Counsel

Legal And Regulatory Compliance Specialist

This role will report to the VP- Head of Legal, US Futures Exchanges & Clearing and will focus on legal and regulatory compliance for US exchanges, clearing and trade repositories. The job will be based in Atlanta.

Responsibilities

• Provide regulatory and compliance support for the derivative trading, intermediation and clearing business units.
• Provides legal guidance and services to exchange and clearing house staff.
• Prepare board memoranda, rule amendment filings and notices.
• Assists exchange membership in the onboarding of new customers.
• Assist with comment letters and the review of new regulations.
• Research and advise on miscellaneous regulatory or new legal issues on an ongoing basis.
• Assist other attorneys, business leaders and paralegals on a variety of legal and business issues.

Knowledge and Experience

• Licensed attorney or J.D. required.
• 3+ years of experience in derivatives trading and financial markets or with a self-regulatory organization is preferred.
• Clearing house, exchange, brokerage, regulatory agency, bank, trade association or other financial services company or law firm required.
• Experience with CFTC or SEC rules related to exchange-traded derivatives and clearing is a plus.
• Must have a team player attitude and be willing to pitch in where needed.
• Self-motivated with ability to multi-task and work independently with confidential and sensitive information.
• Excellent communication skills are key; ability to attentively listen, actively engage, and concisely and effectively communicate.
• A strong work ethic, excellent leadership skills, and action-oriented interest in taking on increased levels of responsibility, is needed.

Intercontinental Exchange, Inc. is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to legally protected characteristics.