
Broadridge Financial Solutions , Inc.
Broadridge Financial Solutions is seeking a Head of Product Management for our Bank Broker Dealer business in New York. You will create product strategies, manage product roadmaps, and lead a team to drive execution and growth. The ideal candidate has over 10 years of industry experience, strong product management skills, and the ability to collaborate effectively across teams. This hybrid role offers flexibility while working from a Broadridge office. #J-18808-Ljbffr
- ...along the way, come join the Broadridge team. As the Head of Product Management for our Bank Broker Dealer business, you will create the product strategy, be... ...go-to-market strategies that drive business growth and meet client needs. You will partner with BU leaders...SuggestedWork at officeLocal areaRemote work
- ...New York Self Clearing Broker Dealer is seeking an... ...room for significant growth as the right individual... ...customer assets. · Create management reports to monitor capital... ...Responsible for daily bank reconciliations. ·... ...leadership qualities and production. Pluses for...SuggestedPermanent employmentTemporary work
$150k - $180k
...opportunities to all colleagues. Growth opportunities and skill... ...to support our Broker-Dealer Regulatory Reporting... ...under Rule 15c3-3. * Manage the timely funding of the Special Reserve Bank Account and ensure all... ...g., client migrations, product launches, booking‑model...SuggestedWork at officeLocal areaWork from homeFlexible hours$143k - $180k
...MUFG US and Canada Broker Dealer Treasury - VP page is loaded##... ...and sustainable growth for a better world.With... ...funding and liquidity risk management, asset liability... ...knowledge of broker dealer products (e.g., secured... ...collaboration with Tokyo head office departments.**Responsibilities...SuggestedWork at officeLocal areaRemote work- ...JPMorgan Chase. As part of Risk Management and Compliance, you are at... ...Lead Credit Officer on the Banks and Broker Dealers team, you will leverage... ...including traditional credit products, markets products (... ...fostering their development and growth Required Qualifications, Capabilities...Suggested
$135k - $160k
...and operates Betterment’s broker‑dealer entity that safeguards... ...auditors, clearing firm, and banking institutions. As Senior Manager of Broker‑Dealer... ...processes to support our growth. This role is based out of... ...regulators, and working with our Product and Engineering teams to...Temporary workWork at officeLocal areaMonday to ThursdayFlexible hours$136.5k - $300k
...Director, Global Segment Marketing Manager - Wealth Intermediaries & Banks/Broker-Dealers Marketing At BNY, our... ...company better and enables employees' growth and success. As a leading global... ...Collaborate with executive leadership, product, sales, and relationship teams to...Temporary workWorldwideFlexible hours$156.17k - $192.61k
...Compliance Lead, Broker‑Dealer & Investment Adviser... ...directly to the Head of Compliance. This... ...pace with Gusto’s growth. Serve as the primary... .... Own incident management and escalation, including... ...with Legal, Product, Finance,... ...ID), GLBA, and the Bank Secrecy Act. Proven...Full timeLocal area$143k - $180k
...MUFG Bank, Ltd is seeking a VP for their US and Canada Broker Dealer Treasury team in New York. Candidates should have over 7 years... ...thorough knowledge of broker dealer products, and strong analytical skills. The role involves managing projects to optimize funding and...$150k - $185k
...energy and agricultural products, executing around 50 million... ..., consumers and traders, banks, hedge funds and asset managers. With more than 35... ...Role Marex is seeking a Broker-Dealer Compliance Advisor (focusing... ...Responsibilities Support the Head of U.S. Broker-Dealer...Immediate start- ...is adding Senior Accountant to their team.In this role your duties will include:Broker dealer accounting for equites, commodities and swaps: Prepare financial statements Reconcile bank accounts, clearing accounts, trading activity, and customer balances...Hourly payContract work
- ...work. The ideal candidate has proven experience as a CFO in a broker-dealer environment and a strong understanding of relevant... ...including FINRA and SEC. Key responsibilities include developing financial strategies and managing financial reporting. #J-18808-Ljbffr...
$150k - $185k
...energy and agricultural products, executing around 50 million... ..., consumers and traders, banks, hedge funds and asset managers. With more than 35... ...Marex is a seeking a Broker-Dealer Compliance Advisor (focusing... ...Responsibilities: Support the Head of U.S. Broker-Dealer...Immediate start- VP Candidate For Broker-Dealer Regulatory Reporting Team We are seeking a highly... ...formula under Rule 15c3-3. Manage the timely funding of the Special Reserve Bank Account and ensure all deposits/... ...initiatives (e.g., client migrations, product launches, booking model changes,...Work at office
- TD Bank in New York is looking for a highly experienced VP candidate for their Broker-Dealer Regulatory Reporting team. This role involves overseeing SEC financial rule reporting, managing net capital computations, and ensuring compliance with regulatory requirements. Candidates...
