SEC Audit Manager - Regulator
Regal Executive Search
SEC Audit Manager / Regulator Overview Overseeing the audits of public companies and SEC-registered brokers and dealers to protect investors and promote public interest through accurate, independent audit reports. Job Description As an SEC Audit Manager / Regulator, you will utilize your auditing skills and experience to participate in inspections of registered public accounting firms, including: Inspecting audit workpapers to evaluate compliance with the Sarbanes-Oxley Act, SEC rules, PCAOB standards, and professional standards; Assessing firms' quality control structures and their impact on audit quality; Interviewing firm personnel to understand their quality control and audit approaches, and identify deficiencies; Gathering information to support inspection findings; Researching technical issues and consulting with colleagues; Communicating findings to firm personnel and in inspection reports; Drafting inspection reports and comment forms. Additional Opportunities as an Inspections Specialist Enhance your technical skills, participate in inspection projects, develop or facilitate training courses, and be involved in recruiting processes. Qualifications CPA license required; 6-15 years of progressive audit experience, at the Senior Manager or Manager level, with U.S. traded companies; Bachelor's degree in Accounting; MBA or Master’s is a plus; Strong knowledge of PCAOB standards, GAAP, and IFRS; Excellent written and oral communication skills; Ability to work independently and in teams; Willingness to travel 20-30%, including internationally; Fluency in a foreign language is a plus. Our Values We value integrity, excellence, effectiveness, collaboration, and accountability in achieving our mission and vision. Equal Employment Opportunity We provide equal opportunity and a harassment-free environment, considering all qualified applicants, including those with criminal histories, as per applicable law. #J-18808-Ljbffr
- ...sophisticated assurance, advisory, and tax services to our clients. Our firm is thriving, and we seek a highly motivated SEC Senior Audit Manager for our growing Audit practice. We are seeking professionals in either Boston, Tampa, Raleigh, Richmond, Atlanta, Washington...SuggestedWork experience placementLocal area
$81.7k - $165.1k
Audit Manager Job Locations US-IL-Chicago | US-MN-St Louis Park | US-MN-Lake Elmo | US-IN-Evansville | US-IN-Indianapolis... ...products, fiduciary standards, asset management and applicable regulations (e.g., OCC, SEC) Salary Range The salary range for this position...SuggestedFull time$124k - $335k
...Competency: Industry Tax Practice Industry/Sector: Asset and Wealth Management Time Type: Full time Travel Requirements: Up to 20% The Opportunity As an Asset & Wealth Management Regulated Investment Company (RIC) - Senior Manager, you will focus on...SuggestedFull timeH1b$99k - $266k
...Practice Industry/Sector: Asset and Wealth Management Time Type: Full time Travel... ...individuals help businesses navigate complex tax regulations and optimise their tax positions.... ...standards (e.g. refer to specific PwC tax and audit guidance), the Firm's code of conduct,...SuggestedFull timeH1b$135.3k - $169.15k
...Senior Tax Manager At Cars Commerce, we're fanatical about simplifying... ...and use tax compliance and audits, and tax planning matters, as... ..., as well as, related SEC disclosures and internal reporting... ...of changes in tax laws, regulations, and accounting standards and...SuggestedFull timeLive inLocal areaHome office- ...coordination of internal and external audits), ensuring adherence to all relevant standards, including SEC reporting requirements... ...functional teams with expertise Manage tax audits and investigations,... ...of U.S. tax laws and regulations; experience with international...Temporary workRemote workFlexible hours
$95k - $125k
A confidential multi-entity organization is seeking a Senior SEC Accounting Analyst to support consolidated financial reporting and SEC filings. This hybrid position offers a competitive salary of $95,000 to $125,000 plus a 10% annual bonus. The successful candidate will...$125k
Senior SEC Accounting Analyst - Confidential Company Location: Hybrid schedule— 3 days onsite... ...discrepancies Support SOX compliance , audit requests, and documentation of internal... ...will receive priority consideration. Search managed by: Sarah Ayala Equal Opportunity Employer...Temporary workWork at officeLocal area$150k - $200k
Tootsie Roll Industries based in Chicago, IL is seeking an Assistant Controller to oversee external financial reporting, manage quarterly SEC reviews, and lead the accounting team. Ideal candidates should have 10+ years in corporate accounting, CPA certification, and a...- A leading asset management firm in Chicago is seeking an Assistant Controller to oversee day-to-day accounting functions and manage SEC reporting. The ideal candidate will have at least 6 years of relevant experience, a Bachelor’s degree in accounting or finance, and strong...Full time
- ...international tax obligations; managing sales and use tax across... ...compliance with applicable laws and regulations. Manage the global tax... ...uncertain tax positions, and SEC‑equivalent disclosures. Maintain... .... Manage sales and use tax audits, including responding to...Contract workWork at officeLocal area
$120k - $160k
...Audit Manager Audit Manager Prosperity Partners ("Prosperity") is a Chicago-headquartered public accounting firm offering best-in... ...procedures in accordance with U.S. GAAS, including PCAOB rules and regulations, for private company financial statements prepared in...- Manager, SEC Reporting & Technical Accounting Downtown Chicago | Hybrid A growing, innovation... ...quarterly reviews and annual audits Interface directly with external auditors... ...knowledge of U.S. GAAP and SEC disclosure regulations Strong technical writing skills; MD&A...
