NYC-Based Equities Trade Surveillance Associate
$100k - $135kTD
TD is seeking an Associate-level candidate for their Equities Trade Surveillance team in New York. The ideal candidate will have 3-5 years of experience in surveillance of Equities/Exchange Traded Products trading and possess in-depth knowledge of the trade lifecycle. Key responsibilities include risk management, conducting meaningful analysis, and building relationships with compliance partners. The role offers a salary range of $100,000 to $135,000 and emphasizes growth opportunities in a supportive environment. #J-18808-Ljbffr TD
$100k - $120k
...that operate collaboratively based on the Firm's overall... ...Information Management and Trade Surveillance Compliance, which administers... ...highly organized, and proactive Associate to join our Information Management... ...loans, high yield debt, equities, and real assets. Knowledge...Employment EquitySurveillanceTemporary workWork experience placementFlexible hours- Associate/AVP, Trader, Global Trading Unit, Portfolio Execution & Solutions Group - Equities Location: New York, US Job Function: Portfolio Execution... ...‑trade checks, and market surveillance Build and maintain strong... ...The anticipated base salary range for this role...Employment EquitySurveillancePermanent employment
$135k - $160k
...digital assets platform spans trading, investment banking, asset management... ...crypto product suite to AMER based institutions. You will gain... ...either Cefi or Defi FICC or equities, with a strong understanding... ...Bachelor’s degree Office first (NYC), remote second mindset Bonus...Employment EquityWork at officeLocal areaRemote workFlexible hours- ...information, visit DailyPay's Press Center. The Role: The Sr. Associate, Account Based Marketing (ABM) will be a key driver in expanding our... ...Exceptional health, vision, and dental care Opportunity for equity ownership Life and AD&D, short‑and‑long‑term disability Employee...Employment EquityTemporary workLocal areaImmediate start
$191k - $259k
...Ventures is seeking a Compliance Officer – Trade Surveillance to monitor trading activities in... ...position offers a competitive compensation package, with expected base pay between $191,000 and $259,000, and may include performance-linked bonuses and equity. #J-18808-Ljbffr...Employment EquitySurveillance$70k - $130k
...oversight of the Firm’s trading activities to help... ...interest. The Senior Associate will assist the Chief... ...evolve the Firm’s trade surveillance and compliance infrastructure... ...trade data across equities, fixed income, and... ...will not discriminate based on race, religion, national...Employment EquitySurveillanceLocal areaFlexible hours- ...NYC Quantitative Trading Firm C++ Team Lead / CTO A quantitative trading firm located in NYC is... ...The company specializes in futures and equities. They are looking to develop a next generation... ...experience is a must. ~150 - 300 K base plus bonus EOE Statement:...Employment Equity
$19 - $20 per hour
...Posting Title American Girl NYC - Asset Protection Associate (FT/benefitted) Requisition Number... ...of projected hiring range, however base pay will be determined based on a candidate... ...the loss of company assets through surveillance, conducting employee package checks...SurveillanceHourly payFull timeWeekend workAfternoon shift- CW Talent Solutions is partnering with a leading hedge fund to hire a Senior Trader APAC Trading . This senior role will oversee execution of both systematic and discretionary equity strategies across Asian markets, driving alpha and managing trading teams. The Firm...Employment Equity
$70k - $80k
...Cybersecurity Engineering Associate, Hybrid Hybrid, NYC: 3 days in office and 2 days remote Must be authorized to work in... ...Tenable, etc. Knowledge of hedge fund, private equity, or RIA operations/compliance Base Salary Range ~$70K-$80K per year About Drawbridge...Employment EquityWork at officeRemote work- ...views on real-world events by trading on outcomes across politics,... ...opinions into transparent, market-based probabilities that reflect... .... We're hiring a Trade Surveillance Analyst to help monitor trading... ...~ Competitive salary & equity ~ Unlimited PTO ~ Full Health...Employment EquitySurveillanceNight shiftWeekend work
$156k - $208k
Goldman Sachs is seeking an Associate for Trading in New York, New York. The role involves executing... ...trades and prices across asset classes like equities and commodities as well as conducting... ...portfolio risk management. An annual base salary of $156,000 - $208,000 is...Employment Equity- ...Associate Vice President, Asset Based Financing Operations About the Company Globally renowned real estate... ...Type Privately Held, Private Equity-backed About the Role The Company... ...and agents on position updates and trade-related issues, as well as daily portfolio...Employment EquityWork at office
$100k - $135k
...range over time as they progress in their role. The base pay actually offered may vary based upon the... ...Description:**The TDS US Compliance team is looking for an Associate-level candidate to join the FX Trade Surveillance team. Preferred 3-5 years of experience in...SurveillanceTemporary workWork experience placementWork at office- ...Commercial and Investment Banking's Equities Electronic Trading team, you are an integral part of an... ...languages for Automation, Monitoring and Surveillance Advanced knowledge of software... ...automating Test Strategies/Test Plans based on functional Testing and non-functional...Employment EquitySurveillanceWork at office
