Regulatory Compliance Consultant CII
Wipfli
OverviewAt Wipfli, people count.At Wipfli, our people are core to everything we do—the catalyst behind our ability to create exceptional impact and extraordinary results. We believe in flexibility. We focus on relationships. We encourage each individual to follow their own path. People truly matter and they feel it. For those looking to make a difference and find a professional home, Wipfli offers a career-defining opportunity.The Regulatory Compliance Consultant II can work in person, remote, or in a hybrid environment in the Milwaukee, WI area. About 20% travel to client locations within the U.S. is required.ResponsibilitiesResponsibilities: Provide pro-active and on-going consultation regarding regulatory compliance risk assessment, remediation, monitoring, research, interpretation, change management, education, and board and management reporting Utilize consultative approach to assist financial services clients to develop and strengthen their compliance management system Provide compliance expertise and potential solutions to identifying regulatory gaps and associated risks Present information in a concise and effective manner to the board of directors, audit or supervisory committee, management, and business lines Conduct routine regulatory compliance testing for federal consumer compliance regulations Knowledge, Skills and AbilitiesQualifications:Bachelor’s degree in finance, accounting, business, or related degree OR equivalent years of experience in addition to the required years of experience 3+ years of regulatory compliance experience in banking or financial institutions Experience in creating, executing, and documenting regulatory compliance audits Knowledge and experience in lending Excellent oral, written communication and presentation skills; able to communicate effectively with both technical and business partners as well as executive management Strong analytical skills with high attention to detail and accuracy Ability to manage multiple responsibilities and prioritize in a high volume, high paced dynamic environment About 20% travel to client locations within the U.S. is required Carly Seidl, from our recruiting team, will be guiding you through this process. Visit her LinkedIn page to connect!#LI-hybrid #LI-CS1Additional DetailsAdditional Details:Wipfli is an equal opportunity/affirmative action employer. All candidates will receive consideration for employment without regards to race, creed, color, religion, national origin, sex, age, marital status, sexual orientation, gender identify, veteran status, disability, or any other characteristics protected by federal, state, or local laws.Wipfli is committed to providing reasonable accommodations for people with disabilities. If you require a reasonable accommodation to complete an application, interview, or participate in our recruiting process, please send us an email at View email address on click.appcast.io SummaryJob ID: 2026-8395Category: Risk Advisory ServicesRemote: No
$89.36k - $134.04k
About the Job:The IT & Cybersecurity Regulatory Response Consultant III supports the organization's response to cybersecurity regulatory examinations... ...and certification activities. As a second-line risk and compliance role, this position partners closely with first-line...SuggestedFull time- ...we will be better with you.The Supply Chain Sustainability and Compliance Analyst is responsible for developing supply chain... ...systems, and compliance testing.Lead sustainability and procurement regulatory compliance, including CSRD, CSDDD, EUDR, state-level EPR requirements...SuggestedWork at officeLocal areaWorldwideVisa sponsorshipWork visa
$100k - $140k
...% member-owned science and engineering consulting firm headquartered in Wisconsin, with over... ..., and results-oriented Environmental Regulatory & Grants Specialist to support coastal... ...through regulatory permitting, environmental compliance, funding strategy, and grant...SuggestedFull timeContract workPart timeFor contractorsWork at officeLocal areaFlexible hours- ...Job Description Job Title: Trade Compliance Specialist \n Location: Milwaukee, WI... ...supports the brokerage team by providing regulatory guidance, maintaining compliance programs... ...requirements. And provides expert consulting services, supports clients in navigating...SuggestedPermanent employmentFull timeWork at officeRemote work
- ...customer service, customized supply chain and compliance solutions, and a genuine commitment to work-life... ...importers, supporting the brokerage team with regulatory guidance, compliance program maintenance, and expert consulting to help clients navigate complex import...SuggestedFlexible hours
$35 per hour
Lending Compliance Analyst – To $35/hr – Milwaukee, WI – Job # 3498 Who We Are The Symicor Group is a boutique talent acquisition firm... .... The position is responsible for the execution of the bank’s regulatory compliance requirements related to our business lending...Hourly pay$125k - $140k
