Compliance Officer: Policy & Audit Lead (Financial Services)
$70k - $90kNuMark Credit Union
NuMark Credit Union is hiring a Compliance Officer in Countryside, Illinois. This role involves ensuring compliance with laws and regulations, leading the auditing process, and developing staff training programs. Candidates should possess a Juris Doctor's Degree or relevant certification with 5-10 years of experience. The position offers a compensation range of $70,000 - $90,000 annually, along with benefits like health insurance, paid time off, and education reimbursement. #J-18808-Ljbffr
$70k - $85k
...Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the... ...emerging financial crime trends, and internal policies Skills: Strong analytical and quantitative...PolicyWork experience placementWork at officeRemote work$70k - $90k
...next chapter after federal service? Your expertise still matters... ...Union is looking for a Compliance Officer who can take deep legal and... ...state laws and regulations. Leads the auditing process and collaborates closely... ...audit. Recommends policy changes in the Credit Union...PolicyFull timeContract workTemporary workWork at officeAll shifts$107k - $160k
...Position Title: Compliance Officer- Fintech Services Locations: Chicago_IL... ...role will be responsible for leading and overseeing the compliance... ...develop and apply policies and procedures with a view... ...and compliance measures for audit purposes. Builds and maintains...PolicyFull timeContract workTemporary workWork at officeLocal area$65k - $75k
...Nasdaq: IBKR) is a global financial services company headquartered... ..., CT, USA, with offices in over 15 countries.... ...is looking to hire a Compliance Analyst in our Chicago... ...in line with IBKR policy Assessing client's AML... ...Experience in internal audit, legal, accounting,...PolicyWork at officeRemote work- ...Major Responsibilities: Leads and performs complex internal audits and coordinates related large... ...ensure appropriate adherence to policies and procedures. Monitors compliance with regulations and... ...Proficiency in Microsoft Office (Word, Excel, PowerPoint) or...PolicyWork at office
- ...Internal Audit Role Top flight Chicago area financial services firm seeks local Chicago area candidate... ...at home, 2 days in the office role from home schedule... ..., regulatory compliance, information technology... ...implementation of new policies, processes, controls and...PolicyWork at officeLocal area
$66k - $82.6k
...perform timely, quality financial and operational audits for all corporate (... ...centers, subsidiaries, and service lines of business.... ...applications (e.g., Microsoft Office, SAP, etc.) to... ...Benefits are provided in compliance with applicable policies. Want to be notified...PolicyTemporary workWork at officeLocal areaImmediate start$100k - $120k
...description – The IT Audit Manager is responsible... ...internal controls over financial reporting and/or specific... ...department policies, procedures, standards... ...auditing in the financial services industry, and basic accounting... ..., regulatory compliance, etc.) are preferred Strong...Policy$70k - $85k
...in Chicago, the DV Group of financial services firms has grown to more than... ...for someone eager to join its Compliance Department and support an... ...internal risk and compliance policies Research emerging areas (e.... ...of proficiency in Microsoft Office and Adobe Professional Experience...PolicyWork at officeWorldwide$124k - $335k
...Up to 20% A career in our Financial Services Tax practice, within Corporate... .... Initiate and lead open conversations with teams... ...In-depth knowledge of tax compliance for REITs Knowledge of partnership... ...forth within the following policy: Learn more about how we...PolicyFull timeH1bLocal areaOverseas$72k - $104k
...Business Compliance Associate Chicago... ...data, you will lead cross-functional... ...party business audits. Requirements... ...require in-office work Tuesday through... ...is a leading financial technology... ...online financial services through our AI... .... It is our policy to provide equal...PolicyFull timeSummer workWork at officeLocal areaRemote workMonday to Friday$100k - $130k
...seeking an Internal Audit Manager who will... ...other consultancy services as required through... .... Supervises and leads Internal Audit activities... .... Ensuring compliance with the company’s... ...adhere to internal policies that relate to you... ...in a complex financial services organisation...PolicyImmediate start- ...professional for a remote position focusing on audit and assurance projects. You will... ...client relationships while ensuring compliance with firm policies. The ideal candidate will oversee... ...and ensure the accurate preparation of financial statements. Enjoy a competitive...PolicyRemote job
$75k - $85k
Cibc is seeking a Compliance Officer (AML Investigator) in Chicago to ensure compliance and risk management within their banking operations. This role entails recommending updates to compliance policies, reporting metrics, and performing quality assurance testing. Candidates...Policy- ...Advisor At Corebridge Financial, we believe action is... ...Corebridge Financial Services has been helping... ...century. We are an industry-leading provider of financial... ...continuing education and compliance support Skills... ...document(s) and Company policy. We are an Equal...PolicyLocal areaImmediate start
