Financial Institution Regulatory Compliance Senior Consultant
$80.99k - $137.82kBaker Tilly Advisory Group, LP
OverviewBaker Tilly is a leading advisory, tax and assurance firm, providing clients with a genuine coast-to-coast and global advantage in major regions of the U.S. and in many of the world’s leading financial centers – New York, London, San Francisco, Los Angeles, Chicago and Boston. Baker Tilly Advisory Group, LP and Baker Tilly US, LLP (Baker Tilly) provide professional services through an alternative practice structure in accordance with the AICPA Code of Professional Conduct and applicable laws, regulations and professional standards. Baker Tilly US, LLP is a licensed independent CPA firm that provides attest services to its clients. Baker Tilly Advisory Group, LP and its subsidiary entities provide tax and business advisory services to their clients. Baker Tilly Advisory Group, LP and its subsidiary entities are not licensed CPA firms.Baker Tilly Advisory Group, LP and Baker Tilly US, LLP, trading as Baker Tilly, are independent members of Baker Tilly International, a worldwide network of independent accounting and business advisory firms in 141 territories, with 43,000 professionals and a combined worldwide revenue of $5.2 billion. Visit bakertilly.com or join the conversation on LinkedIn, Facebook and Instagram.Please discuss the work location status with your Baker Tilly talent acquisition professional to understand the requirements for an opportunity you are exploring.Baker Tilly is an equal opportunity/affirmative action employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability or protected veteran status, gender identity, sexual orientation, or any other legally protected basis, in accordance with applicable federal, state or local law.Any unsolicited resumes submitted through our website or to Baker Tilly Advisory Group, LP, employee e-mail accounts are considered property of Baker Tilly Advisory Group, LP, and are not subject to payment of agency fees. In order to be an authorized recruitment agency ("search firm") for Baker Tilly Advisory Group, LP, there must be a formal written agreement in place and the agency must be invited, by Baker Tilly's Talent Attraction team, to submit candidates for review via our applicant tracking system.Job Description:Are you interested in joining one of the fastest growing consulting and accounting firms in the country?Would you like the ability to join a highly dynamic team focused on providing exceptional client service in the areas of risk and advisory?If yes, consider joining Baker Tilly (BT) as a Financial Institution Regulatory Compliance Senior Consultant! Our Risk Advisory practice provides a full spectrum of services to help our clients assess their risks, develop strategies to compete in an ever-changing business environment, and achieve their goals and objectives. All of this is accomplished through deep industry knowledge of risk, governance and regulatory compliance best practices.As one of the fastest growing firms in the nation, BT has the ability to offer you upward career trajectory, flexibility in how and where you get your work done and meaningful relationships with clients, teammates and leadership who truly care about you and your development.Does this describe you?You want to continue to expand your work experiences and hone your skills as a comprehensive risk professional in the areas of compliance, enterprise risk management, governance, internal controls, and data analytics.You crave the opportunity to be part of a fast growing, entrepreneurial risk consulting practice where your hard work and creativity will be rewardedYou do your best work when you are part of a talented, down-to-earth team that thrives in collaboration and truly enjoys working togetherYou feel valued when you are provided the resources and support to continually sharpen your technical skills and build your career now, for tomorrowWhat you will do:Work closely with client executives and management teams to understand their businesses and assist in identifying and managing regulatory compliance risks within their business processes and systemsDirectly assist clients in notably being compliant with new or update in financial institution regulationsImplement new or updated regulatory requirements, and translate regulatory requirements to ensure financial institution complianceContinually stay up-to-date on all existing compliance regulationsDevelop and maintain a broad knowledge and awareness of the financial institution industry and regulatory changes and identify potential impacts to compliance audit programsSupport our internal audit practice as Subject Matter Expert on regulatory and compliance topicsProvide strategic business advice to clients by assisting in the implementation of new regulatory requirementsAssist with managing client engagement teams, along with staffing, billings/collections, and ensure client profitability targets are metUtilize your entrepreneurial skills to network and build strong relationships internally and externally with clients and the communityInvest in your professional development individually and through participation in firm wide learning and development programsSupport the growth and development of team members through the Baker Tilly Care and Teach philosophy, helping associates meet their professional goalsEnjoy friendships, social activities and team