$130k - $177k
...Business Analyst to join our Broker Dealer Back Office team, with a focus on Transaction Lifecycle Management (TLM) for collateral... ...efficiency across a diverse product set, including fixed income,... ...broker‑dealer or investment banking. Strong understanding of TLM...Contract workH1bLocal areaRelocation3 days per week- ...candidate should be an Accounting Graduate with a Chartered Accountant/CPA designation and have 3-5 years of experience in the banking or broker-dealer sector. Responsibilities include day-to-day accounting, financial statement preparation, and collaboration with trading...
$120.8k - $137.9k
...Surveillance Principal Associate (Broker-Dealer & Swap Dealer) About the... ...Capital One’s Commercial Banking market conduct surveillance... ...candidate will bring strong product and market-conduct knowledge... ...Running: Pinging, Escalation Management: Formally escalate high-risk...Full timePart timeLocal area- ...into a massive shift - from banks to phones - bringing... ...reached. The next stage of growth will fuel a network of services and products especially designed to make... .... Reporting to the Head of South Asia, you will own... ...US cities Build and manage a structured partnership...Local areaFlexible hoursShift workNight shiftWeekend work
- ...integrated solutions to manage everything from... ...to-one ideas into real products, and you "get stuff done... ...build the future of global banking. If that sounds like you... .... About the Team Growth & Revenue Systems in Strategy... ...team. Reporting to the Head of Growth, you will own...WorldwideRelocation
- ...integrated solutions to manage everything from... ...to-one ideas into real products, and you "get stuff done... ...build the future of global banking. If that sounds like you... .... About the Team Growth & Revenue Systems in Strategy... ...to work with the Head of Growth to develop and...Work experience placementWorldwideRelocation
$170k - $270k
...experience to join the Global Banking and Markets Legal team in... ...regulatory analysis of existing products and new initiatives. Assist... ...and custody services. Manage outside counsel. Collaborate... ...SEC and FINRA rules governing broker-dealers. Knowledge of the SEC and state...Full timeTemporary workPart time$200k - $225k
...accessing investing and savings products, services, advice, and... ...loyalty, retention, and revenue growth. DriveWealth’s commitment to... ...the Role As Director - Broker-Dealer FINOP, you will be responsible... ...needed Communicate with Senior management in identifying and resolving...Work at officeWork from homeWork visaFlexible hours$118k - $188k
...The Vice President of Broker Dealer and Middle Office Operations will... ...settlement, and operational management of municipal, preferred, and... ...Communication, Negotiation, Nuveen Products/Services Acumen,... ...investors. We invest in the growth of businesses, real estate,...Work experience placementWork at office$106.4k - $161.4k
...DealerOn, Inc. is seeking a Director of SEO to lead the SEO department and drive growth while ensuring high levels of client satisfaction. This role involves managing the SEO team, establishing strategies, and performing technical audits on client websites. Candidates...Local areaRemote work- Firstrust Bank is seeking a Mortgage Loan Originator to help originate quality mortgage loans, ensure compliance with federal regulations... ...with various internal and external sources. Join us at Firstrust Bank, where your growth is our growth! #J-18808-Ljbffr Firstrust Bank
- ...tapped into a massive shift—from banks to phones—bringing digital finance... ...never reached. The next stage of growth will fuel a network of services and products especially designed to make money... ...and financials for the corridor; manage CRM tools; resolve low-level customer...Part timeLocal areaFlexible hoursShift workNight shiftWeekend work
- ...credit firm, pioneering a new standard in growth capital through a nexus of the sharpest... ...leading financial institutions including MUFG Bank Ltd., Spark Capital and KeyBank. About... ...role in the USA market. You will manage commercial opportunities from inception through...Temporary work
$200k - $250k
...a leading global investment bank recognized for delivering independent... ...global M&A transactions. Broker-Dealer and Capital Markets Coverage... ...execution & liquidity Product marketing & distribution... ...contributions will include: Managing and advancing every stage of...Internship- ...millions of decisions every day, Taktile helps banks, fintechs, and insurers move from vision... ...looking for a hands‑on (Senior) digital growth Manager to join our marketing team and own paid... ...channels) Collaborate with Content and Product Marketing to define our organic search...
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