Executive Vice President, Finance and Operations
Confidential
Executive Vice President, Finance and Operations
About the Company
Prominent financial services company specializing in investment management, research & trading services
Industry
Financial Services
Type
Privately Held
About the Role
The Company is in search of a strategic Executive Vice President (EVP) of Finance and Operations to take on a pivotal role in overseeing the financial management, operational performance, and regulatory compliance of its self-clearing proprietary broker-dealer and affiliates. The successful candidate will be a hands-on leader with deep expertise in broker-dealer operations, GAAP accounting, and SEC/FINRA reporting, and will be responsible for driving operational excellence, ensuring accurate financial reporting, and maintaining full compliance with regulatory and accounting standards. Key responsibilities include partnering with the CEO and senior leadership, identifying and leading operational improvement initiatives, performing P&L and margin analysis, and managing all financial and regulatory reporting. Applicants for the EVP position at the company should have a Bachelor's degree in accounting or finance, with an advanced degree being a plus, and an active FINRA Series 27 license. A CPA is preferred, and a minimum of 10 years' experience in broker-dealer finance and operations, particularly in a FINOP or senior finance leadership role within a self-clearing environment, is required. The role demands a comprehensive knowledge of broker-dealer operations, FINRA/SEC regulations, and financial reporting requirements, as well as strong analytical, organizational, and communication skills. The ideal candidate will be a strategic thinker, detail-oriented, and proactive in driving process improvements, with the ability to build strong relationships and influence key decisions across the organization. Experience in related disciplines such as compliance, risk management, cash management, and treasury is highly desirable.
Hiring Manager Title
CEO
Functions
- Finance
- Operations
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Executive Vice President, Finance and Operations in Nashville, TN vacancy
- ...Chief Financial & Operating Officer (CFOO) About the Company Esteemed organization protecting the world... ...growth. The CFOO will be a key partner to the Executive Director and senior leadership team, overseeing finance, operations, and organizational infrastructure....Operations
- ...Executive Vice President of Business Process Automation About the Company Premier technology provider delivering data-driven credit... ...with various teams, including technology, product, sales, operations, and customer experience, to identify and implement automation...Operations
Confidential
Nashville, TN18 hours ago - ...Executive Vice President, Annuity Solutions About the Company Globally renowned reinsurance company Industry Insurance Type... ...effectively. The EVP will play a critical part in the company's operations, and as such, a high level of professionalism and...Operations
- Job Summary The Store seeks a strategic Chief Operating Officer (COO) to serve as a key executive partner to the CEO and lead the organization through its... ...strategic and operational counterpart, overseeing finance, human resources, information technology, facilities...OperationsFull time
- ...Vice President of Real Estate About the Company Innovative provider... ...role in the development and execution of real estate strategies... ...company's overall business operations. Applicants for the Vice President... ..., business administration, finance, or a related field, with a...Operations
Confidential
Nashville, TN1 day ago - ...Vice President of Finance & Administration About the Company Leading national mental health... ...management, technology, and business operations, particularly within a nonprofit environment... ..., strategic thinking, and the execution of all finance, technology, and business...Operations
Confidential
Nashville, TN1 day ago - ...Vice President, Accounting About the Company Innovative drone platform... ...reporting, accounting operations, internal controls, tax, treasury... ...and audit readiness. This senior finance leadership role demands a hands-on executive with a strategic mindset, capable...OperationsRemote work
Confidential
Nashville, TN1 day ago - ...Vice President, Finance About the Company Pioneering healthcare organization providing medical... ...be a strategic and collaborative executive, responsible for ensuring the long-term... ...financial leadership across hospital operations, service lines, budgeting,...Operations
Confidential
Nashville, TN4 days ago - ...Vice President, Field Finance About the Company Top-tier healthcare company Industry Hospital & Health Care Type Privately Held... ...successful candidate will be responsible for providing operational finance leadership, with a strong preference for those who...Operations
- ...states. POSITION SUMMARY: The Vice President of Strategic Finance is a senior, enterprise-facing... ...dynamic, cross-functional role that operates at the intersection of strategy,... ...Development to lead or support diligence and execution of transactions. Establishes and...Operations
Ardent Health
Nashville, TN3 days ago - ...Vice President of Revenue Cycle Operations About the Company Globally recognized pharmaceutical company... ...payer relations healthcare finance and reimbursement clinical advisement... ...work closely with the CFO and executive team to align revenue cycle strategy...Operations
Confidential
Nashville, TN2 days ago - ...Brand President About the Company Accomplished restaurant... ...be tasked with defining and executing the brand vision, growth strategy... ...brand consistency, and operational excellence. The Brand President... ...of operations, finance, and brand management. The role...Operations
Confidential
