Regulatory Counsel
SIG Susquehanna
Overview
Susquehanna has an opportunity for an Attorney to join our Regulatory Counsel Team within our Compliance department in our Bala Cynwyd headquarters. This team provides legal and regulatory guidance to support the firm's compliance program and interfaces directly with trading, technology, operations, and legal teams as well as with external regulators, market participants, and others.
In this role you will:
- Advise Susquehanna personnel about regulatory requirements regarding securities, commodities and swaps, particularly focused on matters related to trading and markets
- Assess new regulations and their impact on Susquehanna, advise staff, and assist in coordination with other members of the compliance department to implement and/or enhance existing framework
- Draft written supervisory procedures and other compliance documents
- Support responses to regulatory examinations, inquiries, and requests for information from FINRA, the SEC, and other regulators
What we're looking for
- Minimum of 5 years of experience in securities law, broker-dealer compliance, or a related regulatory role (law firm, in-house, or regulator)
- Working knowledge of FINRA rules, Securities Exchange Act of 1934, and related SEC regulations
- Strong analytical, research, and written communication skills
- Ability to manage multiple projects and deadlines independently
- Juris Doctor
Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the Regulatory Counsel in Eastern, KY vacancy
$155k - $195k
...are seeking a self-motivated, results-oriented mid-level Legal Counsel to assist in providing legal advice to internal clients of the... ...of investment management, mutual fund, ETF and CIT legal and regulatory compliance work. The Legal Counsel will assist with the preparation...RegulatoryContract workWork at officeShift work3 days per weekHARBOR CAPITAL ADVISORS
Eastern, KY20 hours ago- ...Counsel Department: Legal Supervisor: SVP, Legal & General Counsel Location: Remote Summary: In this role, you will... ...compliance team to ensure that we comply with all applicable legal and regulatory requirements. What you will own (responsibilities):...RegulatoryContract workPrivate practiceRemote workFlexible hours
Neara
Eastern, KY20 hours ago - ...looking for a qualified attorney to join our team as Senior Claims Counsel , handling a high volume of claim files in multiple PL/GL... ...Commitment to ethical legal practices and compliance with all regulatory/professional standards What We Offer: TransEleven offers an industry...RegulatoryFull timeWork at officeRemote workWork from home
Alaska Department of Law
Eastern, KY3 days ago - ...Marex with timely, focused, practical legal services. The Legal Counsel assists the Senior Counsel in all areas relating to prime... ...Counsel to ensure that all contracts are consistent with Marex’s regulatory requirements under rules promulgated by the SEC, FINRA, NFA, CFTC...RegulatoryWorldwide
Marex Group Inc
Eastern, KY20 hours ago - ...Description Job Summary The Senior Legal Counsel serves as an experienced practicing attorney, contributing to the Legal Department... ...mediations, hearings, trials and other legal proceedings or regulatory as needed, representation Health System employees for in third...RegulatoryShift work
NACBA
Eastern, KY2 days ago - ...Job Description Our Auburn Hills, MI location is seeking a highly self-motivated and detail-oriented Attorney -Regulatory/Compliance to join our team. The ideal candidate has experience in technical product compliance and interfacing with U.S. authorities such as NHTSA...RegulatoryFor contractorsWork experience placementImmediate startWorldwideVisa sponsorshipWork visaRelocation package
Aumovio SE
Eastern, KY20 hours ago - ...supports SuperDial as we scale. The Role We’re hiring a Legal Counsel to serve as a key legal partner across SuperDial. This is a... ...legal considerations Support SuperDial’s healthcare regulatory and compliance needs, including HIPAA and matters involving protected...RegulatoryContract work
Superdial
Eastern, KY4 days ago $137.7k
...Senior Legal Counsel About the Role: Boston Scientific is seeking a Senior Legal Counsel to help support its Interventional Cardiology... ...and solutions that enable innovation while managing legal and regulatory risk. You will also help support acquisitions and other...RegulatoryHourly payFixed term contractWork at officeLocal areaShift work3 days per weekBoston Scientific Gruppe