$107.35k
Audit Advisor - Assurance (Audit Services) (Manager) (Multiple Positions) (1705508) - Ernst & Young U.S. LLP, Chicago,... ...GAAS, including PCAOB rules and regulations, for private and public company financial... ...mandate. Apply knowledge of SEC rules and regulations over...Work experience placement$100k - $120k
...Collaboration, Ethics, Risk Management, and Diverse Experience and Opinions... ...knowledge of applicable SEC and FINRA financial... ...responsibility rules. Support the annual audit process by preparing audit... ...proprietary trading firm, or regulated financial services environment...Full timeWork at officeNight shift$113k - $170k
...Responsibilities Responsibilities: Manage and review complex tax returns: partnerships... ..., including percentage‑of‑completion (Sec. 460), job costing, revenue recognition nuances... ...Professional Conduct and applicable law, regulations, and professional standards. Wipfli LLP...Long term contractTemporary workFor contractorsLocal areaFlexible hours$7,602 per month
...Companies and Saving Institutions/Chicago Risk Management Supervision HR Tracking #: 37771... ...of Financial and Professional Regulation Class Title: BANK EXAMINER III - 04... ...of professional accounting, banking or auditing experience. Preferred Qualifications...Full timeContract workWork at officeImmediate startMonday to FridayFlexible hours- ...29 JOB REQUIREMENTS: • Degree in Auditing, Accounting, Finance or equivalent. •... ...and written communication skills, time-management and project management skills. • Leadership... ...service operations, reporting and regulation. • Familiar with Medicare/Medicaid...Contract work
$41.1 - $61.65 per hour
...10212 Enterprise Corporate - Internal Audit Status: Full time Benefits... ...procedures. Monitors compliance with regulations and controls by examining and analyzing... ...audit plans by leading discussions with management to identify timing, scope and objectives...Daily paidFull timeTemporary workPart timeWork at officeRemote workRelocationFlexible hoursShift work$80k - $92k
...The Internal Audit Department reports directly to the Audit Committee of Aon plc's Board... ...value to the organization by providing management assurance and advisory assessments with... ...corporate policy and designated laws and regulations. The Senior Auditor is a developing...Full timeTemporary workPart timeWork experience placementInterim roleLocal areaWorldwide$90k - $100k
...The Internal Auditor is a key contributor within the Internal Audit function, responsible for leading complex performance, operational... ...and audit planning. Maintain knowledge of HUD requirements, regulations, and audit practices. Demonstrate professionalism, curiosity...Temporary workLocal areaRemote work$68k - $113k
...Job Family : Internal Audit Travel Required : Up to 10% Clearance Required... ..., assess severity, and assist management in developing effective remediation plans... ...other basis protected by law, ordinance, or regulation. Guidehouse will consider for employment...Temporary workFlexible hours$119.77k - $140.9k
...all from Day One. Job Description The Corporate Audit Services (CAS) Audit Project Manager is a senior-level auditor responsible for leading and... ...consulting firm. Strong understanding of banking regulations, safety-and-soundness expectations, and regulatory trends...Temporary workWork experience placementLocal area3 days per week$119.77k - $140.9k
...you excel at—all from Day One. Job Description This Audit Project Manager position supports the Model Risk team within Corporate Audit... ...systems; company policies and procedures; applicable laws and regulations; and formal/informal control frameworks. Basic...Temporary workWork experience placementLocal area3 days per week$94.4k - $224.6k
...IT Internal Audit Manager Location: Chicago, IL only People in the Corporate Function career track contribute to the running... ...accuracy and compliance with applicable financial rules and regulations, including internal financial controls, to mitigate risk for...Live inWork at officeLocal areaFlexible hours- RSM US LLP is seeking a Temporary IT Audit Manager for its Global Banks Practice. This role requires extensive experience in internal auditing... ...will have strong knowledge of U.S. federal banking regulations and the ability to translate technical findings into actionable...Temporary workRemote work
$100k - $120k
...Job description – The IT Audit Manager is responsible for the execution of SOX/SOC testing, which includes managing a body of testing pertaining... ...unit Qualifications Knowledge/Skills Knowledge of SOX regulation with an emphasis on 404 testing requirements, auditing in the...$66.56k - $108.33k
...for Health Department: Rush Internal Audit Work Type: Full-Time - 40 Hours per... ...position interacts with various levels of management and multiple business processes across... ...policies and procedures and external laws and regulations; accomplishment of the RUSH’s goals and...Full timeWork at officeLocal area$130k - $145k
...innovation, and help shape the future of cannabis. Title: Manager, Internal Audit Location: Chicago, IL Job Type: FT About the... ...Accepted Accounting Principles (GAAP), and CPAB/PCAOB/SEC rules and regulations. ~ Bachelor's or master's degree with concentration...Permanent employmentFull timeFlexible hours$44 - $66 per hour
...Temporary IT Audit Manager – Global Banks Practice Join to apply for the Temporary IT Audit Manager – Global Banks Practice role at... ...experience , a strong understanding of U.S. federal banking regulations , and the ability to produce high-quality, regulator-ready...Hourly payFull timeTemporary workWork experience placementInternshipLocal areaRemote work
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