Director, Equities Compliance: Regulatory Strategy Leader
$112.2k - $209kHispanic Alliance for Career Enhancement
The Hispanic Alliance for Career Enhancement in New York is seeking a Director of Equities Compliance to manage the Capital Markets Compliance Program. The role involves providing compliance guidance, conducting risk assessments, and ensuring regulatory obligations are met. Ideal candidates will have extensive equities trading knowledge and a strong background in compliance. The salary range for this position is between $112,200 and $209,000 annually, dependent on qualifications and experience. Benefits include health insurance and tuition reimbursement among other offerings. #J-18808-Ljbffr
$176.4k - $228.25k
...Market is seeking a Manager/Director of CMC Regulatory Affairs to lead the... ...implementation of regulatory strategies for small molecule investigational... ...research and ensuring compliance with global regulatory... ..., with potential for bonuses and equity. #J-18808-Ljbffr...Employment EquityRegulatoryRemote work- Eight Sleep is looking for a Director of Medical Products to build a medical business... ...health. The role includes leading regulatory and reimbursement strategies, collaborating with R&D and... ...management skills. This position offers equity participation and a Pod product to...Employment EquityRegulatory
$176.4k - $207.5k
...Initial Therapeutics, Inc. seeks an Associate Director of Regulatory Affairs in New York, NY, to lead the development of regulatory strategies for unique products. The ideal candidate... ...$176,400 - $207,500 (USD), bonuses, equity, and a comprehensive benefits package. #J...Employment EquityRegulatoryRemote work- ...Ventures, J.P. Morgan Growth Equity Partners, Maverick... ...will report into our Director of Revenue and Provider Network Strategy and work closely with our... ...of them - translating regulatory complexity into clear recommendations... ..., and building the compliance infrastructure that...Employment EquityRegulatoryFull timeWork at officeRemote work3 days per week
$200k - $225k
...Pharmaceuticals is looking for an Associate Director, Regulatory Strategy At Syndax, we are determined to... ...mitigates regulatory risks. Ensures compliance with global regulatory requirements.... ..., travel requirements and internal equity. Our overall package also includes an...Employment EquityRegulatoryWork at officeLocal areaRemote work$115.44k - $186.16k
...Business Management, Strategy & Support Job... ...At TD Bank US Compliance, we're on a mission... ...governance, and regulatory priorities across... ..., the Board of Directors, and senior leadership... ...to being a leader in client experience... ...for cash and/or equity incentive awards,...Employment EquityRegulatoryTemporary workWork at officeLocal areaWork from homeFlexible hours$225k - $275k
...seeking a Lead, Network Connectivity & Strategy to own our external connectivity strategy... ...optical transport familiarity is a plus. Regulatory & Right‑of‑Way Knowledge: Familiarity... ...Competitive total compensation package (salary + equity). Retirement or pension plan, in line...Employment EquityRegulatoryContract workFor contractorsLocal area- ...TwinThread seeks a Supervisory Director in New York to lead a team responsible for compliance and supervisory excellence in the investment sector. Candidates should possess over 10 years of experience in the securities industry, with a proven track record of team management...Regulatory
$240k - $270k
...About the role: We are looking for a Director of Compliance and Regulatory to join our team. Reporting to the... ...Governance, Risk, and Compliance (GRC) strategy. You will serve as the primary... ...role is eligible to participate in our equity incentive and competitive benefits plans...Employment EquityRegulatoryRemote workFlexible hoursShift work$200k - $260k
...Director, AML/BSA Compliance About Current Current is a leading consumer... ...being a hands‑on leader that will focus on continuously... ...to all applicable regulatory requirements. Key... ...to support business strategies, while ensuring... ...base salary, equity, and comprehensive benefits...Employment EquityRegulatoryWork at officeFlexible hours$180k - $225k
...must possess extensive compliance advisory experience supporting equities sales and trading businesses... ...of the unique regulatory and supervisory considerations... ...and deliver proactive strategies and tactics that... ...General Job Description:*The Director Compliance TDS oversees...Employment EquityRegulatoryWork experience placement- ...seeking an experienced Senior Director of Healthcare Compliance to oversee and manage our growing healthcare regulatory and compliance needs as we... ...to establish proactive strategies for managing compliance needs... ...summer flex time. Company equity, bonus program, 401(k) plan...Employment EquityRegulatorySummer workWork at officeFlexible hours3 days per week
- ...A blockchain intelligence firm in New York is seeking a Head of Regulatory Affairs to develop compliance strategies and navigate regulatory landscapes. Candidates should have extensive experience in regulatory affairs, particularly within the cryptocurrency sector. The...RegulatoryFlexible hours
- ...environment. The Global Facilities Leader owns that craft at scale.... ...in the First 6–12 Months Strategy & Standardisation Define... ...meet applicable regulatory, safety, and healthcare compliance requirements, with a unified... ...expression of brand equity. Relevant professional qualifications...Employment EquityRegulatoryFor contractors