Eastern, KY1 day ago- ...there! We’re seeking a hands-on, sharp, and technology-savvy Counsel (based in the United States) to join our legal team to provide... ...agreements, and other business agreements. You are a regulatory expert, with strong business judgment. You have a knack for analyzing...RegulatoryFor contractorsRemote work
Zapier
Eastern, KY20 hours ago - ...always welcome to come in more** Overview: The Senior Legal Counsel will provide legal and commercial advice in support of deal... ...teams to ensure that contractual terms are compliant with legal, regulatory and corporate risk preferences; Advise internal...RegulatoryH1bWork at office
Inovalon
Eastern, KY20 hours ago $134.4k - $168k
...STMicroelectronics has an excellent opportunity for a Junior Litigation Counsel in our Coppell, TX office. The Litigation Counsel will work as... ...dispute resolution forums, as well as governmental regulatory and adjudicative bodies. Responsibilities include working on...RegulatoryContract workLive inWork at officeWorldwideS T Company
Eastern, KY20 hours ago$200k - $260k
...execution workflows, renewals, and contract administration systems Regulatory & Compliance Support legal analysis related to DOE, NRC,... ...agreements Coordinate immigration matters and outside counsel relationships for sponsored employees Assist with development...RegulatoryPermanent employmentContract workH1bBlackwing
Eastern, KY1 day ago$200k - $400k
...and American Express Ventures. The Role As Senior Legal Counsel, you will be Traversal's first legal hire, building the legal... ...and security certifications (SOC 2, GDPR/CCPA) and emerging regulatory considerations relevant to an AI product operating inside customers...RegulatoryFull timeContract workWork at officeFlexible hoursAI Chopping Block, Inc.
Eastern, KY20 hours ago- ...legal and compliance team and support a broad portfolio of privacy, data protection, cybersecurity, emerging technology/AI, and regulatory matters. The attorney will partner with business, technology, information security, compliance, procurement, and legal stakeholders...RegulatoryFull timePart timeSeasonal workWork at officeRemote work
Summit Consulting
Eastern, KY2 days ago $130k - $200k
...space. ispaceUS is seeking a practical, business-minded Legal Counsel to provide legal guidance across our growing U.S.... ...compliant paths forward. The ideal candidate can balance legal and regulatory risk with business and mission objectives and is comfortable operating...RegulatoryPermanent employmentCasual workWork at officeRemote workAirbus Ventures
Eastern, KY20 hours ago$164.65k - $230.51k
## Legal Counsel, EmploymentApplylocations: Greater Seattle Area: Space Coast, FLtime type: Full timeposted on: Posted Todayjob requisition... ...communications with government agencies; provide support for regulatory and compliance matters such as EEOC, OFCCP, AAPs, and EEO-1...RegulatoryPermanent employmentTemporary workLocal areaBlue Origin
Eastern, KY20 hours ago- ...Emerald Cloud Lab is seeking a resourceful, business-minded Legal Counsel to join its legal team, reporting directly to the General... ...cost-effective use of external resources. Monitor legal and regulatory developments relevant to the technology industry and help translate...Regulatory
Emerald Cloud Lab
Eastern, KY20 hours ago - ...Tekion employs close to 3,000 people across North America, Asia and Europe. Job Introduction: Provides legal counsel on privacy, product development, and regulatory compliance, enabling Tekion to deliver innovative solutions while maintaining trust and meeting global...RegulatoryWork experience placement
Tekion Corp
Eastern, KY20 hours ago $127.7k - $187.29k
...services are delivered. The Job We are hiring Employment Counsel to anchor our employment and compliance work while flexing... ...compliance infrastructure: Design and operate practical processes for regulatory monitoring, training, policy review, audits, investigations,...RegulatoryFull timePrivate practiceLocal areaRemote workFlexible hours6sense
Eastern, KY3 days ago$150k - $160k