- A leading insurance provider located in Chicago seeks a Premium Audit Supervisor responsible for overseeing the premium audit team... ...audits for accuracy and compliance, providing training and support... ...staff, and collaborating on audit policies. Ideal candidates will have a...Policy
$99.6k - $169.2k
...globally recognized, award-winning financial institution that has been in... ...provide innovative financial services and guidance to the world’s... ...sophisticated clients using leading technology and exceptional... ...necessary.* Complies with all policies and guidelines (Board, ALCO,...PolicyFlexible hours$99k - $266k
...our people in tax services focus on providing... ...on tax planning, compliance, and strategy. These... ...and analyse financial data, prepare and... ...You are expected to lead with integrity and... ...specific PwC tax and audit guidance), the Firm... ...within the following policy: Learn more...PolicyFull timeH1b$99k - $266k
...Requirements: Up to 20% A career in our Financial Services Tax practice, within Corporate Tax... ...You Apart Thorough knowledge of tax compliance for Real Estate Trusts Knowledge of... ...as set forth within the following policy: Learn more about how we work: For...PolicyFull timeH1bLocal areaOverseas$103.6k - $189.9k
...better working world. Tax – Global Compliance & Reporting Insurance – Financial Services Organization The opportunity EY is... ...professional network Ability to lead a team of professionals Drive to see... ...year. Under our flexible vacation policy, you’ll decide how much vacation...PolicySummer holidayLocal areaFlexible hours$185k - $237.5k
...Leader Circle is one of the world's leading internet financial platform companies, building the... ...Circle, as well as the evolving financial services, digital assets, and regulatory... ...relationships across Communications, Strategy/Policy, Legal, Marketing, Product and other...PolicyFlexible hours$145.57k - $189.24k
...estate, investment, and financial services organization, is... ...of Risk Management to lead and advance our enterprise... ...to the Chief Risk Officer, EVP , the Director... ...maintain risk management policies and procedures in... ...professionalism, integrity, and compliance with all laws,...PolicyFull timeTemporary work$147.4k - $336.8k
FY26 - Financial Services - Global Compliance and Reporting - Real Estate - Tax Senior Manager Location: Chicago... ...on. To make that happen, you'll be leading teams and working in a highly collaborative... ...year. Under our flexible vacation policy, you’ll decide how much vacation...PolicySummer holidayFlexible hours$72.1k - $123.6k
...opportunities, manage risk, and deliver financial solutions that support client... ...teams to deliver responsive service and comprehensive banking... ..., LinkedIn and X. Compliance Statement Associated... ...with all applicable enterprise policies and procedures. Acts in...Policy$70k - $85k
A financial services firm in Chicago is seeking a Compliance professional to join its team. The successful candidate will handle compliance surveillance, draft policies, and respond to KYC requests, requiring a Bachelor's degree and compliance experience. This role emphasizes...PolicyWork at office$90k - $105k
...Senior Financial Auditor (Non-SOX) – $90-105K Plus Bonus... ...Fortune 500 Financial Services Client in Downtown Chicago... ...always looking for new audit approaches and this... ...corporation. This role leads project teams, which includes... ...Audit Charter, Policy and Methodology, and adhering...PolicySummer workRelocation package$170.26k - $200.3k
...better and smarter financial decisions and... ...The Corporate Audit Services (CAS) Senior Audit... ...DTOS audit team and leads audit coverage for... ...Risk Management, Compliance, Technology, Product... ...facing and back office activities. The... ...comply with U.S. Bank policies and procedures...PolicyTemporary workWork experience placementLocal area3 days per week$117k - $158k
Internal Audit Manager page is loaded## Internal... ...wealth management services through its 16... ...banking offices in Chicago, Denver... ...is a $66 billion financial institution based... ...Management, and Consumer Compliance (including BSA/AML... ...Audit Department policies and standards.* Draft...PolicyTemporary workLocal areaRemote workFlexible hours$116.2k - $212.9k
...EY is a leader in serving the global financial services marketplace and the only professional... ...a diverse array of tax consulting and compliance projects, responsibilities, and tasks.... ...or year. Under our flexible vacation policy, you’ll decide how much vacation time...PolicySummer holidayFlexible hours$110k - $130k
...: As a world leading provider of integrated... ... Chicago, IL, office. JOB... ...process, including financial statements, investor... ...teams Adhere to compliance requirements and identify... ...with Client Service team to manage deadlines... ...and enhance policies and procedures...PolicyWork experience placementWork at officeLocal areaFlexible hours
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