Director, Compliance Advisory - Investments

Lead compliance programs for multiple investment adviser entitiesShape advisory compliance strategy across complex product platformsAbout Our ClientA global investment organization offering a diverse suite of asset management and advisory products. The firm emphasizes strong governance, a forward‑looking risk culture, and disciplined oversight across all investment and operational activities.Job DescriptionSupport the Chief Compliance Officer in designing and managing compliance programs for affiliated registered investment advisersServe as a key advisor to investment, product, legal, distribution, and operations teams on compliance considerations related to new business initiatives and product developmentHelp cultivate a strong compliance culture by driving awareness of regulatory expectations and encouraging early incorporation of compliance perspectivesDraft, review, and enhance policies and procedures aligned with the Investment Advisers Act and other applicable regulationsPrepare required regulatory filings and documentationOversee periodic compliance risk assessments and contribute to the development of mitigation plansAssist with regulatory examinations, inquiries, and related responsesAnalyze complex regulatory or business issues and provide practical, risk‑aligned recommendationsManage competing priorities across multiple affiliated business lines with strong project management disciplineCommunicate clearly and confidently with senior leadership, clients, and regulatory bodiesThe Successful ApplicantBachelor's degree required; MBA preferredAt least 15 years of compliance experience within the asset management industry, with strong expertise in the Investment Advisers ActExperience with alternatives or complex investment strategies is advantageousStrong communication skills with the ability to engage senior executives and regulatorsAbility to independently evaluate regulatory questions, propose practical solutions, and drive executionStrong organizational, analytical, and project‑management capabilitiesWhat’s on OfferCompetitive annual salary ranging from $127,000 to $210,000 (USD).Leadership role with significant influence over investment adviser compliance strategyOpportunity to shape regulatory preparedness and strengthen cross‑functional governanceContactLauren Van ManenQuote job refJN-042026-6987264Job summaryFunctionPolicy, Economics & Regulatory AffairsSubsectorPolicy, Economics & Regulatory Affairs SubsectorIndustryFinancial ServicesLocationBostonContract typePermanentConsultant nameLauren Van ManenJob referenceJN-042026-6987264About Page ExecutivePage Executive are inclusive Recruiters and Hirers, as reflected in our Clear Assured Platinum Standard Accreditation from the Clear Company. We are passionate about attracting diverse talent and are committed to ensuring our processes are inclusive and supportive.