...Senior Counsel This position is hybrid in Wayne, PA, and the base salary range is 150,000 - 160,000 USD. Interested in a career that... ...the contract lifecycle Advise business stakeholders on legal, regulatory, and compliance matters impacting company operations Assist with...RegulatoryContract workFlexible hoursElemica
Eastern, KY3 days ago- ...As Senior Legal Counsel, you will sit at the heart of Grove's legal function, partnering daily with the different teams across transactions... ...blockchain-based financial products Evaluate the legal and regulatory impact of new product features, initiatives, and strategic...RegulatoryRemote work
Steakhouse Financial Limited
Eastern, KY20 hours ago - ...encourage you to visit us to learn more: We are seeking a Legal Counsel to join our growing legal team. This role is well-suited for... .... The Legal Counsel will provide legal support across regulatory, transactional, and operational matters, working closely with...RegulatoryRemote workFlexible hours
Securitize
Eastern, KY1 day ago $146.4k - $263.6k
...product development and finance teams to provide strategic legal counsel on complex commercial transactions that underpin Akamai's... ...Have experience dealing with global clients and international regulatory issues related to cloud services, content delivery networks, and...RegulatoryContract workWork experience placementWork at officeAkamai
Eastern, KY20 hours ago- ...high-caliber team of AI PhDs and engineers. The Role: Legal Counsel As a key member of our growing legal team, you will be at... ...Compliance: Navigate privacy (GDPR/CCPA), security reviews, and regulatory landscapes across multiple jurisdictions. Scalable...Regulatory
Solve Intelligence, Inc.
Eastern, KY1 day ago - ...experienced, business-minded attorney to join our legal team as a Legal Counsel. This high-impact role provides legal counsel across Incline’s... ...focus on reinsurance agreements, MGA contracts, insurance regulatory matters, and complex commercial transactions. The Legal...RegulatoryContract work
Incline P&C Group
Eastern, KY20 hours ago $167.14k - $208.93k
...able to work onsite in Richland, WA.** **GENERAL SUMMARY** The Counsel reports directly to the Legal Services Supervisor. This... ...include ensuring procedural and legal compliance in a number of regulatory areas such as environmental, nuclear, ethics, industrial safety...RegulatoryFull timeContract workWork at officeFlexible hoursEnergy Northwest
Eastern, KY4 days ago$225k - $275k
...next. As Qualified Health's first full-time in-house Commercial Counsel, you will own the day-to-day legal work across our book of... ...partners, advise on value-based arrangements, and manage the regulatory and compliance questions that come with building AI for healthcare...RegulatoryFull timeContract workQualified Health
Eastern, KY2 days ago$200k - $250k
...We're looking for a seasoned attorney to serve as Legal Counsel. This role is responsible for supporting all our business lines (e.... ...control agreements, letters of credit agreements, etc. Advise on regulatory compliance and implementation of key regulatory projects such...RegulatoryPermanent employmentFull timePrivate practiceShift workIMC B.V.
Eastern, KY2 days ago$191k - $207k
...Position Overview Reporting directly to the General Counsel, the Senior Corporate Counsel will be a vital strategic partner to the... ...corporate transactions, and meticulously handling external regulatory documentation, all while building the robust legal foundation...RegulatoryStartX.
Eastern, KY20 hours ago$150k - $200k
...support to mortgage/HELOC products and business units as Senior Counsel member of Legal Compliance team. Works with outside Counsel... ...Essential Job Duties and Responsibilities: Manage and work on legal, regulatory, and product issues related to mortgage/HELOC financial...RegulatoryGoodLeap, LLC
Eastern, KY3 days ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Regulatory Counsel. Be the first to apply!
Related searches
- regulatory accountant Eastern, KY
- regulatory law Eastern, KY
- regulatory Eastern, KY
- regulatory contract Eastern, KY
- clinical research regulatory Eastern, KY
- regulatory scientist Eastern, KY
- regulatory engineer Eastern, KY
- food regulatory Eastern, KY
- regulatory technician Eastern, KY
- regulatory executive Eastern, KY