$156k - $208k
Job Duties Associate, Trading with Goldman Sachs & Co. LLC in New York, New York. Responsible for... ...executing trades in asset classes such as equities, commodities and foreign exchange,... ...receipts), and futures. Salary Range Annual base salary for this New York, New York...Employment Equity- Job Description Quantitative Trading & Research (QTR) is an expert group... ...business. Job Summary As an Associate in the Quantitative Trading &... ...rewards package including base salary determined based on the... ...form of cash and/or forfeitable equity, awarded in recognition of individual...Employment EquityWork at office
$159.4k - $181.9k
Trade Surveillance Manager (Broker-Dealer & Swap Dealer) - Capital One About... ...Broker‑Dealer activities (Equities and Fixed Income). The candidate... ...7/24, NFA Swap Dealer Associated Person proficiency). Strong... ...manipulation. Experience with rule‑based surveillance platforms (...Employment EquitySurveillanceFull timePart timeLocal area- ...Alternatives Middle Office Operations - Associate on the Trade Lifecycle team, you support critical... ...investment products, including direct equity and credit solutions, giving you exposure... ...competitive total rewards package including base salary determined based on the role,...Employment EquityWork at office
$110k - $150k
...divh22-Year Associate, ABF Asset Management/h2pCarlyle Global Credit... ...collateral analytics and portfolio surveillance across Carlyles ABF... ...issuances./liliPrepare borrowing base calculations, covenant compliance... ...segments Global Private Equity, Global Credit and Carlyle AlpInvest...Employment EquitySurveillanceTemporary work$56k - $86k
...This role requires you to be in either our NYC office or our Corporate Headquarters in... ...underwriting, pricing, risk evaluation, or equity compensation. Support data quality, documentation... ...Competitive Compensation: anticipated base salary from $56,000 to $86,000 based on...Employment EquityWork experience placementInternshipWork at officeLocal areaImmediate startAfternoon shift2 days per week$175k - $350k
...building the next generation of trading and control platforms that... ...with traders, business control, surveillance, regulatory operations, and... ...array of fixed income and equity securities. Our world-class capabilities... ...with applicable law, the base salary range for this role is...Employment EquitySurveillance- ...America Inc. (“DCMA”) is a New York-based registered securities broker-... ...Our main focus is on the sales and trading of Japanese, Asian, and U.S. equities, fixed income instruments, financial... ...Position Summary: The Trading and Surveillance Compliance Specialist supports the...Employment EquitySurveillanceTemporary workWork at officeLocal areaRemote workFlexible hours3 days per week
- Position Summary As an Associate on the FICC ETF trading team, you will execute automated trading strategies... ...competitive total rewards package including base salary determined based on the role,... ...the form of cash and/or forfeitable equity, awarded in recognition of individual...Employment Equity
- ...management initiatives in algorithmic trading. As an Associate in the Futures Execution Product team,... ...competitive total rewards package including base salary determined based on the role,... ...the form of cash and/or forfeitable equity, awarded in recognition of individual...Employment Equity
$120k - $160k
...Technology Inc.: Offering a data-rich trading platform, we provide... ...The Vice President, Trading Surveillance will be responsible for monitoring... ...have deep experience with equities, options, and crypto... ...City, NJ This role must be based on the office locations specified...Employment EquitySurveillanceContract workWork at officeLocal areaRemote work$125k - $145k
...credit, real estate, and private equity transactions. Job... ...for an Investment Reporting Associate. This role reports directly to... ...Compensation Range The anticipated base salary range for this role is... ...transactions and establish post‑closing surveillance procedures. Manage fee...Employment EquitySurveillanceWork at officeImmediate start3 days per week$150k - $180k
...time as they progress in their role. The base pay actually offered may vary based... ...looking for a Vice President to join the Trade Surveillance team focused on Communications. The... ...Officer Program ~ Basic knowledge of Equities, Fixed Income and FX is required ~ Knowledge...Employment EquitySurveillanceWork experience placementWork at officeLocal areaWork from homeFlexible hours$200k - $280k
...les fonctionnalités de base du site, la sécurité et... ...of Compliance, Employee Trading, TD Securities (US)... ...conducting all activities associated with personal trade monitoring and surveillance* Manage the creation and... ...to a premier U.S. equities business and highly-diverse...Employment EquitySurveillanceTemporary workRemote workWork from homeFlexible hours$100k - $125k
...Monticello”) is a real estate and asset‑based lender providing asset management and comprehensive... ...evaluation of investments in debt and equity across all real estate asset classes,... ...required documentation Support the surveillance and asset management of Monticello’s...Employment EquitySurveillanceWork experience placementWork at office
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