USA_Analyst

SOX Control And Compliance

Pay Rate Range: $44.24-49.24/hr. GBaMS ReqID: 10370282 Title: SOX Control and Compliance

Assist the Business Control Risk Management team in driving effective and consistent business line execution against the Enterprise Risk Management Framework. The role will be responsible for managing and supporting SOX examinations (internal external), and all stakeholders involved. The role will involve collection, review, and analysis of control performance data and metrics, and remediation action plans as applicable. The role will also involve working with a variety of stakeholders at senior levels located throughout Groups US operating entities. This position will be exposed to all various aspects of Technology, including but not limited to network security, access management, cyber security, IT architecture, IT resiliency, software development lifecycle, disaster recovery, infrastructure engineering, and all other aspects of IT management. This position will involve oversight and understanding of Groups US operating entities, including their respective lines of business and corporate functions, as well as participation in all facets of management of examinations and reviews of Groups US operating entities. Advanced knowledge of applicable US laws and regulations and financial services industry regulators is a plus.

Additional responsibilities include:

• Manage examinations, audits, and reviews on behalf of the Technology organization, specifically IT SOX audit
• Management of all key stakeholders throughout Technology examination, audit, and review including the auditors regulators
• Work with various stakeholders to evaluate action plans, and remediation actions
• Collaborate with various teams to identify, assess, and validate various Technology risks and controls before, during and after examinations, audits and or reviews
• Keep abreast of legal and regulatory matters affecting the US financial services industry, the regulatory environment, and potential impact on Groups US operating entities
• Compile, analyze, and review quantitative and non-quantitative regulatory risk management information from Groups US operating entities
• Partner with Second Line of Defense to provide input review of relevant frameworks, policies, and standards.
• Drive Risk Culture Facilitate awareness of, and adherence to, risk frameworks, policies, and standards through internal validation and issue risk management.
• Continuously monitor all sources of risk existing within Technology, and externally while utilizing research, networking, and experience to anticipate critical risks and issues impacting Technology.

Location- Hybrid position in Dallas, TX or Quincy, MA (2 days a week onsite3 days remote)- Candidates MUST be willing to report onsite 2 days a week at the Santander office in Dallas, TX or Quincy, MA

Nice-to-Haves:

• Bilingual in Spanish English (not required, but would be a plus)

Competencies:

• SOX Control and Compliance Experience (Years): 4-6

Essential Skills:

• Audit Compliance Analyst III (Senior)

Skills:

• SOX Control and Compliance: Yes, 1-7+ years