Overview The Team Member will be an integral part of the Allspring Compliance Program team leading the Allspring Global Investments Global... ...Compliance Program activities including supporting the firm’s regulatory compliance, various compliance‑related projects and compliance...Work at office- -As a Trade Compliance Specialist your goal is to ensure that the correct method of valuation is applied to all products and that all elements of value prescribed by statute are included in the value reported to the customs authorities. #LI-MD1 #LI-HybridYou will do this...Shift work
- About the Role:We are seeking a detail-oriented and collaborative compliance professional to join our Corporate Compliance team. In this... ...key compliance processes related to associate training, regulatory questionnaires, and disclosure requirements while serving as a...Full timeWork at officeRemote work3 days per week
- Senior International Trade Compliance SpecialistCorporate Headquarters12575 Uline Drive, Pleasant Prairie, WI 53158Interested in the global... ...International Trade Compliance Specialist, you’ll tackle regulatory hurdles, find tariff savings and bring Uline’s high quality products...Full time
- About the Role:We are seeking a seasoned Senior Compliance Officer - Institutional Fixed Income to serve as a strategic partner to our... ...enhancement of policies and procedures, while providing expert regulatory guidance to ensure alignment with SEC, FINRA, and MSRB requirements...Full timeWork at officeRemote work3 days per week
$125k
Bank Compliance Officer – To $125K – Milwaukee, WI – Job # 3554 Who We Are The Symicor Group is a boutique talent acquisition firm based... ...on all Bank regulations across all business lines to identify regulatory compliance weaknesses. They will also ensure that the Bank’s...Work experience placementWork at office$85k - $110k
...Overview This role supports Allspring Compliance and sits within the Global Sales Practice Team. The Senior Compliance Analyst helps... ...electronic communications to ensure compliance with firm and regulatory requirements including but not limited to SEC, FINRA, and...Work at officeShift work- ...duties as assigned. Knowledge, Skills, and Abilities (KSAs): Ability to complete required online credentialing training and maintain compliance with PIV-II SmartID credential requirements. Knowledge of ICAM and USAccess credentialing processes, including enrollment,...Full timeContract workTemporary workFor contractorsLocal areaRelocationShift workNight shiftWeekend work
$18.36 per hour
...encountered. Prepare and maintain spreadsheets tracking the status of new applicant, contractor, and federal employee files. Compliance and Training: Stay up to date with relevant policies, regulations, and procedures related to PIV card enrollment....Full timeFor contractorsLocal areaImmediate startFlexible hours- Briggs & Stratton, LLC in Wisconsin seeks a Trade Compliance Specialist to ensure correct valuation method and proper inclusion of value elements for customs reporting. You will classify products under HTS, interpret GRI and rulings, and implement compliance programs....
- Licensed Financial Advisor Join Lakeshore Financial Group as a licensed financial advisor and become part of a team dedicated to empowering clients with personalized financial strategies. Here, you'll cultivate strong connections with a diverse clientele, ensuring their...Flexible hours
- Join Lakeshore Financial Group as a Licensed Financial Advisor, where you'll be part of a forward-thinking team committed to empowering clients with tailored financial strategies. We pride ourselves on fostering strong, meaningful connections with a diverse range of clients...Work at officeLocal areaFlexible hours
- ...celebrates success, and believes in growing together. Schedule: Full-Time | Monday - Friday | Onsite Sustainability & Legislative Compliance Coordinator Job Summary This position will undertake all projects related to sustainability and compliance to legislative...Full timeMonday to Friday
- ...00. Standard Hours: 40.00. Shift: Shift 1. Job Summary The Compliance Consultant position is responsible for assisting the organization in adhering... ...units the position supports. The complexity of healthcare regulatory requirements and the activities this position is...Temporary workShift work
- ...Specialist will perform credential enrollment, issuance, activation, inventory management, and customer support activities while ensuring compliance with established credentialing policies and security procedures. This position supports secure identity management operations at...Permanent employmentFor contractorsWork experience placementWork at office
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