Director, Equities Compliance & Regulatory Advisory
Anonymous
Anonymous seeks an Equities Compliance Officer at Director level to lead regulatory advisory for its Equity Sales & Trading business in New York. The role requires deep regulatory expertise and the ability to shape the firm's compliance program. You will advise front-office stakeholders, oversee the equities compliance program, respond to regulatory inquiries, and drive policy development and control enhancements. #J-18808-Ljbffr Anonymous
Vacancy posted 18 hours ago
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