Trading Assistant

About Our Company We’re a diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. Our team of 22,000 people across 19 countries, serves more than 3.5 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses – Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world. Job Description The Trading Assistant will support advisors, trading partners and home office staff by answering trading-related questions and delivering excellent customer service. This role works closely with traders to ensure client orders and trade executions are processed efficiently, accurately and in compliance with all regulatory requirements. Additionally, the Trading Assistant assists with regulatory reporting, including Best Execution analysis and reporting, while contributing to process improvements, operational initiatives, and ad hoc projects that support the success of the Equity & Option Trading team. Key Responsibilities Assist advisors, trading partners and home office staff with trading related questions including order activity, regulatory reporting, and trading system navigation and functionality. Perform order book reconciliation and trade allocation for all trading activity. Identify and resolve trading and settlement issues, while ensuring all required documentation is completed. Assist Business Analysts with report creation, generation, monitoring and analysis. Work with trading systems, execution quality reporting, trade reporting along with researching trading issues. Review trading area policies and procedures for compliance with industry and company rules and regulations. and identify opportunities for process improvements and risk mitigation. Provide back-up support to other departments within Capital Markets Trading and participate in special projects as needed. Required Qualifications Education: Bachelor's degree or equivalent. Experience: 1-3 years of relevant experience. Post‑secondary education and relevant work experience may be interchanged to meet the combined total years of minimum required qualifications for education and experience. Ability to effectively work in a team environment and collaborate across multiple business functions. Ability to perform in a fast‑paced, time‑sensitive, and regulated environment with attention to detail. Ability to handle difficult communications with advisors and clients and provide effective resolutions. Ability to build and maintain strong, positive relationships and influence others without having direct leadership accountability. Strong analytical, problem‑solving, and organizational skills. Ability to learn new systems, technologies, and business processes. Preferred Qualifications Experience with BETA host, LSEG One, BRASS and Microsoft applications with an emphasis on Excel and Power BI. Active Series 7 license. Experience working in trading, brokerage, securities, or financial services operations environments. Visa Sponsorship Applicants must have a valid work authorization that does not now, or in the future, require visa sponsorship for employment in the United States (e.g., H‑1B, F‑1 CPT, F‑1 OPT, TN). Full-Time/Part-Time Full time Exempt/Non-Exempt Non-Exempt Job Family Group Business Support & Operations Line of Business CLEAR Clearing Equal Opportunity Employer Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, gender expression, national origin, ancestry, age, physical or mental disability, medical condition, pregnancy, military status, veteran status, genetic information, citizenship, disability status, marital status, family status or any other basis prohibited by law. We are committed to fostering an inclusive and accessible recruitment process for individuals with disabilities. If you require a reasonable accommodation to participate in the application or interview process, speak to your recruiter to discuss how we can support you. Company Background Since 1894, Ameriprise Financial has helped people feel more confident about their financial future. Guided by strong values and a deep commitment to clients, we've remained a trusted leader in financial planning and advice for more than 130 years. Through our businesses, Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance & Annuities, we deliver advice, investment and protection solutions designed for long-term success. While each business brings distinct capabilities and expertise, all are united by our unwavering focus on clients and a strong financial foundation. For you, that means the opportunity to build a meaningful career in a high-performing, collaborative culture where your expertise can grow, your contributions are valued and your work can make a real impact. As a global financial services company with three complementary businesses, the breadth of our capabilities sets us apart. It also creates unique opportunities for employees to learn, collaborate and grow their careers: Ameriprise Financial: Financial planning, advice and wealth management. Columbia Threadneedle Investments: Global asset management serving individual, institutional and corporate clients. RiverSource Insurance & Annuities: Products and solutions designed to help clients protect and grow their wealth. Explore Opportunities Ameriprise US | Careers Ameriprise India | Careers Columbia Threadneedle Investments US | Careers Columbia Threadneedle Investments EMEA APAC | Careers RiverSource | Careers FAQ Can I check the status of my application? Yes, you can check the status of your submitted application. To do so, you will need to log into the Candidate Homepage with your username and password. What information is required to apply for a job? Requirements vary by position, state and/or region. Be prepared to provide work history, resume, and contact information at a minimum. #J-18808-Ljbffr 00052 American Enterprise Investment