Nashville, TN2 days ago - ...Vice President, Treasury About the Company Industry-leading mortgage lender Industry... ...successful candidate will be a strategic finance leader with a strong background in... ...overseeing the organization's treasury operations, cash management, liquidity planning, and...Operations
- ...Vice President of Land Development About the Company Ambitious... ...Citizenship Financial Contracts Finance Insurance About the... ...to spearhead the execution of a multi-phase global real... ...strong background in field operations, project management leadership...OperationsRemote work
Confidential
Nashville, TN3 days ago - ...Vice President of Finance About the Company Emerging consumer brand Industry Consumer Services... ...serve as a strategic partner to the executive team. This pivotal role is focused on... ...for all core finance and accounting operations, including accurate and timely...Operations
- ...Vice President of Sales About the Company International manufacturer... ...is pivotal in defining and executing the North American... ...provide leadership for local finance and administrative functions... ...collaborate with engineering and operations teams, and represent the company...OperationsLocal area
- ...Vice President of Accounting About the Company Innovative SaaS platform... ...record in accounting and finance, capable of transforming... ...clear priorities and strong execution. This role is pivotal in leading... ...accounting, reporting, and operating discipline, ensuring...Operations
- ...Provide overall operational and financial leadership for the Kroger transportation network... ...operations. Responsible for developing and executing corporate transportation strategies,... ...Bachelor's degree in Supply Chain, Business, Finance, Engineering, or related field or...OperationsFull timePart timeFlexible hours
Krogerdc
Nashville, TN3 days ago - ...Vice President, Controller About the Company Innovative biopharmaceutical company Industry... ...a VP, Controller to join their global finance team. The successful candidate will be... ...and oversight of all accounting operations, financial reporting, and compliance with...Operations
- ...partners, donors, and stakeholders. Business operations, including running the organization's... ...critical work across HR, legal, and finance, are also key components of the position... ...individuals. Hiring Manager Title President Functions General Management Strategy...OperationsRemote work
- ...alternative investments specialty finance community development lending and... ...Officer (CLO) to lead the strategic and operational aspects of its lending platform. The CLO... ...its mission and impact objectives. This executive will also be tasked with maintaining portfolio...Operations
- ...Executive Coordinator The Division of Real Estate, Facilities and... ...budget exceeds $150 million in operating expenses and includes 600... ...specifically regarding the areas of Finance, Employee Relations, Systems,... ...primarily supports the Vice Chancellor for REFD's leadership...OperationsFull timeWork at office
Vanderbilt University
Nashville, TN3 days ago - ...Software Venture Capital Consulting Finance Financial Services Management... ...work closely with the CEO to define and execute strategic goals, particularly in the areas... ...integrations, process scalability, and operational standardization. This executive position...OperationsFlexible hours
- ...Chief Executive Officer (CEO) and Chief Operating Officer (COO) About the Company Well-regarded independent company in the FMCG & CPG sectors... ...consumers worldwide. Hiring Manager Title Founder CEO Functions CEO/President Operations...OperationsWorldwide
Confidential
Nashville, TN2 days ago - ...business loans business loans business financing alternative business loan... ...serve as a strategic partner to the Chief Executive Officer and Chief of Staff. This executive... ...-15 years' of leadership experience in operations, consulting, strategy, finance, program...OperationsWork at office
Confidential
Nashville, TN1 day ago - ...business loans business loans business financing alternative business loan... ...professionalizing, and scaling accounting operations, systems, and talent to ensure the integrity... ...organization. Key skills include executive leadership, team building, process improvement...Operations
- ...Vice President, Corporate Controller About the Company Top-tier provider of high-quality... ..., Corporate Controller to join their Finance leadership team. The successful... ...responsibility for the oversight of accounting operations, including the preparation of financial...Operations
Confidential
Nashville, TN4 days ago - ...Sedgwick is seeking a Senior VP of Operations Planning & Analysis to lead strategic planning, analytics, and financial modeling. The role supports executives with insights to optimize processes and impact the company’s performance, across the enterprise in a remote capacity...OperationsRemote work
Sedgwick
Nashville, TN18 hours ago - ...Vice President, Corporate Controller About the Company A leading organization... ...Controller to take on a pivotal executive role in overseeing its accounting operations. The successful candidate will... ...’s degree in accounting, finance, or a related field, with a CPA...Operations
- ...Chief Operating Officer About the Company Physician-partnered Site Management Organisation activating clinical research capability... ...growth • Own the KPI dashboard for site performance, study execution metrics, enrollment velocity, and site-level NSCM contribution...OperationsLocal areaRemote work
Confidential
Nashville, TN1 day ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Executive Vice President, Finance and Operations. Be the first to apply!
Related searches
- chief operating officer Nashville, TN
- executive vice president Nashville, TN
- chief operating officer healthcare Nashville, TN
- chief administrative officer Nashville, TN
- coo Nashville, TN
- chief operating officer - coo Nashville, TN
- coo non profit Nashville, TN
- vice president of retail operations Nashville, TN
- cannabis operations Nashville, TN
- special operations Nashville, TN