$200k - $240k
...capabilities in infrastructure equity and debt, private... ...Overview Risk & Compliance works closely with our... ...conflicts of interest, and regulatory reporting. The Role Assists the Director, Risk & Compliance in the... ...or infrastructure debt strategies) Knowledge of private funds...Employment EquityRegulatoryTemporary workWorldwideFlexible hours$175k - $225k
...them to be market leaders in their niche... ...Responsibilities Financial Strategy & Capital... ...Governance, Reporting & Compliance Oversee the... ..., board of directors) and external parties... ...tax filings, and regulatory reviews, ensuring... ...managing a company's equity ownership,...Employment EquityRegulatoryFull timeLocal area$150.5k - $245.5k
...with Program Operations Leaders (POLs) and Clinical... ...inspection readiness strategy in accordance with International... ...review and full GCP compliance A typical day in this... ...essential and regulatory documents for all study... ...family support benefits, equity awards, annual bonuses...Employment EquityRegulatoryLocal area- ...Bank of Montreal is looking for a Director of Equities Compliance in New York, NY. This role focuses on ensuring compliance for equity activities while providing advisory services to the business units. You will monitor developments, engage with traders, and manage compliance...Employment EquityRegulatory
- ...modernize knowledge workflows, ensure regulatory compliance in AI-driven interactions, and deliver... ...Develop and execute a multi-year GTM strategy for P&C and Life insurance enterprise... ...salary, performance-based incentive plan, equity participation, and full benefits....Employment EquityRegulatoryRemote work
- ...seeking an experienced Associate Director, SEO in New York to lead comprehensive SEO strategies for healthcare clients. This... ...bridge digital strategy and compliance requirements while enhancing brand... ...understanding of healthcare regulatory nuances, ensuring optimal SEO...Regulatory
- ...projects, while contributing to broader strategy formation, including data-driven decision... ..., data center developers, utilities, regulatory authorities, and other external stakeholders... ...are familiar with concepts such as tax equity, virtual PPAs, basis risk, etc....Employment EquityRegulatoryContract work
- ...various departments. Candidates should have a proven track record in customer-facing roles and be skilled at developing strategies that address regulatory challenges. The position offers competitive compensation, reflecting individual qualifications and contributions. #J-...RegulatoryRemote work
$252k - $315k
...building a next-generation compliance function where AI-... ...work together to scale regulatory oversight without slowing... ...ecosystem. This leader will be responsible for: Driving the strategy and execution of product... ...dental, and vision Company equity 401(k) plan with...Employment EquityRegulatoryFull timeLocal areaRelocation packageFlexible hours2 days per week3 days per week$176.4k - $207.5k
...Recursion is seeking an Associate Director of Regulatory Affairs to lead global regulatory strategies and oversee processes. This role requires at least 10 years... ...across teams, manage complex projects, and ensure compliance with regulatory requirements. The position is...RegulatoryRemote work$155k - $205k
...Loyal is seeking a Director of Regulatory Affairs, Clinical responsible for developing regulatory strategies for FDA approval of longevity drugs for dogs. The ideal candidate... ...0 with extensive benefits including unlimited vacation and equity options. #J-18808-Ljbffr...Employment EquityRegulatory- ...Head of OMS Product Strategy – Multi-Asset Trading Executive Director Location: New York Division: Institutional Equities Reporting to: Head of Electronic Trading Overview Morgan... ...evolving market structure, client needs, and regulatory requirements. Lead build versus buy...Employment EquityRegulatory
$259k - $394k
...A biotechnology company is seeking a Vice President of Regulatory Affairs to develop and execute regulatory strategies for global pipeline programs. The ideal candidate will have over 15 years of experience in regulatory affairs within a biotech environment and will be...Regulatory$212k - $230k
Director, Governance, Risk, and Compliance (GRC) Remote - USA At Clover, the Business... ...and risk strategy in support of Clover... ...security risk posture, regulatory compliance readiness... ...peers, and senior leaders. Third‑Party Risk... ...Competitive base salary, equity opportunities,...Employment EquityRegulatoryTemporary workFixed term contractWork at officeImmediate startRemote workFlexible hoursShift work- ...National Geographic is seeking an Operations Manager to own the strategy and execution of prediction markets across various categories.... ...position offers a competitive salary ranging from $112,000 to $140,000, along with bonus and equity opportunities. #J-18808-Ljbffr...Employment EquityFull time
- ...Cardea Group is seeking a Deputy Chief Compliance Officer & Associate General Counsel in... ...scope across hedge fund and private equity strategies. The ideal candidate will support compliance... ...must possess a blend of legal and regulatory experience with a proactive mindset in...Employment EquityRegulatory
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