outings that encourage a work-life balanceSuccessful candidates will have:Bachelor’s degree in accounting, finance, or a related program2-4+ years experience with regulatory complianceCPA or CRCM designation(s) strongly preferred. Also open to candidates willing to obtain CRCM Certification in the futureExperience working with FDIC, OCC, CFPB, NCUA, and state regulationsExperience as a client serving professional for a consulting firm desired or financial institution experience.Excellent analytical, technical, and problem-solving skills, with strong attention to detailExceptional verbal and written communication, collaboration, and time management skillsStrong sense of urgency and client responsivenessAbility to travel up to 10%The compensation range for this role is $80,990 to $137,820. Actual compensation is influenced by a variety of factors including but not limited to skills, experience, qualifications, and geographic location.#LI-hybrid#LI-LF2 #J-18808-Ljbffr
$80.99k - $137.82k
...Baker Tilly International is seeking a Financial Institution Regulatory Compliance Senior Consultant in Denver, Colorado. Join a dynamic team to help clients navigate regulatory compliance risks and maintain adherence to financial regulations. Ideal candidates will possess...FinancialSenior- ...Compliance Analyst (Portfolio Management & Trading) PTMA Financial Solutions provides treasury management... ...,000 financial institutions to help... ...management, and regulatory controls... ...interpretation or senior review. Demonstrates... ..., third-party consultants and regulators....FinancialSeniorLocal area
$75k - $115k
...and over 400,000 retail and institutional clients from more than 80 offices... ...strategic marketing and financial management to human... ...examinations. May perform other compliance duties/responsibilities as part... ...representatives, and business units on regulatory changes, compliance matters,...FinancialSeniorWork at officeRemote work- ...Senior Regulatory Compliance Analyst SS&C is headquartered in Windsor, Connecticut, and has 27,00... ...employees in 35 countries. Some 20,000 financial services and healthcare... ...related to broker-dealers and financial institutions Knowledge and experience working...FinancialSeniorOngoing contractWork at office
$88k - $120k
...and supporting internal audit and risk consulting projects Building and maintaining... ...documentation, and assessing regulatory compliance Identifying issues, developing actionable... ...years of experience in working in the financial services industry. Prior...FinancialSeniorFlexible hours$79k - $89k
...with our nonprofit research institute and foundation, we tune in,... ..., we help people create the financial freedom to live life on their... ...implementing best practices within compliance and ethics functions.* Work... ...to solutions.* Monitor regulatory changes and help update...FinancialSeniorRemote work$80.99k - $137.82k
...Baker Tilly Advisory Group, LP is looking for a Financial Institution Regulatory Compliance Senior Consultant in Denver, Colorado. This role involves working closely with client teams to manage regulatory compliance risks, implement new regulations, and provide strategic...FinancialSenior$79k - $89k
...A financial services firm based in Denver is looking for a Compliance Specialist to develop and maintain policies, support employees, and ensure compliance with regulations. The role requires experience in regulatory or ethics fields, with a Bachelor's degree as a minimum...FinancialSeniorRemote work$75k - $90k
...Imea is seeking a Senior Compliance Analyst to enhance its compliance program. The role includes... ...policies, catering to evolving regulatory standards. Candidates should possess strong... ...analytical skills and an understanding of financial services. This position offers...FinancialSenior$75k - $90k
...Your opportunity The Senior Compliance Analyst performs a variety of activities in the Corporate... ...frequently asked questions, and other regulatory communications and consider their... ...business partners Solid understanding of financial concepts, financial services and public...FinancialSenior$101k - $135k
GE Aerospace in Denver is seeking a Financial Accountant responsible for preparing financial statements and ensuring accounting compliance. This role requires a Bachelor's degree in Accounting or Finance and 3 years of experience in the financial services sector. The position...FinancialSenior$75k - $85k
Job Description Summary The Sr Compliance Analyst - Records Management supports the enterprise... ...compliance with statutory, regulatory, and business requirements related to the... ...and maintained within the life insurance/financial industry Demonstrated experience partnering...FinancialSenior- ...Stryker is hiring a Senior Regulatory Affairs Specialist to support Sports Medicine in Denver... ...regulatory strategies, ensure compliance across the product lifecycle, manage regulatory... ...and tobacco cessation program. Financial benefits include: Health Savings Account...FinancialSeniorFull timeTemporary workLocal areaFlexible hours
- ...publicly traded broker dealer in the Financial Services industry. We offer Retail & Institutional clients a wide range of... ...Marketing Risk Operations, Service & Regulatory Communications, and Centralized... ...and Regulatory Communications Compliance requirements is imperative to...FinancialSeniorWork experience placement
$93k - $120k
...with diversity to match. Together with our nonprofit research institute and foundation, we tune in, step up, and are a force for good... ...work, and play. United in our purpose, we help people create the financial freedom to live life on their terms.Transamerica is organized...FinancialSeniorWork at officeRemote work$194.23k - $228.5k
...serve to make better and smarter financial decisions and enabling the communities... ...Day One. Job Description Institutional Client Group Senior Portfolio Manager - Media &... ...ensuring sound financial analysis, compliance with regulatory requirements, and alignment with...FinancialSeniorTemporary workLocal area- ...Together with our nonprofit research institute and foundation, we tune in, step up... ...purpose, we help people create the financial freedom to live life on their terms... ...and experience.* Five years of regulatory or securities compliance experience. Areas of experience desired...Financial
$139.23k - $163.8k
...businesses we serve to make better and smarter financial decisions and enabling the communities... ...Job Description Functional Lead Senior-level individual contributor partnering... ...manage Diversified Industries, Institutional Client Group credit account relationships...FinancialSeniorTemporary workWork experience placementLocal area- ...leading airline company in Denver, Colorado, seeks a Senior Accountant of Financial Reporting to manage internal and external... ...GAAP knowledge. Responsibilities include preparing regulatory reports, ensuring compliance, and validating financial information. Join a team...FinancialSenior
$45 - $55 per hour
...technology firm in Englewood, Colorado, is seeking a financial professional to manage financial records and ensure compliance with regulations. The role involves performing... ...strong analytical skills and experience in regulatory compliance. This full-time position offers a...FinancialSeniorHourly payFull time$150k - $225k
...providing legal advice and guidance on compliance within the capital markets business.... ...Juris Doctor degree, experience with financial institutions, and substantial knowledge of... ...and offering legal support on complex regulatory matters. The position offers a competitive...FinancialSenior- ...established industry player is seeking a Senior Federal Project Accountant to join... ...role focuses on managing project financial health, ensuring compliance with contractual requirements, and... ...meaningful projects. #J-18808-Ljbffr Fashion Institute of Design & MerchandisingFinancialSeniorContract work
- A financial institution in Denver seeks a Senior Manager in Compliance Risk Management. Responsibilities include leading a team, overseeing risk-based monitoring, and collaboration across business lines. Candidates should possess at least 6 years of relevant experience...FinancialSeniorWork at office
- ...Financial Services Senior Consultant - Financial Risk Our Deloitte Regulatory, Risk & Forensic team helps client leaders translate... ...supports clients' regulatory and compliance needs, balancing risk and... ...governance for financial institutions Solid project management or...FinancialSeniorWork at officeVisa sponsorship
$80k - $150k
A leading financial institution in Denver seeks a Portfolio Manager to manage a range of client accounts. The role focuses on facilitating communication... ...and internal teams, conducting financial reviews, ensuring compliance with loan agreements, and building strong client...FinancialSeniorFlexible hours- ...theirs.Join us and play your part in something special!The primary purpose of this position is to underwrite new and renewal financial institutions business (asset managers, RIAs, private equity, venture capital, banks, non-bank lenders and fintech) in a profitable...FinancialSeniorFull timeLocal areaWork from homeFlexible hours
- ...Title: Senior Technical Legislative Liaison... ...Federal & Technical Regulatory Tracking: Develop and... ...maintain a technical compliance tracking matrix for federal... ...funding. Policy & Financial Analysis: Conduct... ...and transition institutional knowledge to junior or...FinancialSeniorWork at office
$65k - $75k
...with our nonprofit research institute and foundation, we tune in,... ..., we help people create the financial freedom to live life on their... ...development of new and/or enhanced compliance programs and enterprise-wide... ...current, new, and proposed regulatory requirements (e.g., statutes...FinancialContract workRemote work$138k - $200.1k
...idea that transforming financial lives starts by... ...Profile Summary : The Senior Counsel role offers an... ...multi-employer, and institutional plans; advise on the... ...role and the legal and regulatory environments that impact... ...interpretation, compliance and enforcement, risk...FinancialSenior16 hoursContract workTemporary workWork experience placementCasual workWork at officeLocal areaRemote workWork from homeWork visaFlexible hours$100k - $150k
...EisnerAmper is seeking a Senior to join our National Tax Office... ...federal income tax consulting experience (large law firm,... ...turnarounds or streamline compliance work, we're able spend more... ...as diverse as sophisticated financial institutions and start-ups, global public...FinancialSeniorWork at officeLocal area
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